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Adynxx, Inc. 
 CA
  SEC # 1054274


        
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807  SEC Filings
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  from  3/7/00  to  3/20/20  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘15-12B’ — Certification of a Termination of Registration of a Class of Securities — Form 15 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Adynxx, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  525 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/20/20 OLD15-12BRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
3/20/20 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 4
3/20/20 OLDRWRegistration:  Registration Withdrawal Requests  OLD 3
12/17/19 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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 — Financial Reports
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272

8-K Items: 
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4/12/19 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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61
6/17/19 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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9
5/9/19 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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7
11/14/19 OLD"Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports
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25
5/9/19 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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15
8/1/19 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 6
12/17/19 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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31
5/9/19 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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5
5/31/19 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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5
11/14/19 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 2
5/9/19 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD  — ‘EX-9’
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2
7/22/19 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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55
5/9/19 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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9
1/5/11 OLD"Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD  — ‘EX-14’
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1
3/11/19 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD  — ‘EX-22’
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14
4/27/17 OLD"Shareholder Nominations Pursuant to Exchange Act Rule 14a-11 — Item 5.08  OLD 1
10/2/19 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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74
4/12/19 OLD
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  Events: 
Other Events — Item 8.01  OLD 54
12/17/19 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD  — Financial Reports
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195

11/14/19 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD  — Financial Reports
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15
11/14/19 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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51
8/13/19 OLDDEF 14CProxy:  Definitive Proxy Info Statements — Schedule 14C  OLD 6
8/2/19 OLDPRE 14CProxy:  Preliminary Proxy Info Statements — Schedule 14C  OLD 2
6/21/19 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 3
4/24/19 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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22
1/24/19 OLDDEFM14AProxy:  Definitive Proxy Statements – Mergers & Acquisitions — Schedule 14A  OLD 2
1/3/19 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 14
11/26/18 OLDPREM14AProxy:  Preliminary Proxy Statements – Mergers & Acquisitions — Schedule 14A  OLD 2
5/17/18 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 16
3/9/18 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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9
3/9/18 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Materials — Schedule 14A  OLD 2
12/22/17 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 4
7/26/17 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 7
3/31/17 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 4
3/13/17 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 19
1/30/17 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 2
10/5/15 OLDCT ORDERSEC:  SEC Confidential Treatment Orders  OLD 6
4/21/15 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 6
4/20/15 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 5
4/16/15 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD 3
9/8/14 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 2
1/27/14 OLDCERTNASTrading:  Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD 1
1/27/14 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
4/1/13 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 5
6/11/10 OLDSC 14F1Ownership:  Statements re: Changes in the Majority of Directors — Schedule 14F-1  OLD 2
11/18/09 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 2
11/14/08 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 2
6/13/07 OLDAWRegistration:  Amendment Withdrawal Request  OLD 1
2/8/06 OLD10KSBUpdate:  Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD 7
11/14/05 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 16
8/29/03 OLDDEFR14CProxy:  Definitive Revised Proxy Info Statement — Schedule 14C  OLD 1
2/12/03 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 4
3/7/00 OLD10SB12GRegistration:  Registration Statement by a Small-Business Issuer — Form 10-SB  OLD 1

General Exhibits: 
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11/14/19 OLDEX-23Consents of Experts and Counsel  OLD 47
11/14/19 OLDEX-5Opinions of Counsel re: Legality  OLD 14
11/14/19 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 4
11/14/19 OLDEX-10Material Contracts  OLD 228
11/8/19 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 53
7/24/19 OLDEX-21Subsidiaries Lists  OLD 9
5/9/19 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 24
4/12/19 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 21
4/2/15 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 2
3/31/11 OLDEX-22Published Report re: Matters Submitted to a Vote of Security Holders  OLD 1
1/5/11 OLDEX-14Code of Ethics  OLD 1
5/17/10 OLDEX-9Voting Trust Agreement  OLD 1

Additional Exhibits: 
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12/17/19 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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158

Financials: 
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11/14/19 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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2,115
11/14/19 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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47
11/14/19 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 240
11/14/19 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
40
11/14/19 OLDEX-31Certifications — §302 – SOA’02  OLD 127
11/14/19 OLDEX-32Certifications — §906 – SOA’02  OLD 123
5/31/19 OLDEX-16Letters re: Changes in Accountants  OLD 2
3/29/01 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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4

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11/14/19 OLDGRAPHICPhotos, Images and Graphs  OLD 389


Forms
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, Documents
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& Exhibits
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 in  289 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
8/1/19 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
7/29/19 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 50
5/14/19 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 20
5/7/19 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 188
2/14/19 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 19
1/30/17 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 2
6/11/10 OLDSC 14F1Ownership:  Statements re: Changes in the Majority of Directors — Schedule 14F-1  OLD 2

Letters: 
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3/22/18 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC7

General Exhibits: 
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7/29/19 OLDEX-24Powers of Attorney  OLD 11
3/29/17 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 2
1/30/17 OLDEX-10Material Contracts  OLD 2
10/6/16 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1
4/15/14 OLDEX-5Opinion of Counsel re: Legality  OLD 1

Additional Exhibits: 
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8/1/19 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 64

Graphics: 
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10/6/16 OLDGRAPHICPhotos, Images and Graphs  OLD 11


        

Filings History

Year    # of Filings
In descending order
2020 6
2019 57
2018 33
2017 79
2016 43
2015 74
2014 78
2013 71
2012 53
2011 43
2010 32
2009 22
2008 29
2007 37
2006 30
2005 30
2004 22
2003 42
2002 12
2001 10
2000 4

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