Atel Capital Equipment Fund IX LLC 

CA

  SEC # 1125264

        

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139  SEC Filings   from  10/3/00  to  4/20/20  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘15-12G’ — Certification of a Termination of Registration of a Class of Securities — Form 15 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Atel Capital Equipment Fund IX LLC

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Forms , Documents & Exhibits  in  120 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/20/20	OLD		15-12G		Registration:		Certification of a Termination of Registration of a Class of Securities — Form 15  OLD	1
11/13/19	OLD		10-Q		Update:		Quarterly Reports — Form 10-Q  OLD  — Financial Reports	68
3/15/19	OLD		10-K		Update:		Annual Reports — Form 10-K  OLD  — Financial Reports	26
9/29/14	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	5
5/15/07	OLD		NT 10-Q		Update:		Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD	6
4/2/07	OLD		NT 10-K		Update:		Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD	2
2/28/07	OLD		8-K		Update:		Current Reports — Form 8-K  OLD  — Press Releases & Conference Calls	6
					8-K Items:
10/11/05	OLD		Financial Info:			•	Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports	1
2/28/07	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	2
10/11/05	OLD		"			•	Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD	1
8/16/06	OLD		Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers	2
2/28/07	OLD		Financials:			•	Financial Statements and Exhibits — Item 9.01  OLD  — Financial Reports	2
3/10/03	OLD		8-A12G		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
11/15/02	OLD		424B3		Registration:		Prospectuses – New Facts or Events  OLD	6
9/30/02	OLD		POS AM		Registration:		Post-Effective Amendments of Registration Statements  OLD	9
10/31/00	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD	2
					General Exhibits:
3/15/19	OLD		EX-14		Codes of Ethics  OLD			18
9/30/02	OLD		EX-23		Consents of Experts and Counsel  OLD			10
10/3/00	OLD		EX-10		Material Contract  OLD			1
10/3/00	OLD		EX-5		Opinion of Counsel re: Legality  OLD			1
10/3/00	OLD		EX-8		Opinion of Counsel re: Tax Matters  OLD			1
10/3/00	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			2
					Additional Exhibits:
8/3/01	OLD		EX-99		Miscellaneous Exhibit  OLD  — Press Releases & Conference Calls			1
					Financials:
11/13/19	OLD		EX-31		Certifications — §302 – SOA’02  OLD			134
11/13/19	OLD		EX-32		Certifications — §906 – SOA’02  OLD			132
11/13/19	OLD		XML  &  R#		IDEA Financial Reports Info  OLD  — Financial Reports			1,592
11/13/19	OLD		EXCEL		IDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports			42
11/13/19	OLD		EX-101.*		XBRL Data  (XBRL Files)  OLD			210
11/13/19	OLD		ZIP		XBRL Zipped Folders   (Folders of XBRL Files)  OLD			35
2/28/07	OLD		EX-16		Letters re: Changes in Accountants  OLD			2
					Graphics:
3/15/19	OLD		GRAPHIC		Photos, Images and Graphs  OLD			64

Forms , Documents & Exhibits  in  12 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
8/9/11	OLD		SC TO-T		Ownership:		Tender-Offer Statement by a Third Party — Schedule TO  OLD	1
11/21/06	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	4
					Letters:
10/6/14	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			7
					Additional Exhibits:
8/9/11	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			3

        

Filings History

Year		# of Filings
2020		1
2019		4
2018		4
2017		4
2016		4
2015		4
2014		7
2013		4
2012		4
2011		6
2010		7
2009		5
2008		8
2007		13
2006		13
2005		7
2004		5
2003		6
2002		12
2001		19
2000		2