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Broadwind, Inc. 
 IL
  SEC # 1120370


        
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1,129  SEC Filings
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  from  8/11/00  to  3/19/24  (Last Week)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘PRE 14A’ — Preliminary Proxy Statement — Schedule 14A — for 5/16/24 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Broadwind, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  470 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/19/24 New Document this Past Month!PRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  New Document this Past Month!  — Financial Reports
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8
3/5/24 New Document this Past Month!10-KUpdate:  Annual Reports — Form 10-K  New Document this Past Month!  — Financial Reports
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16
3/5/24 New Document this Past Month!8-KUpdate:  Current Reports — Form 8-K  New Document this Past Month!  — Press Releases
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& Conference Calls
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 — Financial Reports
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216

8-K Items: 
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12/27/23
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01 — ‘EX-10’
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37
8/8/22 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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2
2/1/17 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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6
3/5/24 New Document this Past Month!"Results of Operations and Financial Condition — Item 2.02  New Document this Past Month!  — Financial Reports
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70
2/14/23 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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9
9/23/11 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 1
6/10/08 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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12
2/3/22 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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4
3/7/16 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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5
2/5/14 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 2
3/5/07 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 2
3/27/23 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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57
6/28/23"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ‘EX-3’
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10
12/19/07 OLD"Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD  — ‘EX-14’
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1
2/10/06 OLD"Change in Shell Company Status — Item 5.06  OLD 1
5/25/23"Submission of Matters to a Vote of Security Holders — Item 5.0714
3/5/24 New Document this Past Month!
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  New Document this Past Month!  — ‘EX-99’
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59
1/19/23 OLD
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  Events: 
Other Events — Item 8.01  OLD 39
3/5/24 New Document this Past Month!
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  Financials: 
Financial Statements and Exhibits — Item 9.01  New Document this Past Month!  — Financial Reports
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173

11/13/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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53
10/13/23EFFECTSEC:  SEC Notices of Effectiveness7
10/10/23CORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC
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26
9/22/23S-3Registration:  Registration Statements – Securities for Transactions — Form S-37
5/31/23SDUpdate:  Specialized Disclosure Reports re: Uses of Conflict Minerals — Form SD10
5/25/23S-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-814
5/15/23DEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A11
4/7/23DEFC14AProxy:  Definitive Proxy Statement – Contested Solicitation — Schedule 14A1
4/5/23PRER14AProxy:  Preliminary Revised Proxy Soliciting Materials — Schedule 14A2
3/27/23 OLDPREC14AProxy:  Preliminary Proxy Statement – Contested Solicitation — Schedule 14A  OLD 1
9/12/22 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 5
3/14/22 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 15
2/3/22 OLD8-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 5
4/5/21 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Material — Schedule 14A  OLD 1
6/26/20 OLD11-KUpdate:  Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K  OLD 4
5/1/14 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 2
5/1/14 OLD15-12GRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
2/25/13 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 5
4/7/10 OLDARSUpdate:  Annual Reports to Security Holders  OLD 3
3/26/10 OLDPOS AMRegistration:  Post-Effective Amendment of a Registration Statement  OLD 1
1/15/10 OLD424B4Registration:  Prospectus – Info Previously Omitted & New Facts or Events  OLD 1
1/14/10 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 10
4/9/09 OLDCERTNASTrading:  Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD 1
7/3/08 OLDREGDEXRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 6
4/29/08 OLD10KSBUpdate:  Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD 7
4/1/08 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 2
2/8/08 OLDDEF 14CProxy:  Definitive Proxy Info Statements — Schedule 14C  OLD 3
1/28/08 OLDPRE 14CProxy:  Preliminary Proxy Info Statements — Schedule 14C  OLD 3
1/22/08 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 25
5/15/06 OLDNT 10-QUpdate:  Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25  OLD 1
3/29/02 OLD10KSB40Update:  Annual and Annual-Transition Reports by Small Businesses — Reg. S-B – Item 405 — Form 10-KSB  OLD 2
8/11/00 OLD10SB12GRegistration:  Registration Statement by a Small-Business Issuer — Form 10-SB  OLD 1

General Exhibits: 
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3/5/24 New Exhibit this Past Month!EX-97Clawback Policy re: Recovery of Erroneously Awarded Compensation  New Exhibit this Past Month! 1
3/5/24 New Exhibit this Past Month!EX-23Consents of Experts and Counsel  New Exhibit this Past Month! 90
3/5/24 New Exhibit this Past Month!EX-21Subsidiaries Lists  New Exhibit this Past Month! 18
12/27/23EX-10Material Contracts252
9/22/23EX-FILING FEESFiling Fees3
9/22/23EX-5Opinions of Counsel re: Legality27
6/28/23EX-3Articles of Incorporation/Organization and Bylaws17
5/31/23EX-1Underwriting Agreements and Conflict Minerals Reports  (and mislabeled “1st Exhibits”)17
2/3/22 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 8
2/1/17 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 9
12/19/07 OLDEX-14Codes of Ethics  OLD 2

Additional Exhibits: 
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3/5/24 New Exhibit this Past Month!EX-99Miscellaneous Exhibits, such as Press Releases  New Exhibit this Past Month!  — Press Releases
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& Conference Calls
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217

Financials: 
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3/19/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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3,299
3/19/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
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89
3/19/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 413
3/19/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 36
3/19/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
79
3/5/24 New Exhibit this Past Month!EX-31Certifications — §302 – SOA’02  New Exhibit this Past Month! 186
3/5/24 New Exhibit this Past Month!EX-32Certifications — §906 – SOA’02  New Exhibit this Past Month! 171
3/7/16 OLDEX-16Letters re: Changes in Accountants  OLD 4
8/22/11 OLDEX-12Statements re: Computations of Ratios  OLD 5
11/13/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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2

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3/19/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 1,590


Forms
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, Documents
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& Exhibits
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 in  661 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 11161T
 

        
Latest Filing  Type    Category    Description        Documents
     
2/9/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G36
11/20/234Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4476
5/15/23DFAN14AProxy:  Definitive Additional Non-Management Proxy Soliciting Materials — Schedule 14A11
5/9/23PX14A6GProxy:  Notice of an Exempt Non-Management Proxy Solicitation1
4/12/23DEFC14AProxy:  Definitive Proxy Statements – Contested Solicitations — Schedule 14A2
4/6/23PRRN14AProxy:  Preliminary Revised Non-Management Proxy Soliciting Material – Contested Solicitation or Other Situation — Schedule 14A1
3/27/23 OLDPREC14AProxy:  Preliminary Proxy Statements – Contested Solicitations — Schedule 14A  OLD 2
3/24/23 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 58
12/20/17 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 46
2/14/12 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 5
6/30/09 OLD144Ownership:  Notices of Proposed Sales of Securities by Insiders — Form 144  OLD 5

Letters: 
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9/27/23LETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC18
9/27/23TEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]4

General Exhibits: 
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3/24/23 OLDEX-24Powers of Attorney  OLD 37
4/5/13 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 11
1/22/10 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 3
10/26/07 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 2
10/26/07 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 3
8/29/07 OLDEX-5Opinions of Counsel re: Legality  OLD 2

Additional Exhibits: 
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1/11/21 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 2

Graphics: 
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5/8/23GRAPHICPhotos, Images and Graphs124


        

Filings History

Year    # of Filings
In descending order
2024 5
2023 94
2022 56
2021 77
2020 53
2019 49
2018 49
2017 55
2016 49
2015 67
2014 56
2013 60
2012 52
2011 55
2010 74
2009 79
2008 69
2007 76
2006 24
2005 9
2004 14
2002 1
2001 4
2000 2

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