| Latest Filing | | Type | | Category | Description | Documents |
|---|
| | | |
| 4/1/24 |  | | ARS | | Update: | | Annual Reports to Security Holders | 3 |
| 3/29/24 | | | DEF 14A | | Proxy: | | Definitive Proxy Statements — Schedule 14A — Financial Reports | 16 |
| 3/20/24 | | | PRE 14A | | Proxy: | | Preliminary Proxy Statements — Schedule 14A — Financial Reports | 5 |
| 3/11/24 | | | 10-K | | Update: | | Annual Reports — Form 10-K — Financial Reports | 18 |
| 2/29/24 | | | 8-K | | Update: | | Current Reports — Form 8-K — Press Releases & Conference Calls — Financial Reports | 204 |
| | |
| | 8-K Items: |
| 9/29/23 | | | Business & Operations: | • | Entry into a Material Definitive Agreement — Item 1.01 — ↓‘EX-10’ | 44 |
| 12/12/17 | OLD | | " | | | • | Termination of a Material Definitive Agreement — Item 1.02 OLD — ↓‘EX-10’ | 5 |
| 11/25/13 | OLD | | Financial Info: | • | Completion of Acquisition or Disposition of Assets — Item 2.01 OLD — ↓‘EX-2’ | 2 |
| 2/29/24 | | | " | | | • | Results of Operations and Financial Condition — Item 2.02 — Financial Reports | 42 |
| 10/5/15 | OLD | | " | | | • | Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 OLD — ↓‘EX-10’ | 2 |
| 8/19/19 | OLD | | Securities & Trading: | • | Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01 OLD | 5 |
| 3/26/20 | OLD | | " | | | • | Unregistered Sales of Equity Securities — Item 3.02 OLD — ↓‘EX-1’ | 16 |
| 3/26/20 | OLD | | " | | | • | Material Modifications to Rights of Security Holders — Item 3.03 OLD — ↓‘EX-4’ | 2 |
| 1/24/14 | OLD | | Accountants & Accounting: | • | Changes in Registrant’s Certifying Accountant — Item 4.01 OLD — ↓‘EX-16’ | 5 |
| 11/25/13 | OLD | | Governance & Management: | • | Changes in Control of Registrant — Item 5.01 OLD | 3 |
| 9/6/23 | | | " | | | • | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers | 33 |
| 6/15/23 | | | " | | | • | Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ↓‘EX-3’ | 6 |
| 12/14/07 | OLD | | " | | | • | Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05 OLD — ↓‘EX-14’ | 1 |
| 9/21/07 | OLD | | " | | | • | Change in Shell Company Status — Item 5.06 OLD | 1 |
| 6/15/23 | | | " | | | • | Submission of Matters to a Vote of Security Holders — Item 5.07 | 12 |
| 9/29/23 | | | Disclosures: | • | Regulation FD Disclosure — Item 7.01 — ↓‘EX-99’ | 44 |
| 1/11/24 | | | Events: | • | Other Events — Item 8.01 | 49 |
| 2/29/24 | | | Financials: | • | Financial Statements and Exhibits — Item 9.01 — Financial Reports | 162 |
| | |
|
| 2/16/24 | | | S-8 | | Registration: | | Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8 | 9 |
| 11/14/23 | | | 10-Q | | Update: | | Quarterly Reports — Form 10-Q — Financial Reports | 50 |
| 9/29/23 | | | 424B5 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events | 15 |
| 9/29/23 | | | FWP | | Registration: | | Prospectus – Free Writing | 1 |
| 6/17/21 | OLD | | EFFECT | | SEC: | | SEC Notices of Effectiveness OLD | 16 |
| 6/15/21 | OLD | | CORRESP | | Comment: | | Comment-Response and Other Letters to the SEC [ a.k.a. COVER ] OLD — All Correspondence with the SEC | 19 |
| 6/14/21 | OLD | | S-3 | | Registration: | | Registration Statements – Securities for Transactions — Form S-3 OLD | 10 |
| 5/19/20 | OLD | | 424B3 | | Registration: | | Prospectuses – New Facts or Events OLD | 17 |
| 12/19/19 | OLD | | 424B4 | | Registration: | | Prospectus – Info Previously Omitted & New Facts or Events OLD | 1 |
| 12/13/19 | OLD | | S-1 | | Registration: | | Registration Statements (General Form) — Form S-1 OLD — Financial Reports | 8 |
| 8/29/18 | OLD | | CT ORDER | | SEC: | | SEC Confidential Treatment Orders OLD | 11 |
| 5/18/17 | OLD | | D | | Registration: | | Notices of Exempt Offerings of Securities — Form D OLD | 8 |
| 7/20/15 | OLD | | POS AM | | Registration: | | Post-Effective Amendments of Registration Statements OLD | 2 |
| 4/21/15 | OLD | | 15-12B | | Registration: | | Certification of a Termination of Registration of a Class of Securities — Form 15 OLD | 1 |
| 3/5/15 | OLD | | 8-A12B | | Registration: | | Registration Statements for Certain Classes of Securities — Form 8-A OLD | 3 |
| 4/2/12 | OLD | | NT 10-K | | Update: | | Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25 OLD | 3 |
| 4/22/10 | OLD | | CERTNAS | | Trading: | | Certifications by the Nasdaq Stock Market Approving Listings — Form CERT OLD | 2 |
| 3/27/08 | OLD | | 10KSB | | Update: | | Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB OLD | 9 |
| 11/14/07 | OLD | | 10QSB | | Update: | | Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB OLD | 18 |
| 11/2/07 | OLD | | SB-2 | | Registration: | | Registration Statements by Small-Business Issuers (Optional Form) — Form SB-2 OLD | 5 |
| 9/28/07 | OLD | | REGDEX | | Registration: | | Notice of an Exempt Offering of Securities — Form D OLD | 1 |
| 8/22/07 | OLD | | SC 14F1 | | Ownership: | | Statements re: Changes in the Majority of Directors — Schedule 14F-1 OLD | 2 |
| 10/19/06 | OLD | | DEF 14C | | Proxy: | | Definitive Proxy Info Statement — Schedule 14C OLD | 1 |
| 10/6/06 | OLD | | PRE 14C | | Proxy: | | Preliminary Proxy Info Statement — Schedule 14C OLD | 1 |
| 11/14/05 | OLD | | NT 10-Q | | Update: | | Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25 OLD | 5 |
| 4/12/01 | OLD | | S-2 | | Registration: | | Registration Statements — Form S-2 OLD | 2 |
| | |
| | General Exhibits: |
| 3/11/24 | | | EX-97 | | Clawback Policy re: Recovery of Erroneously Awarded Compensation | 1 |
| 3/11/24 | | | EX-23 | | Consents of Experts and Counsel | 54 |
| 3/11/24 | | | EX-4 | | Instruments, Including Indentures, Defining the Rights of Security Holders | 43 |
| 3/11/24 | | | EX-21 | | Subsidiaries Lists | 14 |
| 2/16/24 | | | EX-FILING FEES | | Filing Fees | 3 |
| 2/16/24 | | | EX-5 | | Opinions of Counsel re: Legality | 36 |
| 9/29/23 | | | EX-10 | | Material Contracts | 122 |
| 6/15/23 | | | EX-3 | | Articles of Incorporation/Organization and Bylaws | 13 |
| 12/18/19 | OLD | | EX-1 | | Underwriting Agreements (and mislabeled “1st Exhibits”) OLD | 7 |
| 10/3/13 | OLD | | EX-2 | | Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions OLD | 4 |
| 12/14/07 | OLD | | EX-14 | | Code of Ethics OLD | 1 |
| 6/7/01 | OLD | | EX-24 | | Powers of Attorney OLD | 4 |
| | |
| | Additional Exhibits: |
| 2/29/24 | | | EX-99 | | Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls | 155 |
| | |
| | Financials: |
| 3/29/24 | | | XML & R# | | IDEA Financial Reports Info — Financial Reports | 2,230 |
| 3/29/24 | | | EX-101.* | | XBRL Data (XBRL Files) | 423 |
| 3/29/24 | | | JSON | | XBRL Instances as JavaScript Object Notation Data (JSON Files) | 43 |
| 3/29/24 | | | ZIP | | XBRL Zipped Folders (Folders of XBRL Files) | 88 |
| 3/20/24 | | | EXCEL | | IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports | 97 |
| 3/11/24 | | | EX-31 | | Certifications — §302 – SOA’02 | 172 |
| 3/11/24 | | | EX-32 | | Certifications — §906 – SOA’02 | 167 |
| 9/25/15 | OLD | | EX-12 | | Statement re: the Computation of Ratios OLD | 1 |
| 1/24/14 | OLD | | EX-16 | | Letters re: Changes in Accountants OLD | 4 |
| | |
| | Graphics: |
| 3/29/24 | | | GRAPHIC | | Photos, Images and Graphs | 1,104 |
