Paloma Partners Management Co. 

CT

  SEC # 1103882

        

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165  SEC Filings   from  2/14/00  to  2/14/24  (2 Months Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘13F-HR’ — Quarterly Holdings and Combination Report by a Money Manager — Form 13F — for 12/31/23 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Paloma Partners Management Co.

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Forms , Documents & Exhibits  in  111 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
2/14/24			13F-HR		Ownership:		Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management	97
2/23/23	OLD		4		Ownership:		Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4  OLD	1
2/23/23	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	6
4/22/22	OLD		3		Ownership:		Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3  OLD	1
4/14/22	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	6
					Form-Specific Documents:
2/14/24			INFO-TABLE		Portfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management			43
					General Exhibits:
6/21/18	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			4

History as a Money Manager:  Assets Under Management  ·  Related Money Managers

As Of			Quarter (Ended)		Holdings Form 13F				Assets (Millions)		Reporting Manager Manager with whom Investment Discretion is Shared
8/16/21			6/30/21		NA	of	284		NA		NY	Cipher Capital LP
1/30/18			12/31/17		NA	of	320		NA			LMR Partners LLP
11/14/17			9/30/17		1	of	2		$21		NY	Mak Capital One LLC
11/12/14			9/30/14		37	of	88		$146		NY	Realm Partners LLC
2/14/14			12/31/13		333	of	676		$204			LMR Master Fund Ltd.

No Forms  nor  Documents  Filed re:  Issuer / Subject Company

        

        

Filings History

Year		# of Filings
2024		1
2023		6
2022		8
2021		5
2020		5
2019		5
2018		7
2017		7
2016		4
2015		4
2014		4
2013		7
2012		4
2011		5
2010		4
2009		4
2008		4
2007		10
2006		5
2005		14
2004		16
2003		16
2002		10
2001		6
2000		4