CBAK Energy Technology, Inc.    SEC # 1117171

        

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707  SEC Filings   from  7/10/00  to  4/16/24  (3 Days Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘S-8’ — Registration Statement – Securities for an Employee Benefit Plan — Form S-8 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  CBAK Energy Technology, Inc.

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Forms , Documents & Exhibits  in  525 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/16/24			S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8	5
3/15/24			10-K		Update:		Annual Reports — Form 10-K — Financial Reports	22
3/15/24			8-K		Update:		Current Reports — Form 8-K — Press Releases & Conference Calls  — Financial Reports	222
					8-K Items:
10/3/23			Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01 — ↓‘EX-10’	42
3/24/17	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	4
11/30/21	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	2
3/15/24			"			•	Results of Operations and Financial Condition — Item 2.02 — Financial Reports	49
10/16/20	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	16
4/30/14	OLD		"			•	Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ↓‘EX-10’	1
10/3/23			Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01	17
11/17/20	OLD		"			•	Unregistered Sales of Equity Securities — Item 3.02  OLD	22
12/13/21	OLD		"			•	Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ↓‘EX-4’	2
7/21/23			Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01 — ↓‘EX-16’	11
8/21/06	OLD		"			•	Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD  — ↓‘EX-7’	4
1/21/05	OLD		Governance & Management:			•	Changes in Control of Registrant — Item 5.01  OLD	1
8/25/23			"			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers	41
12/13/21	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	9
12/21/23			"			•	Submission of Matters to a Vote of Security Holders — Item 5.07	17
11/30/21	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	26
1/9/24			Events:			•	Other Events — Item 8.01	34
3/15/24			Financials:			•	Financial Statements and Exhibits — Item 9.01 — Financial Reports	142
11/17/23			CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC	35
11/9/23			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	61
10/20/23			DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A	19
10/20/23			DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A	18
5/10/23			NT 10-Q		Update:		Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25	23
3/31/23	OLD		NT 10-K		Update:		Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD	12
9/29/21	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	3
7/14/21	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	10
7/2/21	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	8
4/26/21	OLD		424B3		Registration:		Prospectuses – New Facts or Events  OLD	9
2/16/21	OLD		D		Registration:		Notice of an Exempt Offering of Securities — Form D  OLD	1
2/9/21	OLD		424B5		Registration:		Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD	4
3/1/17	OLD		10-QT		Update:		Quarterly-Transition Report — Form 10-Q  OLD  — Financial Reports	1
8/15/13	OLD		DEFR14A		Proxy:		Definitive Revised Proxy Soliciting Material — Schedule 14A  OLD	1
3/12/12	OLD		ARS		Update:		Annual Reports to Security Holders  OLD	4
11/27/07	OLD		REGDEX		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	2
3/21/07	OLD		POS AM		Registration:		Post-Effective Amendments of Registration Statements  OLD	3
3/21/07	OLD		AW		Registration:		Amendment Withdrawal Request  OLD	1
3/20/07	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD	2
11/13/06	OLD		DEF 14C		Proxy:		Definitive Proxy Info Statements — Schedule 14C  OLD	2
11/1/06	OLD		PRE 14C		Proxy:		Preliminary Proxy Info Statement — Schedule 14C  OLD	1
8/22/06	OLD		10QSB		Update:		Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD	21
8/22/06	OLD		10KSB		Update:		Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD	10
6/6/06	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
4/21/06	OLD		DEFR14C		Proxy:		Definitive Revised Proxy Info Statement — Schedule 14C  OLD	1
3/29/06	OLD		SB-2		Registration:		Registration Statements by Small-Business Issuers (Optional Form) — Form SB-2  OLD	13
3/29/02	OLD		8-A12G		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
2/12/02	OLD		SB-1		Registration:		Registration Statements by Small-Business Issuers (Optional Form) — Form SB-1  OLD	8
					Form-Specific Documents:
11/17/23			HFCAA-GOV		Specialized Disclosures re: the Holding Foreign Companies Accountable Act			2
					General Exhibits:
4/16/24			EX-23		Consents of Experts and Counsel			61
4/16/24			EX-FILING FEES		Filing Fees			1
4/16/24			EX-5		Opinions of Counsel re: Legality			24
3/15/24			EX-97		Clawback Policy re: Recovery of Erroneously Awarded Compensation			1
3/15/24			EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders			24
3/15/24			EX-10		Material Contracts			353
3/15/24			EX-21		Subsidiaries Lists			15
12/13/21	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			27
1/17/17	OLD		EX-2		Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD			1
8/22/06	OLD		EX-14		Codes of Ethics  OLD			2
					Additional Exhibits:
3/15/24			EX-99		Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls			323
					Financials:
3/15/24			EX-31		Certifications — §302 – SOA’02			196
3/15/24			EX-32		Certifications — §906 – SOA’02			184
3/15/24			XML  &  R#		IDEA Financial Reports Info — Financial Reports			5,713
3/15/24			EXCEL		IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports			87
3/15/24			EX-101.*		XBRL Data  (XBRL Files)			389
3/15/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			38
3/15/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			80
7/21/23			EX-16		Letters re: Changes in Accountants			8
8/21/06	OLD		EX-7		Correspondence from Accountants re: Non-Reliance on Previously Issued Audit Reports and Completed Interim Reviews  OLD			2
8/24/01	OLD		EX-11		Statements re: Computations of Earnings Per Share  OLD			7
7/10/00	OLD		EX-27		Financial Data Schedule  OLD  — Financial Reports			1
					Graphics:
4/16/24			GRAPHIC		Photos, Images and Graphs			657

Forms , Documents & Exhibits  in  182 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 14986C

        

Latest Filing			Type		Category	Description		Documents
10/11/23			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	89
8/29/23			3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3	35
2/16/21	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	12
6/9/20	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	11
1/17/06	OLD		144		Ownership:		Notice of a Proposed Sale of Securities by an Insider — Form 144  OLD	1
					Letters:
12/21/23			LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC			34
12/21/23			TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]			8
					Additional Exhibits:
3/14/16	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			8
					Graphics:
1/15/09	OLD		GRAPHIC		Photos, Images and Graphs  OLD			3

        

Filings History

Year		# of Filings
2024		4
2023		28
2022		21
2021		40
2020		38
2019		41
2018		13
2017		17
2016		31
2015		32
2014		21
2013		47
2012		23
2011		22
2010		22
2009		33
2008		48
2007		58
2006		94
2005		45
2004		12
2003		4
2002		7
2001		5
2000		1