SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Axon Enterprise, Inc. 
 AZ
  SEC # 1069183


        
    Click to view...      Registrant      About    
  Filings  
    Files      Relationships      Names      Topics      Web       

1,353  SEC Filings
Filing emoji
  from  2/14/01  to  4/18/24  (Yesterday)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘POSASR’ — Post-Effective Amendment of an Automatic Shelf Registration Statement — Form S-3/F-3ASR — Filed as:  Filer / Offerer 
 
New-Filing E-Mail:    
 Send me
E-Mail emoji
notifications of all
New! emoji
Filings
involving  Axon Enterprise, Inc. 

Find Words in Filings emoji
 
  in    Show  and   Hints


Forms
Form emoji
, Documents
Document emoji
& Exhibits
Exhibit emoji
 in  439 Filings
Filing emoji
 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
4/18/24 New Document this Past Month!POSASRRegistration:  Post-Effective Amendment of an Automatic Shelf Registration Statement — Form S-3/F-3ASR  New Document this Past Month! 1
4/15/24 New Document this Past Month!DEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  New Document this Past Month! 24
3/29/24 New Document this Past Month!ARSUpdate:  Annual Reports to Security Holders  New Document this Past Month! 3
3/29/24 New Document this Past Month!DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  New Document this Past Month!  — Financial Reports
Report emoji
26
3/18/24PRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A — Financial Reports
Report emoji
10
3/5/248-KUpdate:  Current Reports — Form 8-K — Press Releases
Press Release emoji
& Conference Calls
Conference Call emoji
 — Financial Reports
Report emoji
205

8-K Items: 
Item emoji
12/19/22 OLD
Keycap - 1 emoji
  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
Exhibit emoji
12
10/15/19 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
Exhibit emoji
1
2/27/24
Keycap - 2 emoji
  Financial Info: 
Results of Operations and Financial Condition — Item 2.02 — Financial Reports
Report emoji
72
12/19/22 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
Exhibit emoji
2
5/19/06 OLD
Keycap - 3 emoji
  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 2
12/9/22 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
Exhibit emoji
1
2/27/24
Keycap - 4 emoji
  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01 — ‘EX-16’
Exhibit emoji
2
5/16/06 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 4
3/5/24
Keycap - 5 emoji
  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers
Directors & Officers emoji
44
1/31/22 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
Exhibit emoji
5
8/30/23"Submission of Matters to a Vote of Security Holders — Item 5.0716
5/4/22 OLD
Keycap - 7 emoji
  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
Exhibit emoji
17
12/7/22 OLD
Keycap - 8 emoji
  Events: 
Other Events — Item 8.01  OLD 31
3/5/24
Keycap - 9 emoji
  Financials: 
Financial Statements and Exhibits — Item 9.01 — Financial Reports
Report emoji
150

2/29/24S-3ASRRegistration:  Automatic Shelf Registration Statements by Well-Known Issuers — Form S-33
2/27/2410-KUpdate:  Annual Reports — Form 10-K — Financial Reports
Report emoji
21
11/7/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
Report emoji
60
5/31/23SDUpdate:  Specialized Disclosure Reports re: Uses of Conflict Minerals — Form SD10
9/23/22 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 13
11/4/21 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 6
8/10/21 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 5
11/9/20 OLD4Ownership:  Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4  OLD 1
10/9/19 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
Correspondence emoji
10
4/10/19 OLDCT ORDERSEC:  SEC Confidential Treatment Orders  OLD 2
5/18/18 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 2
3/1/17 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 2
8/7/13 OLDS-8 POSRegistration:  Post-Effective Amendment of a Form S-8 Registration  OLD 1
12/29/10 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 3
4/11/06 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 3
5/23/05 OLD10KSBUpdate:  Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD 4
11/15/04 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 13
5/15/02 OLDS-3Registration:  Registration Statement – Securities for a Transaction — Form S-3  OLD 1
3/18/02 OLD10KSB40Update:  Annual or Annual-Transition Report by a Small Business — Reg. S-B – Item 405 — Form 10-KSB  OLD 1
5/9/01 OLD424B1Registration:  Prospectus – Info Previously Omitted  OLD 1
5/7/01 OLDSB-2Registration:  Registration Statements by Small-Business Issuers (Optional Form) — Form SB-2  OLD 5
5/3/01 OLD8-A12GRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 2
3/7/01 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1

General Exhibits: 
Exhibit emoji
4/18/24 New Exhibit this Past Month!EX-FILING FEESFiling Fees  New Exhibit this Past Month! 4
2/29/24EX-23Consents of Experts and Counsel48
2/29/24EX-4Instruments, Including Indentures, Defining the Rights of Security Holders20
2/29/24EX-5Opinions of Counsel re: Legality21
2/27/24EX-97Clawback Policy re: Recovery of Erroneously Awarded Compensation1
2/27/24EX-21Subsidiaries Lists15
12/21/23EX-3Articles of Incorporation/Organization and Bylaws21
12/14/23EX-10Material Contracts85
5/31/23EX-1Underwriting Agreements and Conflict Minerals Reports  (and mislabeled “1st Exhibits”)15
3/31/05 OLDEX-14Code of Ethics  OLD 1

Additional Exhibits: 
Exhibit emoji
2/27/24EX-99Miscellaneous Exhibits, such as Press Releases — Press Releases
Press Release emoji
& Conference Calls
Conference Call emoji
190

Financials: 
Financials emoji
Financials emoji
Financials emoji
3/29/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
Report emoji
3,592
3/29/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 491
3/29/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 73
3/29/24 New Folder this Past Month!ZIPXBRL Zipped Folders
Zipped Folder emoji
  (Folders of XBRL Files)  New Folder this Past Month! 
105
3/18/24EXCELIDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports
Excel Workbook emoji
111
2/27/24EX-31Certifications — §302 – SOA’02177
2/27/24EX-32Certifications — §906 – SOA’02113
2/27/24EX-16Letters re: Changes in Accountants4
5/14/18 OLDEX-12Statement re: the Computation of Ratios  OLD 1

Graphics: 
JPEG emoji
GIF emoji
PNG emoji
4/15/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 865


Forms
Form emoji
, Documents
Document emoji
& Exhibits
Exhibit emoji
 in  918 Filings
Filing emoji
 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 05464C
 

        
Latest Filing  Type    Category    Description        Documents
     
4/2/24 New Document this Past Month!4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  New Document this Past Month! 743
4/2/24 New Document this Past Month!3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  New Document this Past Month! 28
2/13/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G97
1/2/24144Ownership:  Notices of Proposed Sales of Securities by Insiders — Form 14418
5/4/23PX14A6GProxy:  Notice of an Exempt Non-Management Proxy Solicitation1
12/29/10 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 3
2/15/05 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 9
8/13/03 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 2

Letters: 
Correspondence emoji
12/12/19 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC17
12/12/19 OLDTEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD 2

General Exhibits: 
Exhibit emoji
4/2/24 New Exhibit this Past Month!EX-24Powers of Attorney  New Exhibit this Past Month! 13

Additional Exhibits: 
Exhibit emoji
11/20/15 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 18

Graphics: 
JPEG emoji
GIF emoji
PNG emoji
6/2/23GRAPHICPhotos, Images and Graphs18


        

Filings History

Year    # of Filings
In descending order
2024 22
2023 105
2022 60
2021 100
2020 81
2019 77
2018 80
2017 72
2016 53
2015 71
2014 76
2013 64
2012 43
2011 25
2010 43
2009 26
2008 54
2007 43
2006 33
2005 55
2004 68
2003 61
2002 27
2001 14

Top

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Fri., Apr. 19, 11:48:55.8am ET