UBS Oconnor LLC 

IL

  SEC # 1132716

        

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610  SEC Filings   from  2/15/01  to  2/14/24  (2 Months Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘13F-HR/A’ — Amendment to Quarterly Holdings and Combination Report by a Money Manager — Form 13F — for 12/31/22 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  UBS Oconnor LLC

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Forms , Documents & Exhibits  in  610 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
2/14/24			13F-HR		Ownership:		Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management	448
2/12/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	122
5/20/15	OLD		40-APP		Registration:		Application for an Exemption Order or Other Relief by an Investment Company  OLD	1
6/27/14	OLD		3		Ownership:		Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3  OLD	1
7/18/13	OLD		13FCONP		Ownership:		Quarterly Holdings and Combination Reports by Money Managers – Confidential Treatment Requested — Form 13F  OLD  — Assets Under Management	38
					Form-Specific Documents:
2/14/24			INFO-TABLE		Portfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management			218
					Additional Exhibits:
2/28/17	OLD		EX-99		Miscellaneous Exhibit  OLD			1
					Graphics:
5/20/15	OLD		GRAPHIC		Photos, Images and Graphs  OLD			79

History as a Money Manager:  Assets Under Management

No Forms  nor  Documents  Filed re:  Issuer / Subject Company

        

        

Filings History

Year		# of Filings
2024		18
2023		39
2022		43
2021		52
2020		47
2019		21
2018		20
2017		26
2016		26
2015		22
2014		19
2013		27
2012		19
2011		20
2010		18
2009		19
2008		26
2007		24
2006		24
2005		20
2004		20
2003		29
2002		21
2001		10