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Crossroads Systems Inc. 
 TX
  SEC # 1093207


        
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774  SEC Filings
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  from  8/18/99  to  2/13/18  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘SC 13G/A’ — Amendment to Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G — Filed re:  Issuer / Subject Company — Filed by:  CF DB Ez LLC 
 
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notifications of all
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Filings
involving  Crossroads Systems Inc. 

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Forms
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, Documents
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& Exhibits
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 in  336 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
10/24/17 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 11
9/14/17 OLD15-12BRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
8/23/17 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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136

8-K Items: 
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8/14/17 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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25
7/14/17 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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3
8/14/17 OLD"Bankruptcy or Receivership — Item 1.03  OLD  — ‘EX-2’
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1
3/22/16 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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1
12/13/16 OLD"Results of Operations and Financial Condition — Item 2.02  OLD 27
7/24/13 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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4
10/24/13 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ‘EX-2’
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2
8/14/17 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 11
4/7/14 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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6
6/17/16 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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6
3/14/05 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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2
8/4/17 OLD
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — ‘EX-17’
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 — List of Directors & Officers
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25
6/17/16 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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7
5/26/16 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 6
2/4/16 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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4
8/23/17 OLD
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  Events: 
Other Events — Item 8.01  OLD 38
8/14/17 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 80

5/25/17 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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38
1/20/17 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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11
4/11/16 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 4
3/15/16 OLDCT ORDERSEC:  SEC Confidential Treatment Orders  OLD 2
12/17/15 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 33
12/11/15 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 8
12/8/15 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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18
12/4/15 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 5
10/14/15 OLDAWRegistration:  Amendment Withdrawal Request  OLD 1
10/5/15 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 6
7/7/15 OLDS-1MEFRegistration:  Registration Statement to Add Securities to a Prior Form S-1 Registration  OLD 1
6/26/15 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD  — Financial Reports
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25
1/27/15 OLD424B5Registration:  Prospectus – Primary Offering or Shelf Securities – New Facts or Events  OLD 1
1/5/15 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 10
12/9/14 OLDRWRegistration:  Registration Withdrawal Requests  OLD 2
5/23/14 OLD8-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 4
4/14/14 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 4
6/12/13 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 4
5/30/13 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Materials — Schedule 14A  OLD 2
9/1/11 OLDCERTNASTrading:  Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD 1
1/20/07 OLDREGDEXRegistration:  Notice of an Exempt Offering of Securities — Form D  OLD 1
1/12/06 OLD15-12GRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
6/21/04 OLDS-8 POSRegistration:  Post-Effective Amendment of a Form S-8 Registration  OLD 1
2/19/03 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 4
8/21/02 OLD8-A12GRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 2
1/17/02 OLD10-K405Update:  Annual Reports — Reg. S-K – Item 405 — Form 10-K  OLD 2
10/20/99 OLD424B4Registration:  Prospectus – Info Previously Omitted & New Facts or Events  OLD 1

General Exhibits: 
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8/14/17 OLDEX-10Material Contracts  OLD 106
8/14/17 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 4
1/20/17 OLDEX-23Consents of Experts and Counsel  OLD 60
1/20/17 OLDEX-21Subsidiaries Lists  OLD 11
6/17/16 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 16
11/10/15 OLDEX-5Opinions of Counsel re: Legality  OLD 23
5/12/15 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 20
1/30/15 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 3
5/24/13 OLDEX-17Correspondence re: Departure of a Director  OLD 1
8/21/02 OLDEX-20Other Document or Statement Furnished to Security Holders  OLD 1

Additional Exhibits: 
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12/13/16 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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98

Financials: 
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5/25/17 OLDEX-31Certifications — §302 – SOA’02  OLD 68
5/25/17 OLDEX-32Certifications — §906 – SOA’02  OLD 63
5/25/17 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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1,367
5/25/17 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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34
5/25/17 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 156
5/25/17 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
26
3/14/05 OLDEX-16Letters re: Changes in Accountants  OLD 4
9/14/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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5

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10/24/17 OLDGRAPHICPhotos, Images and Graphs  OLD 200


Forms
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, Documents
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& Exhibits
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 in  442 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
2/13/18 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 59
10/30/17 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 40
10/24/17 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 16
10/18/17 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 310
8/31/17 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
12/13/11 OLD144Ownership:  Notices of Proposed Sales of Securities by Insiders — Form 144  OLD 2
2/19/03 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 4

Letters: 
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11/2/15 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC12

General Exhibits: 
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9/22/15 OLDEX-24Powers of Attorney  OLD 15
10/11/11 OLDEX-1Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD 1

Additional Exhibits: 
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10/24/17 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 24

Graphics: 
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11/4/13 OLDGRAPHICPhotos, Images and Graphs  OLD 35


        

Filings History

Year    # of Filings
In descending order
2018 1
2017 47
2016 56
2015 120
2014 108
2013 124
2012 62
2011 47
2010 2
2009 1
2008 1
2007 2
2006 2
2005 60
2004 76
2003 24
2002 11
2001 10
2000 12
1999 8

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