Alaunos Therapeutics, Inc. 

TX

  SEC # 1107421

        

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1,172  SEC Filings   from  2/13/01  to  4/15/24  (Yesterday)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘PRE 14A’ — Preliminary Proxy Statement — Schedule 14A — for 6/6/24 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Alaunos Therapeutics, Inc.

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Forms , Documents & Exhibits  in  610 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/15/24			PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A	7
4/1/24			10-K		Update:		Annual Reports — Form 10-K    — Financial Reports	20
2/22/24			8-K		Update:		Current Reports — Form 8-K — Press Releases & Conference Calls  — Financial Reports	327
					8-K Items:
4/4/23	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	41
10/11/18	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	1
9/19/05	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD	1
11/14/23			"			•	Results of Operations and Financial Condition — Item 2.02 — Financial Reports	56
1/4/22	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	2
9/27/21	OLD		"			•	Cost Associated with Exit or Disposal Activities — Item 2.05  OLD	3
11/14/23			Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01	6
1/4/22	OLD		"			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	18
6/12/23			"			•	Material Modifications to Rights of Security Holders — Item 3.03 — ↓‘EX-4’	3
7/30/10	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	1
9/19/05	OLD		Governance & Management:			•	Changes in Control of Registrant — Item 5.01  OLD	1
2/22/24			"			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — ↓‘EX-17’  — List of Directors & Officers	70
1/31/24			"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ↓‘EX-3’	10
6/12/23			"			•	Submission of Matters to a Vote of Security Holders — Item 5.07	15
2/4/19	OLD		"			•	Shareholder Nominations Pursuant to Exchange Act Rule 14a-11 — Item 5.08  OLD  — ↓‘EX-17’	3
1/2/24			Disclosures:			•	Regulation FD Disclosure — Item 7.01 — ↓‘EX-99’	64
2/20/24			Events:			•	Other Events — Item 8.01	119
2/20/24			Financials:			•	Financial Statements and Exhibits — Item 9.01 — Financial Reports	272
11/14/23			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	51
4/25/23			DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A	30
4/25/23			DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A	19
11/30/22	OLD		424B5		Registration:		Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD	18
9/8/22	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	10
9/2/22	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	15
8/31/22	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	13
3/30/22	OLD		S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD	12
8/9/21	OLD		NT 10-Q		Update:		Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD	2
11/2/20	OLD		DEFC14A		Proxy:		Definitive Proxy Statement – Contested Solicitation — Schedule 14A  OLD	1
10/27/20	OLD		PRER14A		Proxy:		Preliminary Revised Proxy Soliciting Material — Schedule 14A  OLD	1
10/21/20	OLD		PREC14A		Proxy:		Preliminary Proxy Statement – Contested Solicitation — Schedule 14A  OLD	1
10/23/19	OLD		424B7		Registration:		Prospectuses – Selling Security Holders – Info Previously Omitted  OLD	2
9/17/19	OLD		D		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	8
6/21/19	OLD		S-3ASR		Registration:		Automatic Shelf Registration Statements by Well-Known Issuers — Form S-3  OLD	2
2/22/19	OLD		424B3		Registration:		Prospectuses – New Facts or Events  OLD	17
11/19/18	OLD		CT ORDER		SEC:		SEC Confidential Treatment Orders  OLD	6
1/20/12	OLD		FWP		Registration:		Prospectuses – Free Writing  OLD	2
12/7/09	OLD		S-3MEF		Registration:		Registration Statement to Add Securities to a Prior Form S-3 Registration  OLD	1
2/21/08	OLD		10KSB		Update:		Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD	8
11/2/07	OLD		10QSB		Update:		Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD	20
9/25/06	OLD		CERTNAS		Trading:		Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD	1
9/20/06	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
6/30/06	OLD		POS AM		Registration:		Post-Effective Amendments of Registration Statements  OLD	2
5/24/06	OLD		REGDEX		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	2
11/14/05	OLD		SB-2		Registration:		Registration Statements by Small-Business Issuers (Optional Form) — Form SB-2  OLD	3
9/2/05	OLD		SC 14F1		Ownership:		Statement re: a Change in the Majority of Directors — Schedule 14F-1  OLD	1
3/31/04	OLD		NT 10-K		Update:		Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD	2
12/28/01	OLD		10SB12G		Registration:		Registration Statements by Small-Business Issuers — Form 10-SB  OLD	5
					Letters:
2/12/21	OLD		REDACTED EXHIBIT		SEC Staff Letters – Redacted Exhibits  OLD  — All Correspondence with the SEC			2
5/18/11	OLD		COVER		Comment-Response and Cover Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC			2
					General Exhibits:
4/1/24			EX-97		Clawback Policy re: Recovery of Erroneously Awarded Compensation			1
4/1/24			EX-23		Consents of Experts and Counsel			64
4/1/24			EX-10		Material Contracts			150
1/31/24			EX-3		Articles of Incorporation/Organization and Bylaws			22
11/30/22	OLD		EX-5		Opinions of Counsel re: Legality  OLD			39
11/30/22	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			11
8/31/22	OLD		EX-FILING FEES		Filing Fees  OLD			3
8/15/22	OLD		EX-14		Code of Ethics  OLD			1
8/12/22	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			39
3/30/22	OLD		EX-21		Subsidiaries Lists  OLD			4
5/15/15	OLD		EX-17		Correspondence re: Departure of a Director  OLD			1
11/7/05	OLD		EX-24		Power of Attorney  OLD			1
					ABS Exhibits:
3/17/10	OLD		EX-33		Report of Compliance with Servicing Criteria  OLD			1
					Additional Exhibits:
11/14/23			EX-99		Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls			270
					Financials:
4/1/24			EX-31		Certifications — §302 – SOA’02			161
4/1/24			EX-32		Certifications — §906 – SOA’02			112
4/1/24			XML  &  R#		IDEA Financial Reports Info    — Financial Reports			2,479
4/1/24			EXCEL		IDEA Workbooks of Financial Reports Info    — Workbooks of Financial Reports			130
4/1/24			EX-101.*		XBRL Data  (XBRL Files)			507
4/1/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			87
4/1/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			123
2/2/15	OLD		EX-12		Statements re: Computations of Ratios  OLD			4
7/30/10	OLD		EX-16		Letters re: Changes in Accountants  OLD			3
					Graphics:
4/15/24			GRAPHIC		Photos, Images and Graphs			1,626

Forms , Documents & Exhibits  in  567 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 98973P

        

Latest Filing			Type		Category	Description		Documents
2/28/24			3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3	52
2/14/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	90
1/23/24			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	368
9/1/23			144		Ownership:		Notice of a Proposed Sale of Securities by an Insider — Form 144	1
12/17/20	OLD		DFAN14A		Proxy:		Definitive Additional Non-Management Proxy Soliciting Materials — Schedule 14A  OLD	20
11/4/20	OLD		DFRN14A		Proxy:		Definitive Revised Non-Management Proxy Statement — Schedule 14A  OLD	1
11/2/20	OLD		DEFC14A		Proxy:		Definitive Proxy Statements – Contested Solicitations — Schedule 14A  OLD	2
10/29/20	OLD		PRRN14A		Proxy:		Preliminary Revised Non-Management Proxy Soliciting Materials – Contested Solicitations and Other Situations — Schedule 14A  OLD	3
10/21/20	OLD		PREC14A		Proxy:		Preliminary Proxy Statements – Contested Solicitations — Schedule 14A  OLD	2
12/12/18	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	16
1/3/13	OLD		5		Ownership:		Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5  OLD	1
1/20/12	OLD		FWP		Registration:		Prospectuses – Free Writing  OLD	2
9/2/05	OLD		SC 14F1		Ownership:		Statement re: a Change in the Majority of Directors — Schedule 14F-1  OLD	1
					Letters:
8/19/22	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			16
8/19/22	OLD		TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD			5
					General Exhibits:
2/28/24			EX-24		Powers of Attorney			59
7/6/16	OLD		EX-3		Articles of Incorporation/Organization or Bylaws  OLD			1
10/31/13	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			4
2/11/11	OLD		EX-5		Opinion of Counsel re: Legality  OLD			1
1/20/11	OLD		EX-4		Instrument Defining the Rights of Security Holders  OLD			1
					Additional Exhibits:
2/13/24			EX-99		Miscellaneous Exhibits, such as Press Releases			9
					Graphics:
12/17/20	OLD		GRAPHIC		Photos, Images and Graphs  OLD			98

        

Filings History

Year		# of Filings
2024		14
2023		41
2022		64
2021		66
2020		103
2019		62
2018		66
2017		58
2016		54
2015		71
2014		40
2013		56
2012		56
2011		76
2010		64
2009		54
2008		42
2007		55
2006		57
2005		43
2004		6
2003		13
2002		4
2001		7