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Jefferies Group LLC 
 NY
  SEC # 1084580


        
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1,768  SEC Filings
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  from  4/20/99  to  9/21/23  (6 Months Ago)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘13F-HR/A’ — Amendment to Quarterly Holdings and Combination Report by a Money Manager — Form 13F — for 9/30/22 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Jefferies Group LLC 

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Forms
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, Documents
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& Exhibits
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 in  1,075 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
9/21/2313F-HROwnership:  Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management
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103
11/14/22 OLD15-12GRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
11/1/22 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 4
11/1/22 OLDPOSASRRegistration:  Post-Effective Amendments of Automatic Shelf Registration Statements — Form S-3/F-3ASR  OLD 6
11/1/22 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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 — Financial Reports
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186

8-K Items: 
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3/1/13 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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34
7/21/05 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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1
11/1/22 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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3
9/28/22 OLD"Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports
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77
2/21/06 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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1
4/15/15 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ‘EX-2’
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1
3/1/13 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 1
3/1/13 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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6
11/1/22 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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3
4/17/17 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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4
3/1/13 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 2
3/1/13 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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16
3/1/13 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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4
1/30/13 OLD"Temporary Suspension of Trading Under Registrant’s Employee Benefit Plans — Item 5.04  OLD 1
3/1/13 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 5
10/12/22 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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13
11/1/22 OLD
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  Events: 
Other Events — Item 8.01  OLD 26
11/1/22 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD  — Financial Reports
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145

10/28/22 OLD424B2Registration:  Prospectuses – Primary Offerings and Shelf Securities  OLD 369
10/12/22 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 38
10/7/22 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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72
10/4/22 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 84
5/23/22 OLD11-KUpdate:  Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K  OLD 20
2/1/22 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 38
2/1/22 OLDS-3ASRRegistration:  Automatic Shelf Registration Statements by Well-Known Issuers — Form S-3  OLD 7
1/28/22 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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26
1/26/21 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 8
11/17/20 OLDCERTTrading:  Certification by a Securities Exchange Approving a Listing — Form CERT  OLD 1
11/17/20 OLD8-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 3
5/19/20 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 7
6/27/18 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 16
2/14/18 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 22
4/28/17 OLD424B8Registration:  Prospectuses (Late Filings)  OLD 2
1/18/17 OLDCERTNYSTrading:  Certifications by the NYSE Approving Listings — Form CERT  OLD 2
3/1/13 OLD8-A12GRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
2/19/13 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 6
6/7/12 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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25
3/28/12 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 13
2/1/11 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 2
4/14/10 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Material — Schedule 14A  OLD 1
5/6/09 OLD25Trading:  Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25  OLD 1
4/29/08 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Material — Schedule 14A  OLD 1
3/4/08 OLDNO ACTSEC:  SEC No-Action Letter re: a Shareholder Proposal  OLD 1
5/30/07 OLDNT 11-KUpdate:  Notice of a Late Filing of a Form 11-K Annual Report — Form 12b-25  OLD 1
4/22/05 OLDREGDEXRegistration:  Notice of an Exempt Offering of Securities — Form D  OLD 1
4/2/04 OLDPRE 14AProxy:  Preliminary Proxy Statement — Schedule 14A  OLD 1
8/21/03 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 4
7/14/03 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 2
4/20/99 OLD10-12BRegistration:  Registration Statement — Form 10  OLD 1

Letters: 
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3/17/06 OLDCOVERComment-Response or Cover Letter to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC1

Form-Specific Documents: 
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9/21/23INFO-TABLEPortfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management
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51

General Exhibits: 
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10/28/22 OLDEX-FILING FEESFiling Fees  OLD 50
5/23/22 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 26
2/1/22 OLDEX-23Consents of Experts and Counsel  OLD 61
2/1/22 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 66
2/1/22 OLDEX-5Opinions of Counsel re: Legality  OLD 31
2/1/22 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 6
2/1/22 OLDEX-25Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD 24
12/21/20 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 10
1/28/19 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 13
3/1/13 OLDEX-10Material Contracts  OLD 93
1/29/13 OLDEX-21Subsidiaries Lists  OLD 15

Additional Exhibits: 
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11/1/22 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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138

Financials: 
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11/1/22 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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5,664
11/1/22 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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86
11/1/22 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 406
11/1/22 OLDJSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  OLD 44
11/1/22 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
79
10/7/22 OLDEX-31Certifications — §302 – SOA’02  OLD 162
10/7/22 OLDEX-32Certifications — §906 – SOA’02  OLD 85
10/9/18 OLDEX-12Statements re: Computations of Ratios  OLD 40
4/17/17 OLDEX-16Letters re: Changes in Accountants  OLD 3
10/12/10 OLDEX-18Letter re: a Change in Accounting Principles or Practices  OLD 1
11/9/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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7

Graphics: 
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10/28/22 OLDGRAPHICPhotos, Images and Graphs  OLD 1,514

History as a Money Manager:  Assets Under Management
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 ·  Related Money Managers



Forms
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, Documents
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& Exhibits
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 in  739 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
11/1/22 OLD25-NSETrading:  Notices by Securities Exchanges of the Removals from Listing and Registration of Matured, Redeemed and Retired Securities — Form 25  OLD 4
10/12/22 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 38
3/5/13 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 583
2/19/13 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 10
2/13/13 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 58
11/13/12 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 6
1/18/12 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 11
2/27/09 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 5

Letters: 
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7/18/12 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC24

General Exhibits: 
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2/15/13 OLDEX-10Material Contracts  OLD 6
11/13/12 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 2
11/29/10 OLDEX-24Powers of Attorney  OLD 18

Additional Exhibits: 
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11/1/22 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 30

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10/12/22 OLDGRAPHICPhotos, Images and Graphs  OLD 61


        

Filings History

Year    # of Filings
In descending order
2023 8
2022 158
2021 132
2020 100
2019 75
2018 38
2017 81
2016 40
2015 15
2014 18
2013 81
2012 104
2011 118
2010 117
2009 68
2008 127
2007 116
2006 116
2005 88
2004 93
2003 35
2002 14
2001 10
2000 9
1999 7

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