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SMTC Corp. 
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  SEC # 1108320


        
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844  SEC Filings
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  from  3/24/00  to  4/15/21  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘15-12G’ — Certification of a Termination of Registration of a Class of Securities — Form 15 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  SMTC Corp. 

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Forms
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, Documents
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& Exhibits
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 in  457 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
4/15/21 OLD15-12GRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
4/8/21 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 11
4/6/21 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 7
4/6/21 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 10
4/5/21 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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 — Financial Reports
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189

8-K Items: 
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1/4/21 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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37
4/5/21 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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1
4/5/21 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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2
3/17/21 OLD"Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports
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66
9/28/20 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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12
1/15/21 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ‘EX-2’
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2
4/5/21 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 4
12/31/20 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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2
4/5/21 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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5
8/20/14 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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1
1/27/14 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 3
4/5/21 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 1
4/5/21 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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36
4/5/21 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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7
12/31/20 OLD"Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD 1
3/31/21 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 13
3/31/21 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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5
4/5/21 OLD
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  Events: 
Other Events — Item 8.01  OLD 21
4/5/21 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD  — Financial Reports
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132

3/17/21 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 9
3/17/21 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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29
2/18/21 OLDDEFM14AProxy:  Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
2/2/21 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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15
1/21/21 OLDPREM14AProxy:  Preliminary Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
1/12/21 OLDDRegistration:  Notice of an Exempt Offering of Securities — Form D  OLD 1
11/5/20 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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68
6/26/20 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 20
6/19/20 OLDSDUpdate:  Specialized Disclosure Reports re: Uses of Conflict Minerals — Form SD  OLD 7
6/12/20 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 11
7/29/19 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 33
7/17/19 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 10
5/24/19 OLD424B5Registration:  Prospectus – Primary Offering or Shelf Securities – New Facts or Events  OLD 1
5/24/19 OLD424B2Registration:  Prospectuses – Primary Offerings and Shelf Securities  OLD 3
5/13/19 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 5
12/30/14 OLD8-A12GRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 2
3/26/14 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 3
4/13/11 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Material — Schedule 14A  OLD 1
6/11/09 OLDARSUpdate:  Annual Reports to Security Holders  OLD 4
5/26/09 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Materials — Schedule 14A  OLD 3
8/25/08 OLDRWRegistration:  Registration Withdrawal Request  OLD 1
6/25/04 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 8
6/18/04 OLDREGDEXRegistration:  Notice of an Exempt Offering of Securities — Form D  OLD 1
11/13/03 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 2
7/24/00 OLD424B1Registration:  Prospectus – Info Previously Omitted  OLD 1

General Exhibits: 
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4/5/21 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 20
3/17/21 OLDEX-23Consents of Experts and Counsel  OLD 94
3/17/21 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 30
3/17/21 OLDEX-10Material Contracts  OLD 226
3/17/21 OLDEX-21Subsidiaries Lists  OLD 18
1/4/21 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 8
6/19/20 OLDEX-1Underwriting Agreements and Conflict Minerals Reports  (and mislabeled “1st Exhibits”)  OLD 8
7/17/19 OLDEX-5Opinions of Counsel re: Legality  OLD 22

Additional Exhibits: 
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4/5/21 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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219

Financials: 
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4/5/21 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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2,045
4/5/21 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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58
4/5/21 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 267
4/5/21 OLDJSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  OLD 15
4/5/21 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
51
3/17/21 OLDEX-31Certifications — §302 – SOA’02  OLD 172
3/17/21 OLDEX-32Certifications — §906 – SOA’02  OLD 166
8/20/14 OLDEX-16Letters re: Changes in Accountants  OLD 4
11/15/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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4

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4/5/21 OLDGRAPHICPhotos, Images and Graphs  OLD 349


Forms
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, Documents
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& Exhibits
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 in  387 Filings
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 Filed re:  Issuer / Subject Company


        
List all Money Managers that own this Security Issuer:  CUSIP 832682
 

        
Latest Filing  Type    Category    Description        Documents
     
4/7/21 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 285
4/5/21 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
1/13/21 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 20
3/15/18 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 28
5/30/13 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 34

Letters: 
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2/16/21 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC19
2/16/21 OLDTEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD 5

General Exhibits: 
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3/15/18 OLDEX-24Power of Attorney  OLD 1

Additional Exhibits: 
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4/5/21 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 10


        

Filings History

Year    # of Filings
In descending order
2021 42
2020 17
2019 70
2018 55
2017 61
2016 27
2015 46
2014 42
2013 45
2012 35
2011 55
2010 58
2009 38
2008 56
2007 31
2006 22
2005 47
2004 33
2003 18
2002 13
2001 18
2000 15

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