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Surge Global Energy, Inc. 
 CA
  SEC # 1053648


        
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570  SEC Filings
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  from  2/9/98  to  1/3/20  (None in the Past Year)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘REVOKED’ — SEC Order Revoking a Registration — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Surge Global Energy, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  325 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
1/3/20 OLDREVOKEDSEC:  SEC Order Revoking a Registration  OLD 1
12/23/15 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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134

8-K Items: 
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8/6/13 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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50
2/23/12 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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1
10/4/13 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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15
3/25/08 OLD"Results of Operations and Financial Condition — Item 2.02  OLD 3
6/19/12 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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4
8/10/07 OLD"Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ‘EX-10’
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1
2/22/05 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ‘EX-2’
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3
10/27/09 OLD"Material Impairments — Item 2.06  OLD  — ‘EX-2’
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1
10/4/13 OLD
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  Securities & Trading: 
Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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16
2/22/05 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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1
8/11/15 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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5
12/23/15 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 3
11/12/14 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 4
5/10/13 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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41
2/15/13 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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5
12/14/09 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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18
2/18/15 OLD
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  Events: 
Other Events — Item 8.01  OLD 35
8/11/15 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 82

8/14/15 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 22
5/20/15 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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25
3/31/15 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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7
3/31/14 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 14
2/6/14 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 5
2/1/13 OLDDEF 14CProxy:  Definitive Proxy Info Statements — Schedule 14C  OLD 2
1/16/13 OLDPRE 14CProxy:  Preliminary Proxy Info Statements — Schedule 14C  OLD 2
10/11/12 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 2
5/5/11 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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14
8/7/08 OLDRWRegistration:  Registration Withdrawal Requests  OLD 2
4/15/08 OLD10KSBUpdate:  Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD 12
3/25/08 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 38
3/5/08 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 7
10/10/07 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 9
9/17/07 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Material — Schedule 14A  OLD 1
8/27/07 OLDSB-2Registration:  Registration Statements by Small-Business Issuers (Optional Form) — Form SB-2  OLD 13
8/6/07 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 2
1/5/07 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Material — Schedule 14A  OLD 1
1/3/07 OLDREGDEXRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 6
12/22/06 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 2
7/13/06 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Materials — Schedule 14A  OLD 2
12/3/98 OLDPOS AMRegistration:  Post-Effective Amendment of a Registration Statement  OLD 1
5/15/98 OLD8-A12GRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
5/1/98 OLD424ARegistration:  Prospectus – Info Substantively Changed or Added  OLD 1

General Exhibits: 
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8/6/13 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 6
2/15/13 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 10
10/11/12 OLDEX-23Consents of Experts and Counsel  OLD 25
10/11/12 OLDEX-10Material Contracts  OLD 117
10/11/12 OLDEX-5Opinions of Counsel re: Legality  OLD 12
5/16/07 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 17
4/17/07 OLDEX-21Subsidiaries Lists  OLD 2
3/23/06 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 10
4/14/04 OLDEX-14Code of Ethics  OLD 1

Additional Exhibits: 
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8/21/13 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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59

Financials: 
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8/11/15 OLDEX-16Letters re: Changes in Accountants  OLD 6
5/20/15 OLDEX-31Certifications — §302 – SOA’02  OLD 80
5/20/15 OLDEX-32Certifications — §906 – SOA’02  OLD 81
5/20/15 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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548
5/20/15 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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23
5/20/15 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 96
5/20/15 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
16
11/13/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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13

Graphics: 
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8/11/15 OLDGRAPHICPhotos, Images and Graphs  OLD 73


Forms
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, Documents
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& Exhibits
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 in  245 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
1/31/13 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 35
10/16/12 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 136
4/14/11 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 6
4/14/11 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 43
6/27/08 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 14
11/5/07 OLDDFAN14AProxy:  Definitive Additional Non-Management Proxy Soliciting Material — Schedule 14A  OLD 1
10/29/07 OLDPREC14AProxy:  Preliminary Proxy Statement – Contested Solicitation — Schedule 14A  OLD 1

Letters: 
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7/13/11 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC9

General Exhibits: 
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3/29/05 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 4

Additional Exhibits: 
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10/12/07 OLDEX-99Miscellaneous Exhibit  OLD 1


        

Filings History

Year    # of Filings
In descending order
2020 1
2015 7
2014 7
2013 21
2012 17
2011 36
2010 33
2009 32
2008 59
2007 66
2006 127
2005 26
2004 54
2003 13
2002 18
2001 10
2000 14
1999 15
1998 14

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