Advent Capital Management/DE 

NY

  SEC # 1097278

        

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136  SEC Filings   from  10/21/99  to  2/13/24  (2 Months Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘13F-HR’ — Quarterly Holdings and Combination Report by a Money Manager — Form 13F — for 12/31/23 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Advent Capital Management/DE

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Forms , Documents & Exhibits  in  136 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
2/13/24			13F-HR		Ownership:		Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management	100
7/18/23			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	27
7/14/23			144		Ownership:		Notices of Proposed Sales of Securities by Insiders — Form 144	2
12/26/19	OLD		5		Ownership:		Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5  OLD	1
4/22/13	OLD		40-APP		Registration:		Application for an Exemption Order or Other Relief by an Investment Company  OLD	1
4/27/12	OLD		CORRESP		Comment:		Comment-Response or Other Letter to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	1
10/14/11	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	3
10/4/11	OLD		SC 13D		Ownership:		Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D  OLD	1
					Form-Specific Documents:
2/13/24			INFO-TABLE		Portfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management			45
					General Exhibits:
7/18/23			EX-24		Powers of Attorney			29
					Graphics:
4/27/12	OLD		GRAPHIC		Photos, Images and Graphs  OLD			6

History as a Money Manager:  Assets Under Management  ·  Related Money Managers

As Of			Quarter (Ended)		Holdings Form 13F				Assets (Millions)		Reporting Manager Manager with whom Investment Discretion is Shared
2/5/24			12/31/23		11	of	14,778		$21,157			Russell Investments Group, Ltd.
11/9/16			9/30/16		30	of	10,960		$65			Emerald Acquisition Ltd.

No Forms  nor  Documents  Filed re:  Issuer / Subject Company

        

        

Filings History

Year		# of Filings
2024		1
2023		6
2022		5
2021		6
2020		4
2019		8
2018		8
2017		10
2016		16
2015		4
2014		5
2013		5
2012		5
2011		6
2010		5
2009		4
2008		4
2007		5
2006		4
2005		5
2004		3
2003		4
2002		4
2001		4
2000		4
1999		1