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Hydroflo Inc. 
 NC
  SEC # 1107809


        
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98  SEC Filings
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  from  9/25/02  to  4/8/09  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘4’ — Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — for 3/12/09 — Filed re:  Issuer / Subject Company — Filed by:  James JayCee 
 
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Filings
involving  Hydroflo Inc. 

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Forms
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, Documents
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& Exhibits
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 in  80 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
11/16/07 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 6
10/12/07 OLDDEF 14CProxy:  Definitive Proxy Info Statements — Schedule 14C  OLD 4
7/3/07 OLDN-54CRegistration:  Notice of a Withdrawal from Registration by a Business Development Company (BDC) — Form N-54C  OLD 1
5/1/07 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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30

8-K Items: 
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5/23/06 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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2
3/27/07 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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1
10/12/06 OLD
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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13
5/1/07 OLD
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  Events: 
Other Events — Item 8.01  OLD 8
3/27/07 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 6

12/20/06 OLDPRE 14CProxy:  Preliminary Proxy Info Statements — Schedule 14C  OLD 4
11/8/06 OLD15-12GRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
11/7/06 OLD4Ownership:  Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4  OLD 1
11/14/05 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 3
10/13/05 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD 2
9/29/05 OLD1-ERegistration:  Notices of Exempt Offerings of Securities by Small Business Investment and Business Development Companies (SBICs and BDCs) — Form 1-E  OLD 2
9/28/05 OLD2-EUpdate:  Reports of Sales of Securities by Investment Companies (SBICs and BDCs) — Form 2-E  OLD 2
9/28/05 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 2
2/14/05 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD 2
3/4/04 OLDN-54AUpdate:  Notice of Election by a Business Development Company (BDC) — Form N-54A  OLD 1
10/28/03 OLDREGDEXRegistration:  Notice of an Exempt Offering of Securities — Form D  OLD 1
9/29/03 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 2
9/19/03 OLD10KSBUpdate:  Annual or Annual-Transition Report by a Small Business — Form 10-KSB  OLD 1
8/5/03 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 3
8/5/03 OLDRWRegistration:  Registration Withdrawal Request  OLD 1
8/4/03 OLD8-A12GRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
6/26/03 OLDSB-2Registration:  Registration Statements by Small-Business Issuers (Optional Form) — Form SB-2  OLD 8
6/11/03 OLD424B3Registration:  Prospectus – New Facts or Events  OLD 1
6/10/03 OLD3Ownership:  Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3  OLD 1

General Exhibits: 
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11/9/06 OLDEX-10Material Contracts  OLD 19
10/13/05 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 3
10/13/05 OLDEX-14Code of Ethics  OLD 1
9/29/03 OLDEX-23Consents of Experts and Counsel  OLD 11
9/29/03 OLDEX-5Opinions of Counsel re: Legality  OLD 3
9/25/02 OLDEX-4Instrument Defining the Rights of Security Holders  OLD 1

Additional Exhibits: 
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7/6/06 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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6

Financials: 
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11/16/07 OLDEX-31Certifications — §302 – SOA’02  OLD 13
11/16/07 OLDEX-32Certifications — §906 – SOA’02  OLD 13
3/27/07 OLDEX-16Letters re: Changes in Accountants  OLD 2

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3/27/07 OLDGRAPHICPhotos, Images and Graphs  OLD 4


Forms
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, Documents
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& Exhibits
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 in  20 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
4/8/09 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 7
4/8/09 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 8
10/26/06 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 5


        

Filings History

Year    # of Filings
In descending order
2009 3
2007 7
2006 23
2005 19
2004 12
2003 31
2002 3

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