Latest Filing | | Type | | Category | Description | Documents |
---|
| | | |
12/10/18 | OLD | | 15-12B | | Registration: | | Certification of a Termination of Registration of a Class of Securities — Form 15 OLD | 1 |
12/4/18 | OLD | | 8-K | | Update: | | Current Reports — Form 8-K OLD — Press Releases & Conference Calls | 273 |
| | |
| | 8-K Items: |
12/6/17 | OLD | | Business & Operations: | • | Entry into a Material Definitive Agreement — Item 1.01 OLD — ↓‘EX-10’ | 43 |
11/28/18 | OLD | | " | | | • | Termination of a Material Definitive Agreement — Item 1.02 OLD — ↓‘EX-10’ | 4 |
11/28/18 | OLD | | Financial Info: | • | Completion of Acquisition or Disposition of Assets — Item 2.01 OLD — ↓‘EX-2’ | 2 |
10/30/18 | OLD | | " | | | • | Results of Operations and Financial Condition — Item 2.02 OLD | 65 |
3/21/17 | OLD | | " | | | • | Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 OLD — ↓‘EX-10’ | 16 |
2/14/17 | OLD | | " | | | • | Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04 OLD — ↓‘EX-10’ | 1 |
12/30/09 | OLD | | " | | | • | Cost Associated with Exit or Disposal Activities — Item 2.05 OLD — ↓‘EX-2’ | 3 |
5/9/06 | OLD | | " | | | • | Material Impairments — Item 2.06 OLD — ↓‘EX-2’ | 1 |
11/28/18 | OLD | | Securities & Trading: | • | Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01 OLD | 1 |
11/28/18 | OLD | | " | | | • | Material Modifications to Rights of Security Holders — Item 3.03 OLD — ↓‘EX-4’ | 1 |
11/28/18 | OLD | | Governance & Management: | • | Changes in Control of Registrant — Item 5.01 OLD | 1 |
11/28/18 | OLD | | " | | | • | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 OLD — List of Directors & Officers | 38 |
11/28/18 | OLD | | " | | | • | Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 OLD — ↓‘EX-3’ | 7 |
12/6/06 | OLD | | " | | | • | Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05 OLD — ↓‘EX-14’ | 1 |
5/22/18 | OLD | | " | | | • | Submission of Matters to a Vote of Security Holders — Item 5.07 OLD | 12 |
4/17/18 | OLD | | Disclosures: | • | Regulation FD Disclosure — Item 7.01 OLD — ↓‘EX-99’ | 70 |
12/4/18 | OLD | | Events: | • | Other Events — Item 8.01 OLD | 57 |
11/28/18 | OLD | | Financials: | • | Financial Statements and Exhibits — Item 9.01 OLD | 127 |
| | |
|
11/29/18 | OLD | | S-8 POS | | Registration: | | Post-Effective Amendments of Form S-8 Registrations OLD | 20 |
11/29/18 | OLD | | POSASR | | Registration: | | Post-Effective Amendment of an Automatic Shelf Registration Statement — Form S-3/F-3ASR OLD | 1 |
10/30/18 | OLD | | 10-Q | | Update: | | Quarterly Reports — Form 10-Q OLD — Financial Reports | 55 |
8/14/18 | OLD | | CORRESP | | Comment: | | Comment-Response and Other Letters to the SEC [ a.k.a. COVER ] OLD — All Correspondence with the SEC | 27 |
6/28/18 | OLD | | 11-K | | Update: | | Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K OLD | 15 |
4/6/18 | OLD | | DEFA14A | | Proxy: | | Definitive Additional Proxy Soliciting Materials — Schedule 14A OLD | 53 |
4/6/18 | OLD | | DEF 14A | | Proxy: | | Definitive Proxy Statements — Schedule 14A OLD | 20 |
3/12/18 | OLD | | 425 | | Registration: | | Prospectuses and Communications – Mergers OLD | 201 |
2/23/18 | OLD | | 10-K | | Update: | | Annual Reports — Form 10-K OLD — Financial Reports | 16 |
2/9/18 | OLD | | DEFM14A | | Proxy: | | Definitive Proxy Statement – Merger or Acquisition — Schedule 14A OLD | 1 |
11/30/17 | OLD | | S-3ASR | | Registration: | | Automatic Shelf Registration Statements by Well-Known Issuers — Form S-3 OLD | 5 |
11/7/17 | OLD | | 13F-HR | | Ownership: | | Quarterly Holdings and Combination Reports by Money Managers — Form 13F OLD — Assets Under Management | 9 |
8/8/17 | OLD | | 424B5 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events OLD | 13 |
8/7/17 | OLD | | FWP | | Registration: | | Prospectuses – Free Writing OLD | 11 |
8/7/17 | OLD | | 424B3 | | Registration: | | Prospectuses – New Facts or Events OLD | 15 |
8/3/17 | OLD | | S-8 | | Registration: | | Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8 OLD | 20 |
3/15/17 | OLD | | NO ACT | | SEC: | | SEC No-Action Letters re: Shareholder Proposals OLD | 3 |
2/27/17 | OLD | | RW | | Registration: | | Registration Withdrawal Request OLD | 1 |
8/31/15 | OLD | | EFFECT | | SEC: | | SEC Notices of Effectiveness OLD | 2 |
8/27/15 | OLD | | S-4 | | Registration: | | Registration Statements – Securities for Mergers — Form S-4 OLD | 4 |
4/15/15 | OLD | | ARS | | Update: | | Annual Reports to Security Holders OLD | 10 |
4/1/14 | OLD | | PRE 14A | | Proxy: | | Preliminary Proxy Statements — Schedule 14A OLD | 4 |
2/15/05 | OLD | | SC 13G | | Ownership: | | Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G OLD | 2 |
3/12/03 | OLD | | 25 | | Trading: | | Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25 OLD | 1 |
2/25/02 | OLD | | 10-K405 | | Update: | | Annual Reports — Reg. S-K – Item 405 — Form 10-K OLD | 2 |
6/18/01 | OLD | | 8-A12B | | Registration: | | Registration Statement for a Class of Securities — Form 8-A OLD | 1 |
2/14/01 | OLD | | S-3 | | Registration: | | Registration Statements – Securities for Transactions — Form S-3 OLD | 2 |
12/1/00 | OLD | | 10-12B | | Registration: | | Registration Statements — Form 10 OLD | 3 |
| | |
| | Form-Specific Documents: |
11/7/17 | OLD | | INFO-TABLE | | Portfolio Securities Holdings – Info Tables — Form 13F OLD — Assets Under Management | 4 |
| | |
| | General Exhibits: |
11/28/18 | OLD | | EX-3 | | Articles of Incorporation/Organization and Bylaws OLD | 10 |
6/28/18 | OLD | | EX-23 | | Consents of Experts and Counsel OLD | 67 |
5/1/18 | OLD | | EX-10 | | Material Contracts OLD | 142 |
2/23/18 | OLD | | EX-24 | | Powers of Attorney OLD | 47 |
2/23/18 | OLD | | EX-21 | | Subsidiaries Lists OLD | 19 |
12/6/17 | OLD | | EX-2 | | Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions OLD | 16 |
11/30/17 | OLD | | EX-4 | | Instruments, Including Indentures, Defining the Rights of Security Holders OLD | 45 |
11/30/17 | OLD | | EX-5 | | Opinions of Counsel re: Legality OLD | 43 |
11/30/17 | OLD | | EX-25 | | Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2 OLD | 12 |
11/30/17 | OLD | | EX-1 | | Underwriting Agreements (and mislabeled “1st Exhibits”) OLD | 19 |
2/19/16 | OLD | | EX-13 | | Annual and Quarterly Reports to Security Holders OLD | 16 |
8/27/15 | OLD | | EX-8 | | Opinions of Counsel re: Tax Matters OLD | 2 |
2/26/10 | OLD | | EX-14 | | Codes of Ethics OLD | 3 |
| | |
| | Additional Exhibits: |
10/30/18 | OLD | | EX-99 & EX-99.* | | Miscellaneous Exhibits, such as Press Releases OLD — Press Releases & Conference Calls — EX-99.* Form-Specific Exhibits... Form N-14: 1 Articles of Incorporation/Organization; 1 Bylaws (2 total) | 226 |
| | |
| | Financials: |
10/30/18 | OLD | | EX-15 | | Letters re: Unaudited Interim Financial Info OLD | 65 |
10/30/18 | OLD | | EX-12 | | Statements re: Computations of Ratios OLD | 75 |
10/30/18 | OLD | | EX-31 | | Certifications — §302 – SOA’02 OLD | 126 |
10/30/18 | OLD | | EX-32 | | Certifications — §906 – SOA’02 OLD | 126 |
10/30/18 | OLD | | XML & R# | | IDEA Financial Reports Info OLD — Financial Reports | 2,606 |
10/30/18 | OLD | | EXCEL | | IDEA Workbooks of Financial Reports Info OLD — Workbooks of Financial Reports | 44 |
10/30/18 | OLD | | EX-101.* | | XBRL Data (XBRL Files) OLD | 228 |
10/30/18 | OLD | | ZIP | | XBRL Zipped Folders (Folders of XBRL Files) OLD | 35 |
2/29/08 | OLD | | EX-18 | | Letter re: a Change in Accounting Principles or Practices OLD | 1 |
12/1/00 | OLD | | EX-27 | | Financial Data Schedules {Pre-XBRL} OLD — Financial Reports | 12 |
| | |
| | Graphics: |
12/4/18 | OLD | | GRAPHIC | | Photos, Images and Graphs OLD | 1,480 |