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Golden Capital Management, LLC
NC
SEC # 1131340
32 Related Registrants:
More than a Year ago:
Allspring Funds Management, LLC — 7/12/13 — SEC # 1327354
Allspring Global Investments, LLC — 7/12/13 — SEC # 1075869
Galliard Capital Management, Inc. — 7/12/13 — SEC # 1455161
Global Alternative Investment Services, Inc. — 7/12/13 — SEC # 55603
Metropolitan West Capital Management LLC/CA — 7/12/13 — SEC # 1108626
Peregrine Capital Management LLC — 7/12/13 — SEC # 764529
Wells Fargo Asset Management (International), LLC — 7/12/13 — SEC # 1308147
Wells Fargo Bank NA — 7/12/13 — SEC # 740906
Wells Fargo Funds Distributor, LLC — 7/12/13 — SEC # 1455123
Wells Fargo Investment Institute, Inc. — 7/12/13 — SEC # 1467728
Nelson Capital Management, LLC — 1/5/12 — SEC # 1231423
AST Investment Services, inc — 2/19/09 — SEC # 1436789
Empower Annuity Insurance Co. — 2/19/09 — SEC # 1444597
Evergreen Investment Management Co. LLC — 2/19/09 — SEC # 1176278
Evergreen Investment Services Inc. — 2/19/09 — SEC # 1308146
Fortitude Life Insurance & Annuity Co. — 2/19/09 — SEC # 881453
Jennison Associates LLC — 2/19/09 — SEC # 53417
Kaplan J L Associates LLC — 2/19/09 — SEC # 898374
Lowry Hill Investment Advisors, Inc. — 2/19/09 — SEC # 1300436
Pgim Investments LLC — 2/19/09 — SEC # 1038001
PGIM Quantitative Solutions LLC — 2/19/09 — SEC # 1316541
PGIM, Inc. — 2/19/09 — SEC # 946754
Pruco Life Insurance Co. — 2/19/09 — SEC # 777917
Pruco Life Insurance Co. of New Jersey — 2/19/09 — SEC # 712622
Pruco Securities LLC — 2/19/09 — SEC # 1455540
Prudential Annuities Distributors Inc. — 2/19/09 — SEC # 1423414
Prudential Bache Asset Management Inc. — 2/19/09 — SEC # 1444592
Prudential Insurance Co. of America — 2/19/09 — SEC # 729057
Prudential Investment Management Services LLC — 2/19/09 — SEC # 1099635
Tattersall Advisory Group, Inc. — 2/19/09 — SEC # 1377573
Wells Fargo Alternative Asset Management, LLC — 2/19/09 — SEC # 1388980
Wells Fargo Clearing Services, LLC — 2/19/09 — SEC # 1417544
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Registrant
About
Filings
Files
Relationships
Names
Topics
Web
89 SEC Filings
from 1/9/01 to 2/8/18
(
None in the Past Year
)
List All Filings
or
Filer / Offerer
Owner / Insider
Issuer / Subject Company
Filing Agent
Most-Recent Filing:
‘13F-NT’ — Quarterly Holdings Notice by a Money Manager — Form 13F — for 12/31/17
—
Filed as:
Filer / Offerer
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Golden Capital Management, LLC
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all 89 Filings.
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Details...
Forms
, Documents
&
Exhibits
in
89 Filings
Filed as:
Filer / Offerer
or
Owner / Insider
Latest Filing
Type
Category
Description
Documents
2/8/18
OLD
13F-NT
Ownership:
Quarterly Holdings Notices by Money Managers
—
Form 13F
OLD
—
Assets Under Management
25
7/12/13
OLD
40-APP
Registration:
Applications for Exemption Orders and Other Relief by Investment Companies
OLD
7
1/5/12
OLD
APP ORDR
SEC:
Application for an SEC Exemption Order – ‘40-APP’ SEC Order
OLD
1
11/14/11
OLD
13F-HR
Ownership:
Quarterly Holdings and Combination Reports by Money Managers
—
Form 13F
OLD
—
Assets Under Management
55
2/19/09
OLD
APP NTC
SEC:
Application for an SEC Exemption Order – ‘40-APP’ SEC Notice
OLD
1
Graphics:
7/12/13
OLD
GRAPHIC
Photos, Images and Graphs
OLD
2
History as a Money Manager:
Assets Under Management
·
Related Money Managers
2
Related Managers
who also Reported Holdings for this Manager
As Of
Quarter
(Ended)
Holdings
Form 13F
Assets
(Millions)
Reporting Manager
Manager with whom Investment Discretion is Shared
5/14/18
3/31/18
50
of
1,087
$11
FL
Premia Global Advisors, LLC
2/8/18
12/31/17
868
of
22,068
$7,052
CA
Wells Fargo & Co.
No Forms
nor
Documents
Filed re:
Issuer / Subject Company
Filings History
Year
# of Filings
2018
1
2017
4
2016
4
2015
4
2014
4
2013
5
2012
7
2011
8
2010
4
2009
8
2008
4
2007
8
2006
6
2005
4
2004
4
2003
5
2002
5
2001
4
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