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Allianz Se 
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  SEC # 1127508


        
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253  SEC Filings
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  from  11/13/00  to  5/17/22  (None in the Past Year)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘40-APP’ — Application for an Exemption Order or Other Relief by an Investment Company — Filed as:  Filer / Offerer — Filed by:  Allianz Global Investors U.S. LLC 
 
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Filings
involving  Allianz Se 

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Forms
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, Documents
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& Exhibits
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 in  222 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
5/17/22 OLD40-APPRegistration:  Application for an Exemption Order or Other Relief by an Investment Company  OLD 1
2/9/22 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 56
11/12/09 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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23
10/30/09 OLD15F-12BRegistration:  Certification of a Termination of Registration of a Class of Securities by a Foreign Issuer — Form 15F  OLD 1
10/30/09 OLDPOSASRRegistration:  Post-Effective Amendment of an Automatic Shelf Registration Statement — Form S-3/F-3ASR  OLD 1
10/30/09 OLDS-8 POSRegistration:  Post-Effective Amendment of a Form S-8 Registration  OLD 1
10/14/09 OLD25Trading:  Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25  OLD 1
9/22/09 OLD6-KUpdate:  Current, Quarterly and Annual Reports by Foreign Issuers — Form 6-K  OLD  — Press Releases
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& Conference Calls
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103
4/1/09 OLD20-FUpdate:  Annual and Annual-Transition Reports by Foreign Non-Canadian Issuers — Form 20-F  OLD 9
8/1/08 OLDF-6EFRegistration:  Registration Statements – Depositary Shares Evidenced by American Depositary Receipts (ADRs) (Immediately Effective) — Form F-6  OLD 3
6/24/08 OLDF-NRegistration:  Appointments of U.S. Agents for Service of Process by Foreign Banks and Insurance Companies — Form F-N  OLD 2
6/12/08 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 3
6/11/08 OLDCERTNYSTrading:  Certification by the NYSE Approving a Listing — Form CERT  OLD 1
6/10/08 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
6/4/08 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 2
6/3/08 OLDFWPRegistration:  Prospectus – Free Writing  OLD 1
5/30/08 OLDF-3ASRRegistration:  Automatic Shelf Registration Statement by a Well-Known Foreign Issuer — Form F-3  OLD 1
4/5/07 OLDNO ACTSEC:  SEC No-Action Letter re: a Shareholder Proposal  OLD 1
1/10/07 OLDS-8Registration:  Registration Statement – Securities for an Employee Benefit Plan — Form S-8  OLD 1
12/22/05 OLDF-4Registration:  Registration Statements by Certain Foreign Issuers – Securities for Mergers — Form F-4  OLD 3
12/16/05 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 5
7/1/04 OLDNT 20-FUpdate:  Notices of Late Filings of Form 20-F Annual Reports — Form 12b-25  OLD 2

General Exhibits: 
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4/1/09 OLDEX-13Annual and Quarterly Reports to Security Holders  OLD 14
4/1/09 OLDEX-14Codes of Ethics  OLD 7
4/1/09 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 15
4/1/09 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 8
4/1/09 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 8
5/30/08 OLDEX-23Consents of Experts and Counsel  OLD 8
5/30/08 OLDEX-5Opinions of Counsel re: Legality  OLD 5
5/30/08 OLDEX-25Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD 6
1/10/07 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 2
12/22/05 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1
6/25/02 OLDEX-10Material Contract  OLD 1

Additional Exhibits: 
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8/1/08 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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10

Financials: 
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4/1/09 OLDEX-7Correspondence from Accountants re: Non-Reliance on Previously Issued Audit Reports and Completed Interim Reviews  OLD 4
4/1/09 OLDEX-12Statements re: Computations of Ratios  OLD 14

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9/22/09 OLDGRAPHICPhotos, Images and Graphs  OLD 625


Forms
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, Documents
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& Exhibits
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 in  39 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
3/7/18 OLDF-6EFRegistration:  Registration Statements – Depositary Shares Evidenced by American Depositary Receipts (ADRs) (Immediately Effective) — Form F-6  OLD 2
2/9/12 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 14
10/26/09 OLDF-6 POSRegistration:  Post-Effective Amendment of an ‘F-6EF’ Registration — Form F-6  OLD 1
6/24/08 OLDF-NRegistration:  Appointments of U.S. Agents for Service of Process by Foreign Banks and Insurance Companies — Form F-N  OLD 2
6/3/08 OLDFWPRegistration:  Prospectus – Free Writing  OLD 1
12/16/05 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 5

Letters: 
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11/16/09 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC14

Additional Exhibits: 
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3/7/18 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 8

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12/16/05 OLDGRAPHICPhotos, Images and Graphs  OLD 39


        

Filings History

Year    # of Filings
In descending order
2022 2
2021 1
2018 1
2013 1
2012 2
2011 4
2010 2
2009 24
2008 39
2007 30
2006 24
2005 30
2004 21
2003 29
2002 40
2001 2
2000 1

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