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Clean Energy & Power, Inc. 
 RI
  SEC # 1100748


        
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220  SEC Filings
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  from  12/15/99  to  7/15/13  (None in the Past Year)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘REVOKED’ — SEC Order Revoking a Registration — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Clean Energy & Power, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  187 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
7/15/13 OLDREVOKEDSEC:  SEC Order Revoking a Registration  OLD 1
4/26/11 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD 4
3/2/11 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 4
2/23/11 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD 6
5/19/10 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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68

8-K Items: 
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6/9/09 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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15
5/19/10 OLD
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  Securities & Trading: 
Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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21
9/9/09 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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4
2/12/10 OLD
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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13
6/29/09 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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2
9/25/07 OLD"Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD  — ‘EX-14’
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1
4/5/10 OLD
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  Events: 
Other Events — Item 8.01  OLD 13
5/19/10 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 35

8/27/09 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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4
6/4/09 OLDDEF 14CProxy:  Definitive Proxy Info Statements — Schedule 14C  OLD 2
5/14/09 OLDPRE 14CProxy:  Preliminary Proxy Info Statement — Schedule 14C  OLD 1
4/29/09 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Material — Schedule 14A  OLD 1
4/27/09 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 4
4/3/09 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 3
4/1/08 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 7
12/20/07 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 24
11/14/07 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 17
7/19/07 OLDRWRegistration:  Registration Withdrawal Requests  OLD 2
5/15/07 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 5
4/17/07 OLD10KSBUpdate:  Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD 6
8/7/06 OLDSB-2Registration:  Registration Statements by Small-Business Issuers (Optional Form) — Form SB-2  OLD 2
12/29/05 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 7
10/21/05 OLDN-54CRegistration:  Notice of a Withdrawal from Registration by a Business Development Company (BDC) — Form N-54C  OLD 1
6/24/05 OLD2-EUpdate:  Report of Sales of Securities by an Investment Company (SBIC or BDC) — Form 2-E  OLD 1
10/22/04 OLD1-ERegistration:  Notice of an Exempt Offering of Securities by a Small Business Investment or Business Development Company (SBIC or BDC) — Form 1-E  OLD 1
10/18/04 OLDN-54AUpdate:  Notice of Election by a Business Development Company (BDC) — Form N-54A  OLD 1
10/22/03 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 3
4/11/02 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 4
11/3/00 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 2
2/23/00 OLD10SB12GRegistration:  Registration Statement by a Small-Business Issuer — Form 10-SB  OLD 1
2/23/00 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 4
1/6/00 OLD10SB12BRegistration:  Registration Statements by Small-Business Issuers — Form 10-SB  OLD 2

General Exhibits: 
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5/15/07 OLDEX-23Consents of Experts and Counsel  OLD 20
5/15/07 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 22
5/15/07 OLDEX-5Opinions of Counsel re: Legality  OLD 9
7/13/06 OLDEX-10Material Contracts  OLD 50
4/7/06 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 6
3/31/05 OLDEX-14Code of Ethics  OLD 1
9/22/04 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 18
11/17/03 OLDEX-1Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD 1
8/27/02 OLDEX-21Subsidiaries List  OLD 1
1/10/02 OLDEX-24Power of Attorney  OLD 1

Additional Exhibits: 
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11/12/04 OLDEX-99  &  EX-99.*Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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EX-99.*  Form-Specific Exhibits...  Form N-14:  1 Articles of Incorporation/Organization
11

Financials: 
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4/26/11 OLDEX-31Certifications — §302 – SOA’02  OLD 51
4/26/11 OLDEX-32Certifications — §906 – SOA’02  OLD 31
9/1/04 OLDEX-16Letters re: Changes in Accountants  OLD 3
4/17/01 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD 6

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7/19/07 OLDGRAPHICPhoto, Image or Graph  OLD 1


Forms
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, Documents
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& Exhibits
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 in  50 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
3/2/11 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 5
10/21/09 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 12
2/17/09 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 13
3/28/05 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 10
3/8/05 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 2
11/3/00 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 2

Letters: 
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9/11/09 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC6


        

Filings History

Year    # of Filings
In descending order
2013 1
2011 7
2010 6
2009 30
2008 3
2007 22
2006 25
2005 35
2004 24
2003 15
2002 18
2001 16
2000 17
1999 1

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