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Spectrum Brands Holdings, Inc. 
 WI
  SEC # 109177


        
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1,390  SEC Filings
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  from  2/8/94  to  2/13/24  (2 Months Ago)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘SC 13G/A’ — Amendment to Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G — Filed re:  Issuer / Subject Company — Filed by:  Vanguard Group Inc. 
 
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notifications of all
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Filings
involving  Spectrum Brands Holdings, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  875 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
2/8/2410-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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100
2/8/248-KUpdate:  Current Reports — Form 8-K — Press Releases
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& Conference Calls
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 — Financial Reports
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399

8-K Items: 
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10/19/23
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01 — ‘EX-10’
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47
3/29/12 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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1
6/20/23
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01 — ‘EX-2’
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18
2/8/24"Results of Operations and Financial Condition — Item 2.02 — Financial Reports
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53
11/18/22 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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16
9/25/06 OLD"Material Impairments — Item 2.06  OLD  — ‘EX-2’
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1
7/14/09 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 2
5/15/14 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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4
7/13/18 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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5
1/7/11 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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2
12/22/09 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 2
7/14/09 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 4
8/30/22 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — ‘EX-17’
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 — List of Directors & Officers
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55
8/3/21 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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12
1/7/11 OLD"Change in Shell Company Status — Item 5.06  OLD 1
8/8/23"Submission of Matters to a Vote of Security Holders — Item 5.0720
6/20/23
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  Disclosures: 
Regulation FD Disclosure — Item 7.01 — ‘EX-99’
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118
6/20/23
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  Events: 
Other Events — Item 8.0199
2/8/24
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  Financials: 
Financial Statements and Exhibits — Item 9.01 — Financial Reports
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195

1/25/2410-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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47
8/11/23S-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-89
7/13/23ARSUpdate:  Annual Report to Security Holders1
7/13/23DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A29
5/31/23SDUpdate:  Specialized Disclosure Reports re: Uses of Conflict Minerals — Form SD10
6/21/21 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 5
5/6/21 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 4
3/4/20 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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11
7/13/18 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 64
6/13/18 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 10
6/12/18 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 19
6/8/18 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD 14
6/8/18 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 3
3/8/18 OLDCERTTrading:  Certification by a Securities Exchange Approving a Listing — Form CERT  OLD 1
2/27/18 OLDSC 13E3Ownership:  Tender-Offer Statements by Certain Issuers – Going-Private Transactions — Schedule 13E-3  OLD 2
2/26/18 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
12/22/17 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 68
2/4/16 OLDS-3ASRRegistration:  Automatic Shelf Registration Statement by a Well-Known Issuer — Form S-3  OLD 1
11/14/14 OLD13F-NTOwnership:  Quarterly Holdings Notices by Money Managers — Form 13F  OLD  — Assets Under Management
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14
1/28/14 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 5
1/7/14 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 8
9/15/11 OLDDEF 14CProxy:  Definitive Proxy Info Statements — Schedule 14C  OLD 2
8/26/11 OLDPRE 14CProxy:  Preliminary Proxy Info Statements — Schedule 14C  OLD 2
5/27/11 OLDDRegistration:  Notice of an Exempt Offering of Securities — Form D  OLD 1
11/5/10 OLDDEFM14CProxy:  Definitive Proxy Info Statements – Mergers & Acquisitions — Schedule 14C  OLD 4
10/25/10 OLDPRER14CProxy:  Preliminary Revised Proxy Info Statements — Schedule 14C  OLD 3
10/8/10 OLDPREM14CProxy:  Preliminary Proxy Info Statements – Mergers & Acquisitions — Schedule 14C  OLD 4
6/24/09 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 5
3/17/06 OLDNT 10-KUpdate:  Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25  OLD 1
11/10/05 OLDNT 10-QUpdate:  Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25  OLD 1
11/14/03 OLDSC TO-COwnership:  Tender-Offer Communications by Issuers and Third Parties — Schedule TO  OLD 2
12/6/02 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 2
3/30/00 OLD10-K405Update:  Annual Reports — Reg. S-K – Item 405 — Form 10-K  OLD 4
2/16/99 OLD10-QTUpdate:  Quarterly-Transition Report — Form 10-Q  OLD 1
5/15/97 OLDDFAN14AProxy:  Definitive Additional Non-Management Proxy Soliciting Materials — Schedule 14A  OLD 5
4/29/97 OLDDEFC14AProxy:  Definitive Proxy Statement – Contested Solicitation — Schedule 14A  OLD 1
4/18/97 OLDPREC14AProxy:  Preliminary Proxy Statement – Contested Solicitation — Schedule 14A  OLD 1
2/27/97 OLDSC 13E4Ownership:  Tender-Offer Statements by Issuers — Schedule 13E-4  OLD 4
7/12/96 OLD11-KUpdate:  Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K  OLD 3
11/14/95 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Material — Schedule 14A  OLD 1
9/29/95 OLD15-15DUpdate:  Notice of a Suspension of Duty to File Reports — Form 15  OLD 1
9/29/95 OLDS-8 POSRegistration:  Post-Effective Amendment of a Form S-8 Registration  OLD 1
2/22/94 OLDPOS AMRegistration:  Post-Effective Amendment of a Registration Statement  OLD 1

General Exhibits: 
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2/8/24EX-21Subsidiaries Lists51
11/21/23EX-23Consents of Experts and Counsel138
10/19/23EX-10Material Contracts154
8/11/23EX-FILING FEESFiling Fees1
8/11/23EX-5Opinions of Counsel re: Legality23
6/20/23EX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions27
5/31/23EX-1Underwriting Agreements and Conflict Minerals Reports  (and mislabeled “1st Exhibits”)9
11/23/21 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 33
3/3/21 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 31
6/8/18 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 10
2/4/16 OLDEX-25Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD 8
3/4/09 OLDEX-24Powers of Attorney  OLD 19
11/21/95 OLDEX-17Correspondence re: Departure of a Director  OLD 1

Additional Exhibits: 
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2/8/24EX-99Miscellaneous Exhibits, such as Press Releases — Press Releases
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& Conference Calls
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359

Financials: 
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2/8/24EX-31Certifications — §302 – SOA’02259
2/8/24EX-32Certifications — §906 – SOA’02220
2/8/24XML  &  R#IDEA Financial Reports Info — Financial Reports
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5,961
2/8/24EXCELIDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports
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119
2/8/24EX-101.*XBRL Data  (XBRL Files)539
2/8/24JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)78
2/8/24ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)
112
2/9/18 OLDEX-18Letters re: Changes in Accounting Principles and Practices  OLD 2
11/20/17 OLDEX-12Statements re: Computations of Ratios  OLD 11
1/7/11 OLDEX-16Letters re: Changes in Accountants  OLD 3
8/4/03 OLDEX-11Statements re: Computations of Earnings Per Share  OLD 13
4/2/01 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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32

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2/8/24GRAPHICPhotos, Images and Graphs1,676

History as a Money Manager:  Assets Under Management
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 ·  Related Money Managers


1 Related Manager who also Reported Holdings for this Manager

As Of
  
 
Quarter
(Ended)
  Holdings
Form 13F
  Assets
(Millions)
  Reporting Manager
Manager with whom Investment Discretion is Shared
11/21/149/30/14  7 of 9  $3,883  
 NY
 
Harbinger Holdings, LLC


Forms
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, Documents
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& Exhibits
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 in  525 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 84790A
 

        
Latest Filing  Type    Category    Description        Documents
     
2/13/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G86
12/6/234Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4281
4/19/21 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 52
9/9/20 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 79
6/8/18 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 2
12/21/15 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 4
12/6/02 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 2
11/13/02 OLDSC TO-COwnership:  Tender-Offer Communication by an Issuer or Third Party — Schedule TO  OLD 1
2/27/97 OLDSC 13E4Ownership:  Tender-Offer Statements by Issuers — Schedule 13E-4  OLD 4

Letters: 
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3/12/20 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC14
3/12/20 OLDTEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD 2

General Exhibits: 
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10/14/20 OLDEX-24Powers of Attorney  OLD 19
6/8/18 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 3
2/26/18 OLDEX-3Articles of Incorporation/Organization or Bylaws  OLD 1
2/26/18 OLDEX-4Instrument Defining the Rights of Security Holders  OLD 1
2/26/18 OLDEX-10Material Contracts  OLD 4
6/19/09 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 3
6/17/96 OLDEX-17Correspondence re: Departure of a Director  OLD 1
6/17/96 OLDEX-19Report Furnished to Security Holders  OLD 1

Additional Exhibits: 
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2/9/24EX-99Miscellaneous Exhibits, such as Press Releases53

Financials: 
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6/17/96 OLDEX-18Letter re: a Change in Accounting Principles or Practices  OLD 1
5/14/96 OLDEX-16Letter re: a Change in Accountant  OLD 1
5/14/96 OLDEX-15Letter re: Unaudited Interim Financial Info  OLD 1

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2/12/24GRAPHICPhotos, Images and Graphs3


        

Filings History

Year    # of Filings
In descending order
2024 8
2023 42
2022 37
2021 48
2020 56
2019 70
2018 91
2017 51
2016 58
2015 100
2014 123
2013 106
2012 102
2011 106
2010 29
2009 44
2008 12
2007 20
2006 37
2005 32
2004 15
2003 24
2002 20
2001 16
2000 6
1999 14
1998 13
1997 36
1996 25
1995 26
1994 23

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