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Cardia, Inc. 
 MN
  SEC # 1074459


        
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34  SEC Filings
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  from  12/1/98  to  11/21/19  (None in the Past Year)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘D’ — Notice of an Exempt Offering of Securities — Form D — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Cardia, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  29 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
11/21/19 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 9
10/22/02 OLDREGDEXRegistration:  Notice of an Exempt Offering of Securities — Form D  OLD 1
3/16/01 OLD15-15DUpdate:  Notice of a Suspension of Duty to File Reports — Form 15  OLD 1
11/14/00 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 6
8/14/00 OLDS-8Registration:  Registration Statement – Securities for an Employee Benefit Plan — Form S-8  OLD 1
4/28/00 OLD10KSBUpdate:  Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD 2
11/18/99 OLD8-KUpdate:  Current Report — Form 8-K  OLD  — Press Releases
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& Conference Calls
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1
9/15/99 OLD424B3Registration:  Prospectus – New Facts or Events  OLD 1
8/10/99 OLDS-4Registration:  Registration Statement – Securities for a Merger — Form S-4  OLD 1
5/18/99 OLDNT 10-QUpdate:  Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25  OLD 1
5/10/99 OLD10KSB40Update:  Annual or Annual-Transition Report by a Small Business — Reg. S-B – Item 405 — Form 10-KSB  OLD 1
2/10/99 OLDSB-2Registration:  Registration Statements by Small-Business Issuers (Optional Form) — Form SB-2  OLD 4

General Exhibits: 
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8/14/00 OLDEX-23Consents of Experts and Counsel  OLD 8
8/14/00 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 4
8/14/00 OLDEX-5Opinions of Counsel re: Legality  OLD 3
3/30/00 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 5
2/10/99 OLDEX-10Material Contracts  OLD 2
2/10/99 OLDEX-8Opinion of Counsel re: Tax Matters  OLD 1
12/1/98 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1

Financials: 
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11/14/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD 11
11/18/99 OLDEX-16Letter re: a Change in Accountant  OLD 1


Forms
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, Documents
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& Exhibits
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 in  5 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
2/13/01 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 5


        

Filings History

Year    # of Filings
In descending order
2019 1
2018 1
2016 1
2015 1
2013 3
2012 1
2011 1
2002 1
2001 3
2000 8
1999 12
1998 1

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