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HSBC Holdings plc 
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  SEC # 1089113


        
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4,610  SEC Filings
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  from  2/25/02  to  4/22/24  (Yesterday)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘6-K’ — Current, Quarterly or Annual Report by a Foreign Issuer — Form 6-K — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  HSBC Holdings plc 

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Forms
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, Documents
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& Exhibits
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 in  4,534 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
4/22/24 New Document this Past Month!6-KUpdate:  Current, Quarterly and Annual Reports by Foreign Issuers — Form 6-K  New Document this Past Month!  — Press Releases
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& Conference Calls
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 — Financial Reports
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4,073
3/22/24F-NRegistration:  Appointments of U.S. Agents for Service of Process by Foreign Banks and Insurance Companies — Form F-N11
3/14/24CERTTrading:  Certifications by Securities Exchanges Approving Listings — Form CERT30
3/4/248-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A48
2/28/24424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events51
2/26/24FWPRegistration:  Prospectuses – Free Writing92
2/26/24424B2Registration:  Prospectuses – Primary Offerings and Shelf Securities68
2/23/24F-3ASRRegistration:  Automatic Shelf Registration Statements by Well-Known Foreign Issuers — Form F-38
2/22/24IRANNOTICEUpdate:  Notices of Iran/Syria Disclosures in Quarterly and Annual Reports12
2/22/2420-FUpdate:  Annual and Annual-Transition Reports by Foreign Non-Canadian Issuers — Form 20-F — Financial Reports
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24
2/9/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G8
8/30/22 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 5
8/25/22 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 2
8/22/22 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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32
8/2/22 OLDF-4Registration:  Registration Statements by Certain Foreign Issuers – Securities for Mergers — Form F-4  OLD 7
11/28/17 OLDCERTNYSTrading:  Certifications by the NYSE Approving Listings — Form CERT  OLD 18
9/14/17 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 14
2/22/17 OLDRWRegistration:  Registration Withdrawal Request  OLD 1
2/22/17 OLDPOSASRRegistration:  Post-Effective Amendments of Automatic Shelf Registration Statements — Form S-3/F-3ASR  OLD 5
4/21/16 OLDF-3Registration:  Registration Statements by Certain Foreign Issuers – Securities for Transactions — Form F-3  OLD 5
1/11/13 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 2
4/16/10 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 3
9/12/05 OLDF-6EFRegistration:  Registration Statements – Depositary Shares Evidenced by American Depositary Receipts (ADRs) (Immediately Effective) — Form F-6  OLD 2
5/16/05 OLD8-KUpdate:  Current Report — Form 8-K  OLD  — Press Releases
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& Conference Calls
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1

8-K Items: 
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5/16/05 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD  — Financial Reports
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1

10/3/03 OLD3Ownership:  Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3  OLD 1
3/28/03 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 10
3/26/03 OLDF-6 POSRegistration:  Post-Effective Amendment of an ‘F-6EF’ Registration — Form F-6  OLD 1
2/26/03 OLDPOS EXRegistration:  Post-Effective Amendment of a Registration Statement – Additional Exhibits  OLD 1
11/4/02 OLDF-XRegistration:  Appointment of a U.S. Agent for Service of Process by a Foreign Non-Financial Entity — Form F-X  OLD 1
11/4/02 OLDCBOwnership:  Tender-Offer, Exchange-Offer, Rights-Offering or Response Notice — Form CB  OLD 1

General Exhibits: 
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3/4/24EX-4Instruments, Including Indentures, Defining the Rights of Security Holders124
3/4/24EX-5Opinions of Counsel re: Legality153
2/28/24EX-FILING FEESFiling Fees15
2/23/24EX-23Consents of Experts and Counsel76
2/23/24EX-25Statements of Eligibility to Act as a Trustee — Forms T-1 & T-231
2/22/24EX-13Annual and Quarterly Reports to Security Holders21
2/22/24EX-97Clawback Policy re: Recovery of Erroneously Awarded Compensation1
2/22/24EX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions15
3/9/23 OLDEX-10Material Contracts  OLD 4
3/9/23 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 19
3/9/23 OLDEX-9Voting Trust Agreements  OLD 3
2/22/23 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 24
11/3/22 OLDEX-14Codes of Ethics  OLD 16
4/29/22 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 14
11/25/02 OLDEX-24Power of Attorney  OLD 1

Additional Exhibits: 
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3/4/24EX-99Miscellaneous Exhibits, such as Press Releases — Press Releases
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& Conference Calls
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77

Financials: 
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2/22/24EX-15Letters re: Unaudited Interim Financial Info39
2/22/24EX-12Statements re: Computations of Ratios40
2/22/24XML  &  R#IDEA Financial Reports Info — Financial Reports
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2,561
2/22/24EXCELIDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports
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13
2/22/24EX-101.*XBRL Data  (XBRL Files)71
2/22/24JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)7
2/22/24ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)
13
3/10/22 OLDEX-7Correspondence from Accountants re: Non-Reliance on Previously Issued Audit Reports and Completed Interim Reviews  OLD 22
3/10/09 OLDEX-11Statement re: the Computation of Earnings Per Share  OLD 1

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3/4/24GRAPHICPhotos, Images and Graphs3,780


Forms
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, Documents
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& Exhibits
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 in  181 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 404280
 

        
Latest Filing  Type    Category    Description        Documents
     
3/22/24F-NRegistration:  Appointments of U.S. Agents for Service of Process by Foreign Banks and Insurance Companies — Form F-N11
3/14/2425-NSETrading:  Notices by Securities Exchanges of the Removals from Listing and Registration of Matured, Redeemed and Retired Securities — Form 2525
2/26/24FWPRegistration:  Prospectuses – Free Writing92
1/25/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G20
8/17/10 OLDF-6EFRegistration:  Registration Statement – Depositary Shares Evidenced by American Depositary Receipts (ADRs) (Immediately Effective) — Form F-6  OLD 1
3/3/03 OLD425Registration:  Prospectus or Communication – Merger  OLD 1
11/4/02 OLDF-XRegistration:  Appointment of a U.S. Agent for Service of Process by a Foreign Non-Financial Entity — Form F-X  OLD 1

Letters: 
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8/15/22 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC30
8/15/22 OLDTEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD 3

General Exhibits: 
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8/17/10 OLDEX-4Instrument Defining the Rights of Security Holders  OLD 1
8/17/10 OLDEX-5Opinion of Counsel re: Legality  OLD 1
8/17/10 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 2

Additional Exhibits: 
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3/14/24EX-99Miscellaneous Exhibits, such as Press Releases30

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9/7/23GRAPHICPhotos, Images and Graphs65


        

Filings History

Year    # of Filings
In descending order
2024 120
2023 328
2022 283
2021 174
2020 158
2019 189
2018 232
2017 261
2016 263
2015 150
2014 219
2013 244
2012 316
2011 241
2010 204
2009 241
2008 205
2007 164
2006 143
2005 165
2004 125
2003 142
2002 43

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