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Westmoreland Coal Co. 
 CO
  SEC # 106455


        
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1,492  SEC Filings
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  from  2/10/94  to  4/1/19  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘NT 10-K’ — Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25 — for 12/31/18 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Westmoreland Coal Co. 

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Forms
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, Documents
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& Exhibits
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 in  695 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
4/1/19 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 9
3/18/19 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 12
3/15/19 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 9
3/15/19 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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 — Financial Reports
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351

8-K Items: 
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10/9/18 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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70
5/25/18 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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7
3/15/19 OLD"Bankruptcy or Receivership — Item 1.03  OLD  — ‘EX-2’
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4
1/20/15 OLD"Mine Safety – Reporting of Shutdowns and Patterns of Violations — Item 1.04  OLD  — ‘EX-95’
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4
2/1/16 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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6
4/2/18 OLD"Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports
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48
10/9/18 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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17
10/9/18 OLD"Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ‘EX-10’
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1
4/20/18 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 5
3/6/08 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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3
3/15/19 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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5
3/23/09 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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3
2/24/17 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 4
3/15/19 OLD
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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66
9/5/17 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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9
11/9/09 OLD"Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD  — ‘EX-14’
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1
5/22/17 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 8
8/1/18 OLD"Shareholder Nominations Pursuant to Exchange Act Rule 14a-11 — Item 5.08  OLD 2
3/15/19 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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55
12/19/18 OLD
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  Events: 
Other Events — Item 8.01  OLD 53
3/15/19 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD  — Financial Reports
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205

3/14/19 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 5
3/14/19 OLDSC TO-TOwnership:  Tender-Offer Statements by Third Parties — Schedule TO  OLD 6
3/5/19 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 13
3/5/19 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 9
2/28/19 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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14
11/1/18 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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85
8/16/18 OLD8-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 9
4/30/18 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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34
2/26/18 OLD15-15DUpdate:  Notices of Suspensions of Duty to File Reports — Form 15  OLD 4
6/29/17 OLD11-KUpdate:  Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K  OLD 18
5/18/17 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 12
5/5/17 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 7
3/31/17 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 23
3/24/16 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 6
2/17/15 OLD3Ownership:  Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3  OLD 1
9/5/14 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 4
9/5/14 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 16
8/6/14 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD 5
7/17/14 OLDRWRegistration:  Registration Withdrawal Requests  OLD 3
7/11/14 OLD424B5Registration:  Prospectus – Primary Offering or Shelf Securities – New Facts or Events  OLD 1
7/8/14 OLD424B2Registration:  Prospectus – Primary Offering or Shelf Securities  OLD 1
7/8/14 OLDS-3MEFRegistration:  Registration Statement to Add Securities to a Prior Form S-3 Registration  OLD 1
2/28/14 OLDCT ORDERSEC:  SEC Confidential Treatment Orders  OLD 2
8/5/11 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 6
5/2/11 OLDCERTNASTrading:  Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD 1
4/29/11 OLD25Trading:  Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25  OLD 1
6/29/09 OLDNT 11-KUpdate:  Notices of Late Filings of Form 11-K Annual Reports — Form 12b-25  OLD 3
3/26/08 OLDREGDEXRegistration:  Notice of an Exempt Offering of Securities — Form D  OLD 1
8/8/07 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 15
7/25/07 OLDARSUpdate:  Annual Report to Security Holders  OLD 1
7/6/07 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Materials — Schedule 14A  OLD 2
7/15/02 OLDNT 20-FUpdate:  Notice of a Late Filing of a Form 20-F Annual Report — Form 12b-25  OLD 1
11/3/99 OLDSC 13E4Ownership:  Tender-Offer Statements by Issuers — Schedule 13E-4  OLD 6
8/15/96 OLDDEFS14AProxy:  Definitive Proxy Statement – Special Meeting — Schedule 14A  OLD 1

General Exhibits: 
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3/4/19 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 8
11/1/18 OLDEX-10Material Contracts  OLD 210
11/1/18 OLDEX-95Mine-Safety Disclosures  OLD 28
10/10/18 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 24
4/2/18 OLDEX-23Consents of Experts and Counsel  OLD 126
4/2/18 OLDEX-21Subsidiaries Lists  OLD 26
10/31/17 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 106
5/18/17 OLDEX-5Opinions of Counsel re: Legality  OLD 29
8/6/14 OLDEX-25Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD 3
7/16/14 OLDEX-1Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD 1
11/9/09 OLDEX-14Code of Ethics  OLD 1
7/7/03 OLDEX-24Power of Attorney  OLD 1
4/15/96 OLDEX-13Annual and Quarterly Reports to Security Holders  OLD 3
7/21/95 OLDEX-28Info from a Report Furnished to State Insurance Regulators  OLD 1

Additional Exhibits: 
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3/15/19 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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297

Financials: 
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11/1/18 OLDEX-31Certifications — §302 – SOA’02  OLD 113
11/1/18 OLDEX-32Certifications — §906 – SOA’02  OLD 60
11/1/18 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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2,403
11/1/18 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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39
11/1/18 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 186
11/1/18 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
31
8/6/14 OLDEX-12Statements re: Computations of Ratios  OLD 7
3/23/09 OLDEX-16Letters re: Changes in Accountants  OLD 2
11/6/06 OLDEX-18Letters re: Changes in Accounting Principles and Practices  OLD 2
3/5/01 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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30

Graphics: 
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3/15/19 OLDGRAPHICPhotos, Images and Graphs  OLD 1,290


Forms
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, Documents
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& Exhibits
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 in  801 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
6/21/18 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 473
6/6/18 OLD25-NSETrading:  Notices by Securities Exchanges of the Removals from Listing and Registration of Matured, Redeemed and Retired Securities — Form 25  OLD 2
5/8/18 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 69
4/23/18 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 46
4/6/18 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 99
5/5/15 OLDPX14A6GProxy:  Notice of an Exempt Non-Management Proxy Solicitation  OLD 1
6/23/11 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 64
9/11/00 OLDDFAN14AProxy:  Definitive Additional Non-Management Proxy Soliciting Materials — Schedule 14A  OLD 17
8/23/00 OLDDFRN14AProxy:  Definitive Revised Non-Management Proxy Statement — Schedule 14A  OLD 1
8/1/00 OLDDEFN14AProxy:  Definitive Non-Management Proxy Statements — Schedule 14A  OLD 2
7/28/00 OLDPRRN14AProxy:  Preliminary Revised Non-Management Proxy Soliciting Materials – Contested Solicitations and Other Situations — Schedule 14A  OLD 2
7/26/00 OLDPREN14AProxy:  Preliminary Non-Management Proxy Statements — Schedule 14A  OLD 2
11/3/99 OLDSC 13E4Ownership:  Tender-Offer Statements by Issuers — Schedule 13E-4  OLD 6
4/29/99 OLDDEFC14AProxy:  Definitive Proxy Statements – Contested Solicitations — Schedule 14A  OLD 2
4/5/99 OLDPREC14AProxy:  Preliminary Proxy Statement – Contested Solicitation — Schedule 14A  OLD 1

Letters: 
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7/11/18 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC15

General Exhibits: 
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4/23/18 OLDEX-24Powers of Attorney  OLD 63
2/10/17 OLDEX-1Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD 1

Additional Exhibits: 
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6/6/18 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 25

Graphics: 
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10/30/15 OLDGRAPHICPhotos, Images and Graphs  OLD 11


        

Filings History

Year    # of Filings
In descending order
2019 23
2018 48
2017 70
2016 72
2015 82
2014 103
2013 89
2012 64
2011 84
2010 58
2009 123
2008 51
2007 62
2006 98
2005 66
2004 68
2003 85
2002 29
2001 28
2000 45
1999 55
1998 17
1997 15
1996 24
1995 16
1994 17

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