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BGC Group, Inc. 
 NY
  SEC # 1094831


        
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1,481  SEC Filings
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  from  9/21/99  to  3/28/24  (Today)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘8-K’ — Current Report — Form 8-K — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  BGC Group, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  813 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/28/24 New Document this Past Month!8-KUpdate:  Current Reports — Form 8-K  New Document this Past Month!  — Press Releases
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& Conference Calls
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 — Financial Reports
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370

8-K Items: 
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3/12/24 New Document this Past Month!
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  New Document this Past Month!  — ‘EX-10’
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75
10/6/23"Termination of a Material Definitive Agreement — Item 1.02 — ‘EX-10’
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9
11/1/21 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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12
2/14/24"Results of Operations and Financial Condition — Item 2.02 — Financial Reports
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82
3/12/24 New Document this Past Month!"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  New Document this Past Month!  — ‘EX-10’
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29
9/28/18 OLD"Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ‘EX-10’
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5
8/21/07 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 2
11/27/18 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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21
10/6/23"Material Modifications to Rights of Security Holders — Item 3.03 — ‘EX-4’
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1
8/15/08 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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2
8/21/07 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 1
7/13/23
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers
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41
6/24/16 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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2
11/16/23"Submission of Matters to a Vote of Security Holders — Item 5.0714
3/28/24 New Document this Past Month!
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  New Document this Past Month!  — ‘EX-99’
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66
3/12/24 New Document this Past Month!
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  Events: 
Other Events — Item 8.01  New Document this Past Month! 150
3/28/24 New Document this Past Month!
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  Financials: 
Financial Statements and Exhibits — Item 9.01  New Document this Past Month!  — Financial Reports
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293

2/29/24 New Document this Past Month!10-KUpdate:  Annual Reports — Form 10-K  New Document this Past Month!  — Financial Reports
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34
11/9/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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74
10/19/23S-3ASRRegistration:  Automatic Shelf Registration Statements by Well-Known Issuers — Form S-311
9/28/23ARSUpdate:  Annual Reports to Security Holders8
9/28/23DEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A25
9/28/23DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A — Financial Reports
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24
9/25/23EFFECTSEC:  SEC Notices of Effectiveness30
9/22/23424B3Registration:  Prospectuses – New Facts or Events17
9/20/23CORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC
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39
9/20/23S-4Registration:  Registration Statements – Securities for Mergers — Form S-49
7/3/23POS AMRegistration:  Post-Effective Amendments of Registration Statements11
7/3/23S-3DPOSRegistration:  Post-Effective Amendment of an ‘S-3D’ Registration — Form S-31
7/3/23S-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations7
7/3/23S-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-813
7/3/238-K12BRegistration:  Notice of Securities Deemed to be Registered by a Successor Issuer — Form 8-K — Financial Reports
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1
6/27/2311-KUpdate:  Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K24
5/26/23DEFM14AProxy:  Definitive Proxy Statements – Mergers & Acquisitions — Schedule 14A2
2/28/23 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 2
8/12/22 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 14
7/7/22 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 25
2/12/21 OLDPOSASRRegistration:  Post-Effective Amendments of Automatic Shelf Registration Statements — Form S-3/F-3ASR  OLD 4
12/12/18 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 3
11/27/18 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 3
2/14/18 OLDSC 13GOwnership:  Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G  OLD 1
12/14/17 OLD3Ownership:  Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3  OLD 1
5/3/16 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 2
2/27/15 OLDSC TO-TOwnership:  Tender-Offer Statements by Third Parties — Schedule TO  OLD 39
1/22/15 OLDDFAN14AProxy:  Definitive Additional Non-Management Proxy Soliciting Materials — Schedule 14A  OLD 8
1/20/15 OLDDEFC14AProxy:  Definitive Proxy Statement – Contested Solicitation — Schedule 14A  OLD 1
1/16/15 OLDPRRN14AProxy:  Preliminary Revised Non-Management Proxy Soliciting Materials – Contested Solicitations and Other Situations — Schedule 14A  OLD 2
1/8/15 OLDPREC14AProxy:  Preliminary Proxy Statement – Contested Solicitation — Schedule 14A  OLD 1
8/6/12 OLD424B7Registration:  Prospectuses – Selling Security Holders – Info Previously Omitted  OLD 4
7/3/12 OLDCERTNYSTrading:  Certification by the NYSE Approving a Listing — Form CERT  OLD 1
6/29/12 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
6/22/12 OLD424B2Registration:  Prospectus – Primary Offering or Shelf Securities  OLD 1
6/21/12 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 2
6/5/08 OLD424B1Registration:  Prospectus – Info Previously Omitted  OLD 1
6/5/08 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 9
2/8/08 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Materials — Schedule 14A  OLD 3
11/6/07 OLDPREM14AProxy:  Preliminary Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
8/10/07 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 2
6/29/07 OLDNT 11-KUpdate:  Notice of a Late Filing of a Form 11-K Annual Report — Form 12b-25  OLD 1
3/8/01 OLD424B4Registration:  Prospectuses – Info Previously Omitted & New Facts or Events  OLD 2
3/7/01 OLD8-A12GRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 2
3/7/01 OLDRWRegistration:  Registration Withdrawal Requests  OLD 2

General Exhibits: 
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3/12/24 New Exhibit this Past Month!EX-10Material Contracts  New Exhibit this Past Month! 213
2/29/24 New Exhibit this Past Month!EX-97Clawback Policy re: Recovery of Erroneously Awarded Compensation  New Exhibit this Past Month! 1
2/29/24 New Exhibit this Past Month!EX-23Consents of Experts and Counsel  New Exhibit this Past Month! 178
2/29/24 New Exhibit this Past Month!EX-4Instruments, Including Indentures, Defining the Rights of Security Holders  New Exhibit this Past Month! 45
2/29/24 New Exhibit this Past Month!EX-21Subsidiaries Lists  New Exhibit this Past Month! 26
10/19/23EX-FILING FEESFiling Fees4
10/19/23EX-5Opinions of Counsel re: Legality67
10/19/23EX-25Statements of Eligibility to Act as a Trustee — Forms T-1 & T-222
7/3/23EX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)20
7/3/23EX-3Articles of Incorporation/Organization and Bylaws13
4/28/23EX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions41

Additional Exhibits: 
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3/28/24 New Exhibit this Past Month!EX-99Miscellaneous Exhibits, such as Press Releases  New Exhibit this Past Month!  — Press Releases
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& Conference Calls
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410

Financials: 
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3/28/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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6,048
3/28/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
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139
3/28/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 543
3/28/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 100
3/28/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
133
2/29/24 New Exhibit this Past Month!EX-31Certifications — §302 – SOA’02  New Exhibit this Past Month! 180
2/29/24 New Exhibit this Past Month!EX-32Certifications — §906 – SOA’02  New Exhibit this Past Month! 86
8/8/18 OLDEX-12Statements re: Computations of Ratios  OLD 15
8/15/08 OLDEX-16Letters re: Changes in Accountants  OLD 2
11/13/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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6

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3/28/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 1,072


Forms
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, Documents
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& Exhibits
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 in  672 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIPs 05541T and 088929
 

        
Latest Filing  Type    Category    Description        Documents
     
3/19/24 New Document this Past Month!SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  New Document this Past Month! 88
1/3/244Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4497
7/11/23SC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D27
7/3/233Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 325
2/28/23 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 2
9/5/18 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
2/14/13 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 3
6/21/12 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 2

Letters: 
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9/18/23LETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC27
9/18/23TEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]6

General Exhibits: 
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2/7/02 OLDEX-1Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD 1

Additional Exhibits: 
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7/11/23EX-99Miscellaneous Exhibits, such as Press Releases13

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2/28/23 OLDGRAPHICPhotos, Images and Graphs  OLD 2


        

Filings History

Year    # of Filings
In descending order
2024 9
2023 108
2022 43
2021 54
2020 52
2019 55
2018 71
2017 49
2016 66
2015 111
2014 79
2013 54
2012 74
2011 85
2010 83
2009 47
2008 110
2007 73
2006 52
2005 38
2004 62
2003 42
2002 13
2001 25
2000 18
1999 8

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