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Golden Capital Management, LLC 
 NC
  SEC # 1131340


        
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89  SEC Filings
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  from  1/9/01  to  2/8/18  (None in the Past Year)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘13F-NT’ — Quarterly Holdings Notice by a Money Manager — Form 13F — for 12/31/17 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Golden Capital Management, LLC 

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Forms
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, Documents
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& Exhibits
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 in  89 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
2/8/18 OLD13F-NTOwnership:  Quarterly Holdings Notices by Money Managers — Form 13F  OLD  — Assets Under Management
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25
7/12/13 OLD40-APPRegistration:  Applications for Exemption Orders and Other Relief by Investment Companies  OLD 7
1/5/12 OLDAPP ORDRSEC:  Application for an SEC Exemption Order – ‘40-APP’ SEC Order  OLD 1
11/14/11 OLD13F-HROwnership:  Quarterly Holdings and Combination Reports by Money Managers — Form 13F  OLD  — Assets Under Management
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55
2/19/09 OLDAPP NTCSEC:  Application for an SEC Exemption Order – ‘40-APP’ SEC Notice  OLD 1

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7/12/13 OLDGRAPHICPhotos, Images and Graphs  OLD 2

History as a Money Manager:  Assets Under Management
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 ·  Related Money Managers


2 Related Managers who also Reported Holdings for this Manager

As Of
In descending order
  
 
Quarter
(Ended)
  Holdings
Form 13F
  Assets
(Millions)
  Reporting Manager
Manager with whom Investment Discretion is Shared
5/14/183/31/18  50 of 1,087  $11  
 FL
 
Premia Global Advisors, LLC
2/8/1812/31/17  868 of 22,068  $7,052  
 CA
 
Wells Fargo & Co.


No Forms
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 nor  Documents
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 Filed re:  Issuer / Subject Company


        

        

Filings History

Year    # of Filings
In descending order
2018 1
2017 4
2016 4
2015 4
2014 4
2013 5
2012 7
2011 8
2010 4
2009 8
2008 4
2007 8
2006 6
2005 4
2004 4
2003 5
2002 5
2001 4

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