Highland Floating Rate Fund 

TX

  SEC # 1068200

        

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347  SEC Filings   from  8/17/98  to  4/30/13  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘N-8F ORDR’ — Application for an SEC Deregistration Order – ‘N-8F’ SEC Order — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Highland Floating Rate Fund

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Forms , Documents & Exhibits  in  283 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/30/13	OLD		N-8F ORDR		SEC:		Application for an SEC Deregistration Order – ‘N-8F’ SEC Order  OLD	1
4/2/13	OLD		N-8F NTC		SEC:		Application for an SEC Deregistration Order – ‘N-8F’ SEC Notice  OLD	1
1/24/13	OLD		N-8F		Registration:		Applications for SEC Deregistration Orders by Certain Investment Companies — Form N-8F  OLD	2
8/26/11	OLD		NSAR-B		Update:		Annual Reports by Investment Companies — Form N-SAR  OLD	14
6/6/11	OLD		40-17G		Update:		Fidelity Bonds for Investment Companies  OLD	11
5/24/11	OLD		N-23C3A		Ownership:		Notices of Periodic Repurchase Offers by Closed-End Investment Companies — Form N-23c-3  OLD	50
5/10/11	OLD		N-Q		Update:		Quarterly Portfolio Holdings Schedules by Investment Companies — Form N-Q  OLD	14
3/9/11	OLD		N-CSRS		Update:		Semi-Annual Certified Shareholder Reports by Investment Companies — Form N-CSR  OLD	8
3/8/11	OLD		497		Registration:		Definitive Materials  OLD	85
2/25/11	OLD		NSAR-A		Update:		Semi-Annual Reports by Investment Companies — Form N-SAR  OLD	13
10/29/10	OLD		486BPOS		Registration:		Post-Effective Amendments of Form N-2 Registrations  OLD	14
9/7/10	OLD		N-CSR		Update:		Annual Certified Shareholder Reports by Investment Companies — Form N-CSR  OLD	9
8/26/10	OLD		N-PX		Proxy:		Annual Proxy Voting Reports by Investment Companies — Form N-PX  OLD	7
5/7/10	OLD		40-APP		Registration:		Application for an Exemption Order or Other Relief by an Investment Company  OLD	1
12/18/07	OLD		N-8A		Registration:		Notices of Registrations by Investment Companies — Form N-8A  OLD	2
10/30/07	OLD		486APOS		Registration:		Post-Effective Amendments of Form N-2 Registrations  OLD	5
6/12/07	OLD		DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A  OLD	3
5/11/07	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	3
4/18/07	OLD		N-2		Registration:		Registration Statements by Closed-End Investment Companies — Form N-2  OLD	14
8/4/06	OLD		RW		Registration:		Registration Withdrawal Request  OLD	1
8/10/05	OLD		40-6C		Registration:		Application for an Exemption or Other Relief by an Investment Company  OLD	1
1/2/04	OLD		497J		Registration:		Certifications of No Change in Definitive Materials  OLD	2
2/18/03	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	6
11/27/02	OLD		DEFS14A		Proxy:		Definitive Proxy Statements – Special Meetings — Schedule 14A  OLD	2
11/5/02	OLD		N-30D		Update:		Annual and Semi-Annual Reports Mailed to Shareholders by Investment Companies  OLD	7
8/29/01	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD	2
7/13/01	OLD		PRES14A		Proxy:		Preliminary Proxy Statements – Special Meetings — Schedule 14A  OLD	2
4/27/01	OLD		NT-NSAR		Update:		Notice of a Late Filing of a Form N-SAR Semi-Annual Report — Form 12b-25  OLD	1
9/14/99	OLD		AW		Registration:		Amendment Withdrawal Request  OLD	1
9/24/98	OLD		N-18F1		Update:		Notice of Election by an Open-End Investment Company — Form N-18f-1  OLD	1
					Additional Exhibits:
8/26/11	OLD		EX-99  &  EX-99.*		Miscellaneous Exhibits, such as Press Releases  OLD  — EX-99.*  Form-Specific Exhibits...  Form N-CSR:  30 Certifications — §302 – SOA’02;  14 Certifications — §906 – SOA’02;  5 Codes of Ethics — Form N-SAR:  6 Accountants’ Reports re: Internal Controls;  1 Certification — §302 – SOA’02;  1 Late-Filing Report — Reg. S-K – Item 405;  1 Legal Proceeding;  3 Matters Submitted to Votes of Security Holders;  1 Other Disclosure  (62 total)			219
					Financials:
10/19/00	OLD		EX-27		Financial Data Schedules {Pre-XBRL}  OLD			8
					Graphics:
5/24/11	OLD		GRAPHIC		Photos, Images and Graphs  OLD			84

Forms , Documents & Exhibits  in  39 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
2/17/09	OLD		5		Ownership:		Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD	2
2/4/09	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	35
8/15/07	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	2
					General Exhibits:
2/17/09	OLD		EX-24		Power of Attorney  OLD			1

        

Filings History

Year		# of Filings
2013		3
2012		1
2011		9
2010		19
2009		17
2008		18
2007		22
2006		23
2005		27
2004		38
2003		25
2002		18
2001		28
2000		25
1999		27
1998		47