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Superior Galleries Inc. 
 CA
  SEC # 1091539


        
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223  SEC Filings
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  from  8/23/99  to  6/12/07  (None in the Past Year)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘EFFECT’ — SEC Notice of Effectiveness — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Superior Galleries Inc. 

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Forms
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, Documents
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& Exhibits
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 in  137 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
6/12/07 OLDEFFECTSEC:  SEC Notice of Effectiveness  OLD 1
6/7/07 OLDREGDEXRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 6
6/6/07 OLDPOS AMRegistration:  Post-Effective Amendment of a Registration Statement  OLD 1
6/6/07 OLDAWRegistration:  Amendment Withdrawal Request  OLD 1
5/29/07 OLDSB-2Registration:  Registration Statements by Small-Business Issuers (Optional Form) — Form SB-2  OLD 9
5/29/07 OLDS-8 POSRegistration:  Post-Effective Amendment of a Form S-8 Registration  OLD 1
5/15/07 OLD15-12GRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
2/13/07 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD 5
1/9/07 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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47

8-K Items: 
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1/9/07 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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12
1/9/07 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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5
12/22/06 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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2
1/26/06 OLD"Results of Operations and Financial Condition — Item 2.02  OLD 4
1/9/07 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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4
3/31/05 OLD
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  Securities & Trading: 
Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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1
1/9/07 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 2
1/9/07 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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7
1/27/05 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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2
5/18/06 OLD
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  Events: 
Other Events — Item 8.01  OLD 3
1/9/07 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 22

11/14/06 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 5
9/28/06 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD 2
10/6/05 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 5
8/22/05 OLDDEF 14CProxy:  Definitive Proxy Info Statements — Schedule 14C  OLD 4
7/28/05 OLDPRE 14CProxy:  Preliminary Proxy Info Statements — Schedule 14C  OLD 4
4/25/05 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 22
4/21/05 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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6
3/4/05 OLD10KSBUpdate:  Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD 6
10/25/04 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 2
8/24/04 OLDS-8Registration:  Registration Statement – Securities for an Employee Benefit Plan — Form S-8  OLD 1
9/30/02 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 3
11/13/01 OLD10KSB40Update:  Annual and Annual-Transition Reports by Small Businesses — Reg. S-B – Item 405 — Form 10-KSB  OLD 2
1/12/00 OLD10-12GRegistration:  Registration Statements — Form 10  OLD 2
8/23/99 OLD10SB12GRegistration:  Registration Statement by a Small-Business Issuer — Form 10-SB  OLD 1

General Exhibits: 
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1/9/07 OLDEX-10Material Contracts  OLD 75
1/9/07 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 17
9/28/06 OLDEX-14Codes of Ethics  OLD 3
10/26/05 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 10
5/24/05 OLDEX-23Consents of Experts and Counsel  OLD 18
4/20/05 OLDEX-5Opinions of Counsel re: Legality  OLD 3
9/17/03 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 16
9/17/03 OLDEX-21Subsidiaries Lists  OLD 2
8/23/99 OLDEX-1Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD 1

Additional Exhibits: 
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1/9/07 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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30

Financials: 
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2/13/07 OLDEX-31Certifications — §302 – SOA’02  OLD 25
2/13/07 OLDEX-32Certifications — §906 – SOA’02  OLD 25
11/21/03 OLDEX-16Letters re: Changes in Accountants  OLD 5
11/14/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD 7


Forms
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, Documents
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& Exhibits
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 in  86 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
3/7/07 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 57
1/24/07 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 12
1/16/07 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 12
4/17/01 OLD5Ownership:  Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5  OLD 1

Letters: 
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4/19/05 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC4

General Exhibits: 
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4/5/05 OLDEX-10Material Contracts  OLD 4

Additional Exhibits: 
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5/22/02 OLDEX-99Miscellaneous Exhibit  OLD 1


        

Filings History

Year    # of Filings
In descending order
2007 18
2006 17
2005 69
2004 24
2003 26
2002 16
2001 24
2000 21
1999 8

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