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Santa Barbara Asset Management, LLC
CA
SEC # 1109426
43 Related Registrants:
Same IRS #: Santa Barbara Asset Management, LLC — 7/2/14 — SEC # 1463898
More than a Year ago:
Banc of America Investment Advisors, Inc. — 3/3/10 — SEC # 1257381
Bank of America Capital Advisors LLC — 3/3/10 — SEC # 1416568
Bank of America Corp./DE — 3/3/10 — SEC # 70858
BofA Advisors, LLC — 3/3/10 — SEC # 1185369
BofA Distributors, Inc. — 3/3/10 — SEC # 1455642
Columbia Wanger Asset Management LLC — 3/3/10 — SEC # 908733
IQ Investment Advisors LLC — 3/3/10 — SEC # 1312673
Kecalp Inc. — 3/3/10 — SEC # 924107
Merrill Lynch Ventures LLC — 3/3/10 — SEC # 1223419
Merrill Lynch, Pierce, Fenner & Smith Inc. — 3/3/10 — SEC # 728612
Nuveen Fund Advisors, LLC — 3/3/10 — SEC # 1311016
Nuveen HydePark Group, LLC — 3/3/10 — SEC # 1426787
Nuveen Investment Solutions, Inc. — 3/3/10 — SEC # 1456515
Nuveen Investments Advisers Inc. — 3/3/10 — SEC # 1463373
Nuveen Investments Institutional Services Group LLC — 3/3/10 — SEC # 1463372
Nuveen Investments, LLC — 3/3/10 — SEC # 1423264
NWQ Investment Management Co., LLC — 3/3/10 — SEC # 763848
Roszel Advisors LLC — 3/3/10 — SEC # 1173862
Symphony Asset Management LLC — 3/3/10 — SEC # 1030815
Tradewinds Global Investors, LLC — 3/3/10 — SEC # 1383221
US Trust Hedge Fund Management Inc. — 3/3/10 — SEC # 1272263
Winslow Capital Management, LLC — 3/3/10 — SEC # 900973
Banc of America Investment Services Inc. — 6/10/09 — SEC # 1279675
Banc of America Securities LLC — 6/10/09 — SEC # 1185371
52nd Street Capital Advisors LLC — 1/9/08 — SEC # 1333857
Blackrock Advisors LLC — 1/9/08 — SEC # 1086364
BlackRock Asset Management UK Ltd. — 1/9/08 — SEC # 1388404
BlackRock Capital Management Inc. — 1/9/08 — SEC # 1374182
Blackrock Financial Management Inc. — 1/9/08 — SEC # 917129
Blackrock Institutional Management Corp. — 1/9/08 — SEC # 1083618
Blackrock International Ltd. — 1/9/08 — SEC # 1322981
Blackrock Investment Management International Ltd. — 1/9/08 — SEC # 1223407
BlackRock Investment Management, LLC — 1/9/08 — SEC # 1305227
Fam Distributors Inc. — 1/9/08 — SEC # 1171671
Merrill Lynch & Co., Inc. — 1/9/08 — SEC # 65100
Merrill Lynch Pierce Fenner & Smith Inc./NY — 1/9/08 — SEC # 914246
Mezzanine Investments II LP — 1/9/08 — SEC # 1223410
ML Taurus Inc. — 1/9/08 — SEC # 1223415
Nuveen Hydepark Group LLC — 1/9/08 — SEC # 1423152
Richards & Tierney Inc./IL — 1/9/08 — SEC # 1058021
Rittenhouse Asset Management Inc. — 1/9/08 — SEC # 842942
State Street Research & Management Co./MA — 1/9/08 — SEC # 917648
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Registrant
About
Filings
Files
Relationships
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Topics
Web
110 SEC Filings
from 3/22/00 to 2/11/22
(
None in the Past Year
)
List All Filings
or
Filer / Offerer
Owner / Insider
Issuer / Subject Company
Filing Agent
Most-Recent Filing:
‘13F-NT’ — Quarterly Holdings Notice by a Money Manager — Form 13F — for 12/31/21
—
Filed as:
Filer / Offerer
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Santa Barbara Asset Management, LLC
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Details...
Forms
, Documents
&
Exhibits
in
110 Filings
Filed as:
Filer / Offerer
or
Owner / Insider
Latest Filing
Type
Category
Description
Documents
2/11/22
OLD
13F-NT
Ownership:
Quarterly Holdings Notices by Money Managers
—
Form 13F
OLD
—
Assets Under Management
11
4/30/21
OLD
D
Registration:
Notices of Exempt Offerings of Securities
—
Form D
OLD
9
5/14/19
OLD
13F-HR
Ownership:
Quarterly Holdings and Combination Reports by Money Managers
—
Form 13F
OLD
—
Assets Under Management
85
3/3/10
OLD
APP WD
Registration:
Withdrawal of an Application for an Exemption Order or Other Relief
OLD
1
8/4/09
OLD
40-APP
Registration:
Applications for Exemption Orders and Other Relief by Investment Companies
OLD
4
Form-Specific Documents:
5/14/19
OLD
INFO-TABLE
Portfolio Securities Holdings – Info Tables —
Form 13F
OLD
—
Assets Under Management
24
Graphics:
3/3/10
OLD
GRAPHIC
Photo, Image or Graph
OLD
1
History as a Money Manager:
Assets Under Management
·
Related Money Managers
3
Related Managers
who also Reported Holdings for this Manager
As Of
Quarter
(Ended)
Holdings
Form 13F
Assets
(Millions)
Reporting Manager
Manager with whom Investment Discretion is Shared
2/14/22
12/31/21
60
of
7,275
$11,560
IL
Nuveen Asset Management, LLC
8/5/20
6/30/20
32
of
665
$3
IL
RMB Capital Management, LLC
10/16/19
9/30/19
12
of
95
$1
OH
Wells Trecaso Financial Group, LLC
No Forms
nor
Documents
Filed re:
Issuer / Subject Company
Filings History
Year
# of Filings
2022
1
2021
5
2020
5
2019
4
2018
4
2017
5
2016
5
2015
5
2014
5
2013
5
2012
5
2011
5
2010
5
2009
8
2008
6
2007
5
2006
4
2005
4
2004
6
2003
5
2002
4
2001
4
2000
5
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