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American States Water Co. 
 CA
  SEC # 1056903


        
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1,999  SEC Filings
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  from  3/10/98  to  3/15/24  (2 Weeks Ago)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘4’ — Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — for 3/13/24 — Filed re:  Issuer / Subject Company — Filed by:  Kubiak Patrick 
 
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involving  American States Water Co. 

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Forms
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, Documents
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& Exhibits
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 in  507 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/15/24 New Document this Past Month!8-KUpdate:  Current Reports — Form 8-K  New Document this Past Month!  — Press Releases
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& Conference Calls
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 — Financial Reports
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277

8-K Items: 
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2/27/24
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01 — ‘EX-10’
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21
2/21/24
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  Financial Info: 
Results of Operations and Financial Condition — Item 2.02 — Financial Reports
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82
7/5/23"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 — ‘EX-10’
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12
3/15/24 New Document this Past Month!
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  New Document this Past Month!  — List of Directors & Officers
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79
6/19/13 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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5
5/1/08 OLD"Temporary Suspension of Trading Under Registrant’s Employee Benefit Plans — Item 5.04  OLD 1
5/26/23"Submission of Matters to a Vote of Security Holders — Item 5.0716
6/12/14 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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13
8/17/23
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  Events: 
Other Events — Item 8.0156
3/15/24 New Document this Past Month!
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  Financials: 
Financial Statements and Exhibits — Item 9.01  New Document this Past Month!  — Financial Reports
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203

2/27/24424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events4
2/26/24S-3ASRRegistration:  Automatic Shelf Registration Statements by Well-Known Issuers — Form S-32
2/21/2410-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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28
11/6/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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79
7/28/23S-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-88
7/26/23S-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations4
6/28/2311-KUpdate:  Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K22
5/12/23DEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A12
4/7/23ARSUpdate:  Annual Reports to Security Holders3
4/7/23DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A — Financial Reports
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25
12/15/21 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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11
6/29/11 OLDNT 11-KUpdate:  Notices of Late Filings of Form 11-K Annual Reports — Form 12b-25  OLD 6
3/11/11 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 2
8/24/09 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 2
8/10/09 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 6
5/15/09 OLD424B2Registration:  Prospectuses – Primary Offerings and Shelf Securities  OLD 3
11/12/08 OLDS-3DRegistration:  Registration Statement – Securities for a Dividend or Interest Reinvestment Plan (Immediately Effective) — Form S-3  OLD 1
11/12/08 OLDRWRegistration:  Registration Withdrawal Request  OLD 1
4/12/05 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Material — Schedule 14A  OLD 1
9/21/04 OLDS-3MEFRegistration:  Registration Statement to Add Securities to a Prior Form S-3 Registration  OLD 1
3/12/04 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 2
10/27/99 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 3
8/26/98 OLDS-3DPOSRegistration:  Post-Effective Amendments of ‘S-3D’ Registrations — Form S-3  OLD 2
8/20/98 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
3/10/98 OLDS-4Registration:  Registration Statement – Securities for a Merger — Form S-4  OLD 1

General Exhibits: 
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3/15/24 New Exhibit this Past Month!EX-10Material Contracts  New Exhibit this Past Month! 176
2/27/24EX-5Opinions of Counsel re: Legality21
2/27/24EX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)4
2/27/24EX-FILING FEESFiling Fees3
2/26/24EX-23Consents of Experts and Counsel89
2/21/24EX-4Instruments, Including Indentures, Defining the Rights of Security Holders16
2/21/24EX-19Report Furnished to Security Holders1
2/21/24EX-21Subsidiaries Lists22
11/6/23EX-3Articles of Incorporation/Organization and Bylaws27
8/8/12 OLDEX-25Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD 4
2/3/06 OLDEX-9Voting Trust Agreements  OLD 3
3/21/00 OLDEX-13Annual and Quarterly Reports to Security Holders  OLD 2
7/1/98 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1
3/10/98 OLDEX-8Opinion of Counsel re: Tax Matters  OLD 1

Additional Exhibits: 
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2/21/24EX-99Miscellaneous Exhibits, such as Press Releases — Press Releases
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& Conference Calls
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165

Financials: 
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3/15/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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2,878
3/15/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
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118
3/15/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 546
3/15/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 79
3/15/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
111
2/21/24EX-31Certifications — §302 – SOA’02330
2/21/24EX-32Certifications — §906 – SOA’02170
8/8/12 OLDEX-12Statements re: Computations of Ratios  OLD 6
5/13/02 OLDEX-16Letter re: a Change in Accountant  OLD 1
11/1/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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10

Graphics: 
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3/15/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 1,218


Forms
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, Documents
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& Exhibits
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 in  1,492 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 029899
 

        
Latest Filing  Type    Category    Description        Documents
     
3/15/24 New Document this Past Month!4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  New Document this Past Month! 1,245
2/13/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G56
11/14/23144Ownership:  Notices of Proposed Sales of Securities by Insiders — Form 1442
5/24/233Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 333
2/13/09 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 139

Letters: 
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12/29/21 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC17
12/29/21 OLDTEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD 3

Additional Exhibits: 
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2/14/07 OLDEX-99Miscellaneous Exhibit  OLD 1


        

Filings History

Year    # of Filings
In descending order
2024 34
2023 79
2022 60
2021 84
2020 72
2019 112
2018 94
2017 87
2016 99
2015 85
2014 78
2013 121
2012 125
2011 90
2010 95
2009 121
2008 119
2007 115
2006 110
2005 45
2004 66
2003 57
2002 11
2001 8
2000 11
1999 8
1998 13

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