SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Advanced Refractive Technologies, Inc. 
 CA
  SEC # 1082249


        
    Click to view...      Registrant      About    
  Filings  
    Files      Relationships      Names      Topics      Web       

122  SEC Filings
Filing emoji
  from  3/22/99  to  7/25/13  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘REVOKED’ — SEC Order Revoking a Registration — Filed as:  Filer / Offerer 
 
New-Filing E-Mail:    
 Send me
E-Mail emoji
notifications of all
New! emoji
Filings
involving  Advanced Refractive Technologies, Inc. 

Find Words in Filings emoji
 
  in    Show  and   Hints


Forms
Form emoji
, Documents
Document emoji
& Exhibits
Exhibit emoji
 in  105 Filings
Filing emoji
 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
7/25/13 OLDREVOKEDSEC:  SEC Order Revoking a Registration  OLD 1
4/4/07 OLDCORRESPComment:  Comment-Response or Other Letter to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
Correspondence emoji
1
4/3/07 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 7
3/27/07 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 36
3/6/07 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
Press Release emoji
& Conference Calls
Conference Call emoji
18

8-K Items: 
Item emoji
10/28/05 OLD
Keycap - 1 emoji
  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
Exhibit emoji
4
10/28/05 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
Exhibit emoji
1
2/2/05 OLD
Keycap - 2 emoji
  Financial Info: 
Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
Exhibit emoji
2
2/2/05 OLD
Keycap - 3 emoji
  Securities & Trading: 
Unregistered Sales of Equity Securities — Item 3.02  OLD 3
3/6/07 OLD
Keycap - 4 emoji
  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
Exhibit emoji
1
1/27/05 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 1
9/20/04 OLD
Keycap - 8 emoji
  Events: 
Other Events — Item 8.01  OLD 1
3/6/07 OLD
Keycap - 9 emoji
  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 2

7/18/06 OLD10KSBUpdate:  Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD 10
3/3/06 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 4
2/21/06 OLDSB-2Registration:  Registration Statements by Small-Business Issuers (Optional Form) — Form SB-2  OLD 8
11/15/05 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 9
8/3/05 OLDDEF 14CProxy:  Definitive Proxy Info Statements — Schedule 14C  OLD 3
7/11/05 OLDPRE 14CProxy:  Preliminary Proxy Info Statements — Schedule 14C  OLD 4
6/9/05 OLDDEF 14AProxy:  Definitive Proxy Statement — Schedule 14A  OLD 1
5/9/05 OLDPRE 14AProxy:  Preliminary Proxy Statement — Schedule 14A  OLD 1
5/5/04 OLDRWRegistration:  Registration Withdrawal Request  OLD 1
3/22/99 OLD10SB12GRegistration:  Registration Statement by a Small-Business Issuer — Form 10-SB  OLD 1

General Exhibits: 
Exhibit emoji
7/18/06 OLDEX-23Consents of Experts and Counsel  OLD 13
7/18/06 OLDEX-10Material Contracts  OLD 68
3/3/06 OLDEX-5Opinions of Counsel re: Legality  OLD 9
1/13/06 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 10
4/14/04 OLDEX-14Code of Ethics  OLD 1
4/14/03 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 4
3/22/99 OLDEX-4Instrument Defining the Rights of Security Holders  OLD 1

Additional Exhibits: 
Exhibit emoji
9/20/04 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
Press Release emoji
& Conference Calls
Conference Call emoji
13

Financials: 
Financials emoji
Financials emoji
Financials emoji
3/27/07 OLDEX-31Certifications — §302 – SOA’02  OLD 48
3/27/07 OLDEX-32Certifications — §906 – SOA’02  OLD 48
3/6/07 OLDEX-16Letters re: Changes in Accountants  OLD 3
11/13/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD 8


Forms
Form emoji
, Documents
Document emoji
& Exhibits
Exhibit emoji
 in  17 Filings
Filing emoji
 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
2/20/07 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 5
11/6/06 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 5
2/4/05 OLDSC 13GOwnership:  Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G  OLD 1
11/21/03 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 5

Letters: 
Correspondence emoji
3/8/07 OLDLETTERComment or Other Letter from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC1

General Exhibits: 
Exhibit emoji
10/15/03 OLDEX-3Articles of Incorporation/Organization or Bylaws  OLD 1

Additional Exhibits: 
Exhibit emoji
8/5/03 OLDEX-99Miscellaneous Exhibit  OLD 1

Financials: 
Financials emoji
Financials emoji
Financials emoji
11/6/06 OLDEX-7Correspondence from Accountants re: Non-Reliance on Previously Issued Audit Reports and Completed Interim Reviews  OLD 7

Graphics: 
JPEG emoji
GIF emoji
PNG emoji
11/6/06 OLDGRAPHICPhotos, Images and Graphs  OLD 3


        

Filings History

Year    # of Filings
In descending order
2013 1
2007 8
2006 11
2005 32
2004 19
2003 18
2002 11
2001 12
2000 5
1999 5

Top

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Thu., Mar. 28, 6:02:34.4pm ET