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Know Labs, Inc. 
 WA
  SEC # 1074828


        
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939  SEC Filings
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  from  3/11/99  to  4/17/24  (7 Days Ago)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘EFFECT’ — SEC Notice of Effectiveness — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Know Labs, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  678 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
4/17/24 New Document this Past Month!EFFECTSEC:  SEC Notices of Effectiveness  New Document this Past Month! 18
4/12/24 New Document this Past Month!424B3Registration:  Prospectuses – New Facts or Events  New Document this Past Month! 4
4/9/24 New Document this Past Month!S-1Registration:  Registration Statements (General Form) — Form S-1  New Document this Past Month!  — Financial Reports
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35
3/20/24424B5Registration:  Prospectus – Primary Offering or Shelf Securities – New Facts or Events1
3/20/248-KUpdate:  Current Reports — Form 8-K — Press Releases
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& Conference Calls
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 — Financial Reports
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252

8-K Items: 
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3/20/24
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01 — ‘EX-10’
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56
3/1/17 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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2
8/22/12 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD 12
2/14/24"Results of Operations and Financial Condition — Item 2.02 — Financial Reports
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2
3/6/24"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 — ‘EX-10’
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17
2/23/17 OLD"Material Impairments — Item 2.06  OLD 1
3/6/24
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  Securities & Trading: 
Unregistered Sales of Equity Securities — Item 3.02 — ‘EX-1’
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40
10/6/21 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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7
10/8/19 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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3
2/14/20 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 3
12/1/23
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — ‘EX-17’
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 — List of Directors & Officers
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35
8/14/23"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ‘EX-3’
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17
9/25/23"Submission of Matters to a Vote of Security Holders — Item 5.071
6/27/12 OLD
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  Asset-Backed Securities: 
Change of Servicer or Trustee — Item 6.02  OLD 1
3/6/24
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  Disclosures: 
Regulation FD Disclosure — Item 7.01 — ‘EX-99’
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20
3/6/24
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  Events: 
Other Events — Item 8.0168
3/20/24
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  Financials: 
Financial Statements and Exhibits — Item 9.01 — Financial Reports
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179

2/14/2410-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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52
1/9/24CORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC
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40
1/5/24S-3Registration:  Registration Statements – Securities for Transactions — Form S-36
12/19/2310-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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20
9/28/23424B4Registration:  Prospectuses – Info Previously Omitted & New Facts or Events2
9/20/23FWPRegistration:  Prospectuses – Free Writing2
8/4/23DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A7
12/21/22 OLDAWRegistration:  Amendment Withdrawal Requests  OLD 5
12/9/22 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 137
9/15/22 OLDS-1MEFRegistration:  Registration Statement to Add Securities to a Prior Form S-1 Registration  OLD 1
9/15/22 OLDCERTTrading:  Certification by a Securities Exchange Approving a Listing — Form CERT  OLD 1
9/15/22 OLD8-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 2
8/5/22 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Material — Schedule 14A  OLD 1
7/26/22 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 5
2/14/22 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 16
12/10/21 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 2
11/14/19 OLDRW WDRegistration:  Withdrawals of Registration Withdrawal Requests  OLD 2
11/12/19 OLDRWRegistration:  Registration Withdrawal Requests  OLD 7
8/10/18 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD  — Financial Reports
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9
12/28/16 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 10
5/6/16 OLDS-8 POSRegistration:  Post-Effective Amendment of a Form S-8 Registration  OLD 1
5/18/15 OLDDEF 14CProxy:  Definitive Proxy Info Statement — Schedule 14C  OLD 1
5/7/15 OLDPRE 14CProxy:  Preliminary Proxy Info Statement — Schedule 14C  OLD 1
1/13/09 OLD10KSBUpdate:  Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD 11
8/19/08 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 29
2/6/07 OLDREGDEXRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 3
11/22/05 OLDSB-2Registration:  Registration Statements by Small-Business Issuers (Optional Form) — Form SB-2  OLD 4
1/26/00 OLD10SB12GRegistration:  Registration Statements by Small-Business Issuers — Form 10-SB  OLD 4

General Exhibits: 
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3/28/24 New Exhibit this Past Month!EX-23Consents of Experts and Counsel  New Exhibit this Past Month! 56
3/28/24 New Exhibit this Past Month!EX-FILING FEESFiling Fees  New Exhibit this Past Month! 8
3/28/24 New Exhibit this Past Month!EX-5Opinions of Counsel re: Legality  New Exhibit this Past Month! 42
3/20/24EX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)6
2/29/24EX-10Material Contracts315
12/22/23EX-4Instruments, Including Indentures, Defining the Rights of Security Holders13
12/19/23EX-21Subsidiaries Lists23
8/14/23EX-3Articles of Incorporation/Organization and Bylaws31
11/27/18 OLDEX-14Codes of Ethics  OLD 4
9/14/05 OLDEX-17Correspondence re: Departure of a Director  OLD 1
1/26/00 OLDEX-6Opinions of Counsel re: Discounts on Capital Shares  OLD 3

ABS Exhibits: 
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5/5/16 OLDEX-33Report of Compliance with Servicing Criteria  OLD 1

Additional Exhibits: 
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3/6/24EX-99  &  EX-99.*Miscellaneous Exhibits, such as Press Releases — Press Releases
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& Conference Calls
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EX-99.*  Form-Specific Exhibits...  Form N-14:  1 Articles of Incorporation/Organization
148

Financials: 
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3/20/24XML  &  R#IDEA Financial Reports Info — Financial Reports
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4,703
3/20/24EXCELIDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports
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146
3/20/24EX-101.*XBRL Data  (XBRL Files)727
3/20/24JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)69
3/20/24ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)
135
2/14/24EX-31Certifications — §302 – SOA’02167
2/14/24EX-32Certifications — §906 – SOA’02158
10/8/19 OLDEX-16Letters re: Changes in Accountants  OLD 7
11/27/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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5

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4/12/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 623


Forms
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, Documents
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& Exhibits
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 in  263 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 499238
 

        
Latest Filing  Type    Category    Description        Documents
     
2/9/244Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4168
12/12/233Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 321
10/25/23SC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D14
9/20/23FWPRegistration:  Prospectuses – Free Writing2
2/22/23 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 18
4/3/13 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 6

Letters: 
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12/29/23LETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC34
12/29/23TEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]13

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9/20/23GRAPHICPhotos, Images and Graphs53


        

Filings History

Year    # of Filings
In descending order
2024 21
2023 69
2022 68
2021 37
2020 41
2019 44
2018 55
2017 60
2016 67
2015 40
2014 26
2013 91
2012 89
2011 76
2010 35
2009 17
2008 10
2007 20
2006 18
2005 18
2004 7
2003 10
2002 11
2001 1
2000 4
1999 4

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