| Latest Filing | | Type | | Category | Description | Documents |
|---|
| | | |
| 4/8/24 |  | | SC 13G | | Ownership: | | Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G | 1,093 |
| 3/25/24 | | | SC 13D | | Ownership: | | Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D | 2 |
| 3/13/24 | | | DEF 14C | | Proxy: | | Definitive Proxy Info Statements — Schedule 14C — Financial Reports | 27 |
| 2/23/24 | | | 10-K | | Update: | | Annual Reports — Form 10-K — Financial Reports | 26 |
| 1/31/24 | | | 13F-HR | | Ownership: | | Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management | 110 |
| 1/25/24 | | | 8-K | | Update: | | Current Reports — Form 8-K — Press Releases & Conference Calls — Financial Reports | 154 |
| | |
| | 8-K Items: |
| 7/18/22 | OLD | | Business & Operations: | • | Entry into a Material Definitive Agreement — Item 1.01 OLD — ↓‘EX-10’ | 29 |
| 10/26/18 | OLD | | Financial Info: | • | Completion of Acquisition or Disposition of Assets — Item 2.01 OLD — ↓‘EX-2’ | 9 |
| 1/25/24 | | | " | | | • | Results of Operations and Financial Condition — Item 2.02 — Financial Reports | 79 |
| 3/17/22 | OLD | | " | | | • | Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 OLD — ↓‘EX-10’ | 11 |
| 12/15/23 | | | Governance & Management: | • | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers | 5 |
| 4/2/20 | OLD | | " | | | • | Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 OLD — ↓‘EX-3’ | 2 |
| 1/7/22 | OLD | | " | | | • | Submission of Matters to a Vote of Security Holders — Item 5.07 OLD | 4 |
| 9/17/18 | OLD | | Disclosures: | • | Regulation FD Disclosure — Item 7.01 OLD — ↓‘EX-99’ | 2 |
| 6/7/22 | OLD | | Events: | • | Other Events — Item 8.01 OLD | 20 |
| 1/25/24 | | | Financials: | • | Financial Statements and Exhibits — Item 9.01 — Financial Reports | 118 |
| | |
|
| 10/27/23 | | | 10-Q | | Update: | | Quarterly Reports — Form 10-Q — Financial Reports | 80 |
| 1/10/22 | OLD | | S-8 | | Registration: | | Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8 OLD | 6 |
| 4/15/20 | OLD | | DEFA14C | | Proxy: | | Definitive Additional Proxy Info Statements — Schedule 14C OLD | 2 |
| 4/17/18 | OLD | | DEFR14C | | Proxy: | | Definitive Revised Proxy Info Statement — Schedule 14C OLD | 1 |
| 4/21/15 | OLD | | ARS | | Update: | | Annual Reports to Security Holders OLD | 9 |
| 1/18/13 | OLD | | CORRESP | | Comment: | | Comment-Response and Other Letters to the SEC [ a.k.a. COVER ] OLD — All Correspondence with the SEC | 12 |
| 2/22/06 | OLD | | 13F-NT | | Ownership: | | Quarterly Holdings Notices by Money Managers — Form 13F OLD — Assets Under Management | 2 |
| 2/1/05 | OLD | | 40-17F2 | | Update: | | Certificates of Accounting of Securities in the Custody of Investment Companies — Form N-17f-2 OLD | 21 |
| 9/17/04 | OLD | | 40-6C | | Registration: | | Application for an Exemption or Other Relief by an Investment Company OLD | 1 |
| 4/20/04 | OLD | | 425 | | Registration: | | Prospectuses and Communications – Mergers OLD | 12 |
| 5/17/01 | OLD | | S-8 POS | | Registration: | | Post-Effective Amendments of Form S-8 Registrations OLD | 2 |
| 5/15/98 | OLD | | 424B1 | | Registration: | | Prospectus – Info Previously Omitted OLD | 1 |
| 5/14/98 | OLD | | 8-A12G | | Registration: | | Registration Statements for Certain Classes of Securities — Form 8-A OLD | 2 |
| 5/14/98 | OLD | | S-1MEF | | Registration: | | Registration Statement to Add Securities to a Prior Form S-1 Registration OLD | 1 |
| 5/8/98 | OLD | | S-1 | | Registration: | | Registration Statements (General Form) — Form S-1 OLD | 4 |
| 5/1/98 | OLD | | 424B3 | | Registration: | | Prospectus – New Facts or Events OLD | 1 |
| 4/29/98 | OLD | | S-4 | | Registration: | | Registration Statements – Securities for Mergers — Form S-4 OLD | 5 |
| | |
| | Form-Specific Documents: |
| 1/31/24 | | | INFO-TABLE | | Portfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management | 47 |
| | |
| | General Exhibits: |
| 2/23/24 | | | EX-14 | | Codes of Ethics | 4 |
| 2/23/24 | | | EX-23 | | Consents of Experts and Counsel | 53 |
| 2/23/24 | | | EX-10 | | Material Contracts | 139 |
| 2/23/24 | | | EX-21 | | Subsidiaries Lists | 27 |
| 1/10/22 | OLD | | EX-5 | | Opinions of Counsel re: Legality OLD | 9 |
| 5/6/20 | OLD | | EX-3 | | Articles of Incorporation/Organization and Bylaws OLD | 7 |
| 2/21/20 | OLD | | EX-4 | | Instruments, Including Indentures, Defining the Rights of Security Holders OLD | 17 |
| 4/13/18 | OLD | | EX-2 | | Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions OLD | 8 |
| 2/21/14 | OLD | | EX-13 | | Annual and Quarterly Reports to Security Holders OLD | 15 |
| 5/8/98 | OLD | | EX-1 | | Underwriting Agreement or Conflict Minerals Report (or mislabeled “1st Exhibit”) OLD | 1 |
| 4/29/98 | OLD | | EX-8 | | Opinions of Counsel re: Tax Matters OLD | 2 |
| 3/20/98 | OLD | | EX-9 | | Voting Trust Agreement OLD | 1 |
| | |
| | Additional Exhibits: |
| 1/25/24 | | | EX-99 | | Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls | 137 |
| | |
| | Financials: |
| 3/13/24 | | | XML & R# | | IDEA Financial Reports Info — Financial Reports | 3,564 |
| 3/13/24 | | | EX-101.* | | XBRL Data (XBRL Files) | 432 |
| 3/13/24 | | | JSON | | XBRL Instances as JavaScript Object Notation Data (JSON Files) | 52 |
| 3/13/24 | | | ZIP | | XBRL Zipped Folders (Folders of XBRL Files) | 88 |
| 2/23/24 | | | EX-31 | | Certifications — §302 – SOA’02 | 159 |
| 2/23/24 | | | EX-32 | | Certifications — §906 – SOA’02 | 83 |
| 2/23/24 | | | EXCEL | | IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports | 94 |
| 11/13/00 | OLD | | EX-27 | | Financial Data Schedules {Pre-XBRL} OLD — Financial Reports | 13 |
| 4/15/98 | OLD | | EX-16 | | Letter re: a Change in Accountant OLD | 1 |
| | |
| | Graphics: |
| 4/8/24 | | | GRAPHIC | | Photos, Images and Graphs | 1,119 |
