SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Axt Inc. 
 CA
  SEC # 1051627


        
    Click to view...      Registrant      About    
  Filings  
    Files      Relationships      Names      Topics      Web       

879  SEC Filings
Filing emoji
  from  3/17/98  to  4/8/24  (Last Week)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘8-K’ — Current Report — Form 8-K — Filed as:  Filer / Offerer 
 
New-Filing E-Mail:    
 Send me
E-Mail emoji
notifications of all
New! emoji
Filings
involving  Axt Inc. 

Find Words in Filings emoji
 
  in    Show  and   Hints


Forms
Form emoji
, Documents
Document emoji
& Exhibits
Exhibit emoji
 in  401 Filings
Filing emoji
 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
4/8/24 New Document this Past Month!8-KUpdate:  Current Reports — Form 8-K  New Document this Past Month!  — Press Releases
Press Release emoji
& Conference Calls
Conference Call emoji
 — Financial Reports
Report emoji
180

8-K Items: 
Item emoji
1/10/22 OLD
Keycap - 1 emoji
  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
Exhibit emoji
24
7/8/08 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
Exhibit emoji
3
4/8/24 New Document this Past Month!
Keycap - 2 emoji
  Financial Info: 
Results of Operations and Financial Condition — Item 2.02  New Document this Past Month!  — Financial Reports
Report emoji
86
11/9/18 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
Exhibit emoji
1
2/26/14 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ‘EX-2’
Exhibit emoji
3
10/30/06 OLD"Material Impairments — Item 2.06  OLD  — ‘EX-2’
Exhibit emoji
3
1/3/22 OLD
Keycap - 5 emoji
  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
Directors & Officers emoji
31
10/26/10 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
Exhibit emoji
2
2/23/15 OLD"Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD 1
5/22/23"Submission of Matters to a Vote of Security Holders — Item 5.0715
7/5/23
Keycap - 7 emoji
  Disclosures: 
Regulation FD Disclosure — Item 7.01 — ‘EX-99’
Exhibit emoji
10
1/10/22 OLD
Keycap - 8 emoji
  Events: 
Other Events — Item 8.01  OLD 16
4/8/24 New Document this Past Month!
Keycap - 9 emoji
  Financials: 
Financial Statements and Exhibits — Item 9.01  New Document this Past Month!  — Financial Reports
Report emoji
132

4/5/24 New Document this Past Month!ARSUpdate:  Annual Reports to Security Holders  New Document this Past Month! 2
4/5/24 New Document this Past Month!DEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  New Document this Past Month! 15
4/5/24 New Document this Past Month!DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  New Document this Past Month!  — Financial Reports
Report emoji
26
3/15/2410-KUpdate:  Annual Reports — Form 10-K — Financial Reports
Report emoji
27
11/9/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
Report emoji
80
12/28/22 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
Correspondence emoji
13
5/18/22 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 4
5/5/22 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 16
7/29/21 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 7
3/2/17 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 4
4/17/15 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Material — Schedule 14A  OLD 1
5/10/10 OLDCT ORDERSEC:  SEC Confidential Treatment Orders  OLD 2
3/16/09 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 2
11/3/08 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 2
12/15/06 OLDS-3MEFRegistration:  Registration Statement to Add Securities to a Prior Form S-3 Registration  OLD 1
5/17/04 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 3
7/21/03 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 5
3/26/02 OLD10-K405Update:  Annual Report — Reg. S-K – Item 405 — Form 10-K  OLD 1
12/20/01 OLDPOS AMRegistration:  Post-Effective Amendment of a Registration Statement  OLD 1
5/30/01 OLD8-A12GRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 2
4/6/01 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 2
10/19/00 OLD424B4Registration:  Prospectuses – Info Previously Omitted & New Facts or Events  OLD 2
5/21/98 OLD424B1Registration:  Prospectus – Info Previously Omitted  OLD 1
5/11/98 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 3

General Exhibits: 
Exhibit emoji
3/15/24EX-97Clawback Policy re: Recovery of Erroneously Awarded Compensation1
3/15/24EX-23Consents of Experts and Counsel63
3/15/24EX-4Instruments, Including Indentures, Defining the Rights of Security Holders12
3/15/24EX-10Material Contracts115
3/15/24EX-21Subsidiaries Lists12
2/4/22 OLDEX-FILING FEESFiling Fees  OLD 1
7/29/21 OLDEX-5Opinions of Counsel re: Legality  OLD 16
3/7/17 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 4
10/26/10 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 9
5/30/01 OLDEX-20Other Document or Statement Furnished to Security Holders  OLD 1
6/14/99 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 4

Additional Exhibits: 
Exhibit emoji
4/8/24 New Exhibit this Past Month!EX-99Miscellaneous Exhibits, such as Press Releases  New Exhibit this Past Month!  — Press Releases
Press Release emoji
& Conference Calls
Conference Call emoji
182

Financials: 
Financials emoji
Financials emoji
Financials emoji
4/8/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
Report emoji
3,327
4/8/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
Excel Workbook emoji
88
4/8/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 382
4/8/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 46
4/8/24 New Folder this Past Month!ZIPXBRL Zipped Folders
Zipped Folder emoji
  (Folders of XBRL Files)  New Folder this Past Month! 
82
3/15/24EX-12Statements re: Computations of Ratios14
3/15/24EX-31Certifications — §302 – SOA’02168
3/15/24EX-32Certifications — §906 – SOA’02164
6/24/04 OLDEX-16Letter re: a Change in Accountant  OLD 1
10/27/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
Report emoji
15

Graphics: 
JPEG emoji
GIF emoji
PNG emoji
4/8/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 1,494


Forms
Form emoji
, Documents
Document emoji
& Exhibits
Exhibit emoji
 in  483 Filings
Filing emoji
 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 00246W
 

        
Latest Filing  Type    Category    Description        Documents
     
2/13/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G93
11/14/234Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4355
2/18/21 OLD5Ownership:  Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5  OLD 1
12/31/19 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 13
7/21/03 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 5

Letters: 
Correspondence emoji
1/23/23 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC16
1/23/23 OLDTEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD 8

General Exhibits: 
Exhibit emoji
8/19/14 OLDEX-24Power of Attorney  OLD 1

Additional Exhibits: 
Exhibit emoji
6/27/03 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 16


        

Filings History

Year    # of Filings
In descending order
2024 9
2023 24
2022 46
2021 49
2020 44
2019 29
2018 26
2017 38
2016 41
2015 37
2014 36
2013 28
2012 27
2011 36
2010 49
2009 38
2008 51
2007 64
2006 44
2005 45
2004 21
2003 35
2002 12
2001 13
2000 19
1999 10
1998 8

Top

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Fri., Apr. 19, 5:57:58.9pm ET