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Wesco Financial, LLC 
 CA
  SEC # 105729


        
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265  SEC Filings
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  from  3/31/94  to  8/15/11  (None in the Past Year)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘13F-NT’ — Quarterly Holdings Notice by a Money Manager — Form 13F — for 6/30/11 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Wesco Financial, LLC 

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Forms
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, Documents
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& Exhibits
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 in  204 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
8/15/11 OLD13F-NTOwnership:  Quarterly Holdings Notices by Money Managers — Form 13F  OLD 35
7/8/11 OLD15-12BRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
6/27/11 OLDSC 13E3Ownership:  Tender-Offer Statements by Certain Issuers – Going-Private Transactions — Schedule 13E-3  OLD 7
6/24/11 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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48

8-K Items: 
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2/7/11 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD 1
6/24/11 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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1
5/6/11 OLD"Results of Operations and Financial Condition — Item 2.02  OLD 28
6/24/11 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 1
6/24/11 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD 1
6/24/11 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 1
6/24/11 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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4
6/24/11 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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2
6/24/11 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD  — ‘EX-22’
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2
2/9/11 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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3
6/23/11 OLD
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  Events: 
Other Events — Item 8.01  OLD 2
6/24/11 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 30

6/23/11 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 6
5/18/11 OLDDEFM14AProxy:  Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
5/6/11 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD 53
2/28/11 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD 18
2/7/11 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Material — Schedule 14A  OLD 1
4/5/10 OLDARSUpdate:  Annual Reports to Security Holders  OLD 7
3/26/10 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 17
5/14/09 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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6
12/19/06 OLD25Trading:  Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25  OLD 1
2/22/00 OLDSC 14D1Ownership:  Tender-Offer Statements by Third Parties — Schedule 14D-1  OLD 3

General Exhibits: 
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6/24/11 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 5
2/28/11 OLDEX-21Subsidiaries Lists  OLD 9
2/7/11 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 8
3/31/99 OLDEX-22Published Reports re: Matters Submitted to Votes of Security Holders  OLD 6

Additional Exhibits: 
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6/23/11 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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72

Financials: 
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5/6/11 OLDEX-31Certifications — §302 – SOA’02  OLD 64
5/6/11 OLDEX-32Certifications — §906 – SOA’02  OLD 64
2/2/01 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD 26

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5/18/11 OLDGRAPHICPhotos, Images and Graphs  OLD 720


Forms
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, Documents
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& Exhibits
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 in  74 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
6/28/11 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 40
6/27/11 OLDSC 13E3Ownership:  Tender-Offer Statements by Certain Issuers – Going-Private Transactions — Schedule 13E-3  OLD 7
6/27/11 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 4
6/27/11 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
6/23/11 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 6
5/28/03 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 5

Letters: 
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4/4/11 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC11

Additional Exhibits: 
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6/27/11 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 14

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5/11/11 OLDGRAPHICPhotos, Images and Graphs  OLD 666


        

Filings History

Year    # of Filings
In descending order
2011 37
2010 21
2009 20
2008 21
2007 22
2006 23
2005 24
2004 19
2003 21
2002 8
2001 6
2000 13
1999 5
1998 5
1997 5
1996 5
1995 5
1994 5

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