SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Case Financial Inc. 
 CA
  SEC # 1096841


        
    Click to view...      Registrant      About    
  Filings  
    Files      Relationships      Names      Topics      Web       

221  SEC Filings
Filing emoji
  from  10/21/99  to  1/17/14  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘REVOKED’ — SEC Order Revoking a Registration — Filed as:  Filer / Offerer 
 
New-Filing E-Mail:    
 Send me
E-Mail emoji
notifications of all
New! emoji
Filings
involving  Case Financial Inc. 

Find Words in Filings emoji
 
  in    Show  and   Hints


Forms
Form emoji
, Documents
Document emoji
& Exhibits
Exhibit emoji
 in  135 Filings
Filing emoji
 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
1/17/14 OLDREVOKEDSEC:  SEC Order Revoking a Registration  OLD 1
12/29/10 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 10
12/27/10 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD 11
11/24/10 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
Correspondence emoji
9
11/9/10 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
Press Release emoji
& Conference Calls
Conference Call emoji
24

8-K Items: 
Item emoji
6/6/08 OLD
Keycap - 1 emoji
  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
Exhibit emoji
1
3/31/05 OLD
Keycap - 3 emoji
  Securities & Trading: 
Unregistered Sales of Equity Securities — Item 3.02  OLD 1
11/9/10 OLD
Keycap - 4 emoji
  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
Exhibit emoji
4
9/22/08 OLD
Keycap - 5 emoji
  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
Directors & Officers emoji
5
10/14/04 OLD
Keycap - 7 emoji
  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
Exhibit emoji
1
8/28/09 OLD
Keycap - 8 emoji
  Events: 
Other Events — Item 8.01  OLD 5
11/9/10 OLD
Keycap - 9 emoji
  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 4

8/16/10 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 25
6/18/10 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD 2
1/13/09 OLD10KSBUpdate:  Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD 13
8/19/08 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 30
8/23/06 OLDSC 13DOwnership:  Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D  OLD 1
4/24/02 OLDDEF 14CProxy:  Definitive Proxy Info Statement — Schedule 14C  OLD 1
4/9/02 OLDPRE 14CProxy:  Preliminary Proxy Info Statement — Schedule 14C  OLD 1
5/12/00 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 3
5/3/00 OLDDEFM14AProxy:  Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
4/20/00 OLDPREM14AProxy:  Preliminary Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
12/15/99 OLD10SB12GRegistration:  Registration Statements by Small-Business Issuers — Form 10-SB  OLD 3

General Exhibits: 
Exhibit emoji
6/6/08 OLDEX-10Material Contracts  OLD 85
12/30/02 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 15
12/30/02 OLDEX-21Subsidiaries List  OLD 1
8/19/02 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 47
7/5/00 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 3
5/12/00 OLDEX-23Consents of Experts and Counsel  OLD 6
5/12/00 OLDEX-5Opinions of Counsel re: Legality  OLD 3

Additional Exhibits: 
Exhibit emoji
6/6/08 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
Press Release emoji
& Conference Calls
Conference Call emoji
11

Financials: 
Financials emoji
Financials emoji
Financials emoji
12/27/10 OLDEX-31Certifications — §302 – SOA’02  OLD 77
12/27/10 OLDEX-32Certifications — §906 – SOA’02  OLD 43
11/9/10 OLDEX-16Letters re: Changes in Accountants  OLD 8
7/14/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD 6

Graphics: 
JPEG emoji
GIF emoji
PNG emoji
10/25/05 OLDGRAPHICPhotos, Images and Graphs  OLD 114


Forms
Form emoji
, Documents
Document emoji
& Exhibits
Exhibit emoji
 in  87 Filings
Filing emoji
 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
11/20/09 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 40
6/19/08 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 26
8/23/06 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 3
4/2/03 OLDSC 13GOwnership:  Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G  OLD 1

Letters: 
Correspondence emoji
1/28/11 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC17

Additional Exhibits: 
Exhibit emoji
7/6/00 OLDEX-99Miscellaneous Exhibit  OLD 1


        

Filings History

Year    # of Filings
In descending order
2014 1
2011 4
2010 29
2009 12
2008 22
2007 16
2006 17
2005 24
2004 24
2003 7
2002 23
2001 11
2000 28
1999 3

Top

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Thu., Mar. 28, 5:12:32.4am ET