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Legend International Holdings Inc. 
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  SEC # 1132143


        
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534  SEC Filings
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  from  2/2/01  to  10/6/17  (None in the Past Year)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘REVOKED’ — SEC Order Revoking a Registration — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Legend International Holdings Inc. 

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Forms
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, Documents
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& Exhibits
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 in  235 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
10/6/17 OLDREVOKEDSEC:  SEC Order Revoking a Registration  OLD 1
5/9/16 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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73

8-K Items: 
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11/27/15 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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16
5/9/16 OLD"Bankruptcy or Receivership — Item 1.03  OLD 1
7/24/06 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD 1
11/27/15 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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2
5/9/16 OLD"Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ‘EX-10’
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1
2/20/13 OLD
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  Securities & Trading: 
Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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16
3/1/05 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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1
11/23/04 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 1
3/23/16 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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9
7/12/12 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 3
4/15/11 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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5
3/29/16 OLD
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  Events: 
Other Events — Item 8.01  OLD 34
11/27/15 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 32

8/28/14 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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22
8/15/14 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 4
3/31/14 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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10
11/25/13 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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23
8/30/13 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD  — Financial Reports
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6
2/13/13 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 8
1/30/13 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 2
11/6/09 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 4
10/27/09 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 7
9/18/09 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 5
3/16/09 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 2
3/2/09 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 20
8/18/08 OLDAWRegistration:  Amendment Withdrawal Requests  OLD 2
11/14/07 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 22
10/22/07 OLDSB-2Registration:  Registration Statements by Small-Business Issuers (Optional Form) — Form SB-2  OLD 7
9/18/07 OLDPREM14AProxy:  Preliminary Proxy Statements – Mergers & Acquisitions — Schedule 14A  OLD 2
3/29/07 OLD10KSBUpdate:  Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD 6
12/8/04 OLDSC 14F1Ownership:  Statements re: Changes in the Majority of Directors — Schedule 14F-1  OLD 2
2/21/03 OLDDEF 14CProxy:  Definitive Proxy Info Statements — Schedule 14C  OLD 2
2/10/03 OLDPRE 14CProxy:  Preliminary Proxy Info Statement — Schedule 14C  OLD 1
1/2/03 OLD5Ownership:  Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5  OLD 1
5/14/02 OLDS-8Registration:  Registration Statement – Securities for an Employee Benefit Plan — Form S-8  OLD 1
4/16/01 OLD8-A12GRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
4/12/01 OLD424B1Registration:  Prospectus – Info Previously Omitted  OLD 1

General Exhibits: 
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3/31/14 OLDEX-10Material Contracts  OLD 20
3/31/14 OLDEX-21Subsidiaries Lists  OLD 14
8/30/13 OLDEX-23Consents of Experts and Counsel  OLD 19
8/30/13 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 5
8/30/13 OLDEX-5Opinions of Counsel re: Legality  OLD 12
8/30/13 OLDEX-8Opinion of Counsel re: Tax Matters  OLD 1
8/9/11 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 4
4/16/03 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 2
5/14/02 OLDEX-24Power of Attorney  OLD 1

Additional Exhibits: 
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11/27/15 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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70

Financials: 
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8/28/14 OLDEX-31Certifications — §302 – SOA’02  OLD 91
8/28/14 OLDEX-32Certifications — §906 – SOA’02  OLD 89
8/28/14 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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995
8/28/14 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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22
8/28/14 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 96
8/28/14 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
16
3/1/05 OLDEX-16Letters re: Changes in Accountants  OLD 3
2/2/01 OLDEX-27Financial Data Schedule  OLD  — Financial Reports
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1

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3/31/14 OLDGRAPHICPhotos, Images and Graphs  OLD 284


Forms
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, Documents
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& Exhibits
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 in  302 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
9/17/13 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 17
2/21/13 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 218
8/9/12 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 23
6/13/12 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 21
2/19/08 OLD144Ownership:  Notice of a Proposed Sale of Securities by an Insider — Form 144  OLD 1
12/8/04 OLDSC 14F1Ownership:  Statements re: Changes in the Majority of Directors — Schedule 14F-1  OLD 2
1/2/03 OLD5Ownership:  Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5  OLD 1

Letters: 
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1/31/14 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC19

General Exhibits: 
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12/3/09 OLDEX-24Powers of Attorney  OLD 22
8/27/08 OLDEX-3Articles of Incorporation/Organization or Bylaws  OLD 1

Additional Exhibits: 
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1/4/12 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 5


        

Filings History

Year    # of Filings
In descending order
2017 1
2016 3
2015 1
2014 5
2013 26
2012 40
2011 16
2010 25
2009 154
2008 96
2007 27
2006 50
2005 21
2004 29
2003 16
2002 11
2001 13

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