Dicon Fiberoptics Inc. 

CA

  SEC # 1119012

        

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78  SEC Filings   from  7/23/02  to  12/18/06  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘15-12G’ — Certification of a Termination of Registration of a Class of Securities — Form 15 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Dicon Fiberoptics Inc.

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Forms , Documents & Exhibits  in  69 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
12/18/06	OLD		15-12G		Registration:		Certification of a Termination of Registration of a Class of Securities — Form 15  OLD	1
12/18/06	OLD		S-8 POS		Registration:		Post-Effective Amendment of a Form S-8 Registration  OLD	1
12/18/06	OLD		SC 13E3		Ownership:		Tender-Offer Statements by Certain Issuers – Going-Private Transactions — Schedule 13E-3  OLD	11
12/18/06	OLD		SC TO-I		Ownership:		Tender-Offer Statements by Issuers — Schedule TO  OLD	8
12/18/06	OLD		8-K		Update:		Current Reports — Form 8-K  OLD  — Press Releases & Conference Calls	9
					8-K Items:
4/12/06	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	2
12/19/05	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD	1
1/9/06	OLD		"			•	Results of Operations and Financial Condition — Item 2.02  OLD	1
12/21/05	OLD		Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers	1
12/18/06	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	1
12/18/06	OLD		Financials:			•	Financial Statements and Exhibits — Item 9.01  OLD	5
12/5/06	OLD		CORRESP		Comment:		Comment-Response or Other Letter to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	1
11/14/06	OLD		10QSB		Update:		Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD	8
9/27/06	OLD		ARS		Update:		Annual Reports to Security Holders  OLD	4
9/20/06	OLD		SC TO-C		Ownership:		Tender-Offer Communications by Issuers and Third Parties — Schedule TO  OLD	4
9/20/06	OLD		DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A  OLD	4
9/14/06	OLD		PRER14A		Proxy:		Preliminary Revised Proxy Soliciting Materials — Schedule 14A  OLD	2
7/31/06	OLD		PRE 14A		Proxy:		Preliminary Proxy Statement — Schedule 14A  OLD	1
6/28/06	OLD		10KSB		Update:		Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD	5
2/13/04	OLD		10-Q		Update:		Quarterly Reports — Form 10-Q  OLD	6
7/31/03	OLD		S-8		Registration:		Registration Statement – Securities for an Employee Benefit Plan — Form S-8  OLD	1
6/27/03	OLD		10-K		Update:		Annual Report — Form 10-K  OLD	1
11/1/02	OLD		NT 10-Q		Update:		Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25  OLD	1
10/9/02	OLD		REGDEX		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	2
7/23/02	OLD		10-12G		Registration:		Registration Statement — Form 10  OLD	1
					General Exhibits:
11/14/06	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			12
6/28/06	OLD		EX-23		Consents of Experts and Counsel  OLD			10
4/12/06	OLD		EX-10		Material Contracts  OLD			21
7/31/03	OLD		EX-5		Opinion of Counsel re: Legality  OLD			1
7/23/02	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			3
7/23/02	OLD		EX-21		Subsidiaries List  OLD			1
7/23/02	OLD		EX-9		Voting Trust Agreement  OLD			1
					Additional Exhibits:
11/16/06	OLD		EX-99  &  EX-99.*		Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases & Conference Calls — EX-99.*  Form-Specific Exhibits...  Form N-14:  1 Articles of Incorporation/Organization — Forms N-8B-2 & S-6:  3 Certifications of Bylaws;  2 Distributor Contracts;  3 Forms of Security;  3 Indenture Instruments;  3 Indenture Payments;  1 Insurance Policy;  3 Other Agreements;  2 Other Contracts  (21 total)			49
					Financials:
11/14/06	OLD		EX-31		Certifications — §302 – SOA’02  OLD			28
11/14/06	OLD		EX-32		Certifications — §906 – SOA’02  OLD			28
7/12/04	OLD		EX-16		Letters re: Changes in Accountants  OLD			2
					Graphics:
12/18/06	OLD		GRAPHIC		Photos, Images and Graphs  OLD			528

Forms , Documents & Exhibits  in  30 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
12/18/06	OLD		SC 13E3		Ownership:		Tender-Offer Statements by Certain Issuers – Going-Private Transactions — Schedule 13E-3  OLD	11
12/18/06	OLD		SC TO-I		Ownership:		Tender-Offer Statements by Issuers — Schedule TO  OLD	8
9/20/06	OLD		SC TO-C		Ownership:		Tender-Offer Communications by Issuers and Third Parties — Schedule TO  OLD	4
10/12/05	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	8
					Letters:
12/5/06	OLD		LETTER		Comment or Other Letter from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			1
					Additional Exhibits:
11/16/06	OLD		EX-99  &  EX-99.*		Miscellaneous Exhibits, such as Press Releases  OLD  — EX-99.*  Form-Specific Exhibits...  Forms N-8B-2 & S-6:  3 Certifications of Bylaws;  2 Distributor Contracts;  3 Forms of Security;  3 Indenture Instruments;  3 Indenture Payments;  1 Insurance Policy;  3 Other Agreements;  2 Other Contracts  (20 total)			40
					Graphics:
11/16/06	OLD		GRAPHIC		Photos, Images and Graphs  OLD			258

        

Filings History

Year		# of Filings
2006		38
2005		11
2004		12
2003		11
2002		6