| Latest Filing | | Type | | Category | Description | Documents |
|---|
| | | |
| 4/23/24 |  | | 8-K | | Update: | | Current Reports — Form 8-K — Press Releases & Conference Calls — Financial Reports | 243 |
| | |
| | 8-K Items: |
| 12/22/20 | OLD | | Business & Operations: | • | Entry into a Material Definitive Agreement — Item 1.01 OLD — ↓‘EX-10’ | 12 |
| 2/2/11 | OLD | | Financial Info: | • | Completion of Acquisition or Disposition of Assets — Item 2.01 OLD — ↓‘EX-2’ | 1 |
| 4/23/24 | | | " | | | • | Results of Operations and Financial Condition — Item 2.02 — Financial Reports | 78 |
| 12/22/20 | OLD | | " | | | • | Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 OLD — ↓‘EX-10’ | 1 |
| 1/19/05 | OLD | | " | | | • | Material Impairments — Item 2.06 OLD — ↓‘EX-2’ | 1 |
| 8/13/08 | OLD | | Securities & Trading: | • | Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01 OLD | 1 |
| 1/12/09 | OLD | | " | | | • | Unregistered Sales of Equity Securities — Item 3.02 OLD — ↓‘EX-1’ | 1 |
| 1/12/09 | OLD | | " | | | • | Material Modifications to Rights of Security Holders — Item 3.03 OLD — ↓‘EX-4’ | 1 |
| 3/22/07 | OLD | | Accountants & Accounting: | • | Changes in Registrant’s Certifying Accountant — Item 4.01 OLD — ↓‘EX-16’ | 3 |
| 6/22/23 | | | Governance & Management: | • | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers | 41 |
| 3/23/23 | OLD | | " | | | • | Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 OLD — ↓‘EX-3’ | 7 |
| 5/3/23 | | | " | | | • | Submission of Matters to a Vote of Security Holders — Item 5.07 | 14 |
| 4/23/24 | | | Disclosures: | • | Regulation FD Disclosure — Item 7.01 — ↓‘EX-99’ | 51 |
| 7/2/21 | OLD | | Events: | • | Other Events — Item 8.01 OLD | 40 |
| 4/23/24 | | | Financials: | • | Financial Statements and Exhibits — Item 9.01 — Financial Reports | 203 |
| | |
|
| 3/15/24 | | | DEF 14A | | Proxy: | | Definitive Proxy Statements — Schedule 14A — Financial Reports | 28 |
| 3/12/24 | | | 10-K | | Update: | | Annual Reports — Form 10-K — Financial Reports | 28 |
| 2/13/24 | | | 13F-HR | | Ownership: | | Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management | 94 |
| 11/8/23 | | | 10-Q | | Update: | | Quarterly Reports — Form 10-Q — Financial Reports | 79 |
| 6/27/23 | | | 11-K | | Update: | | Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K | 16 |
| 6/9/23 | | | S-8 | | Registration: | | Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8 | 14 |
| 4/14/23 | OLD | | DEFA14A | | Proxy: | | Definitive Additional Proxy Soliciting Materials — Schedule 14A OLD | 4 |
| 5/10/22 | OLD | | NT 10-Q | | Update: | | Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25 OLD | 1 |
| 1/25/21 | OLD | | 424B3 | | Registration: | | Prospectuses – New Facts or Events OLD | 2 |
| 1/25/21 | OLD | | EFFECT | | SEC: | | SEC Notices of Effectiveness OLD | 6 |
| 1/19/21 | OLD | | CORRESP | | Comment: | | Comment-Response and Other Letters to the SEC [ a.k.a. COVER ] OLD — All Correspondence with the SEC | 13 |
| 1/12/21 | OLD | | S-4 | | Registration: | | Registration Statement – Securities for a Merger — Form S-4 OLD | 1 |
| 1/6/21 | OLD | | D | | Registration: | | Notices of Exempt Offerings of Securities — Form D OLD | 2 |
| 5/14/20 | OLD | | S-3 | | Registration: | | Registration Statements – Securities for Transactions — Form S-3 OLD | 6 |
| 1/30/19 | OLD | | S-3DPOS | | Registration: | | Post-Effective Amendment of an ‘S-3D’ Registration — Form S-3 OLD | 1 |
| 7/13/18 | OLD | | S-3D | | Registration: | | Registration Statements – Securities for Dividend and Interest Reinvestment Plans (Immediately Effective) — Form S-3 OLD | 5 |
| 3/16/18 | OLD | | PRE 14A | | Proxy: | | Preliminary Proxy Statements — Schedule 14A OLD | 3 |
| 12/7/17 | OLD | | 424B2 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities OLD | 7 |
| 12/5/17 | OLD | | FWP | | Registration: | | Prospectuses – Free Writing OLD | 5 |
| 12/5/17 | OLD | | 305B2 | | Registration: | | Statements of Eligibility to Act as a Trustee by Corporations — Form T-1 OLD | 2 |
| 9/6/17 | OLD | | S-8 POS | | Registration: | | Post-Effective Amendment of a Form S-8 Registration OLD | 1 |
| 6/30/10 | OLD | | NT 11-K | | Update: | | Notice of a Late Filing of a Form 11-K Annual Report — Form 12b-25 OLD | 1 |
| 2/3/09 | OLD | | REGDEX | | Registration: | | Notice of an Exempt Offering of Securities — Form D OLD | 1 |
| 8/22/08 | OLD | | CERTNAS | | Trading: | | Certification by the Nasdaq Stock Market Approving a Listing — Form CERT OLD | 1 |
| 8/18/08 | OLD | | 8-A12B | | Registration: | | Registration Statements for Certain Classes of Securities — Form 8-A OLD | 3 |
| 8/18/08 | OLD | | 25 | | Trading: | | Notices by Issuers of the Removals from Listing and Registration on Securities Exchanges of Matured, Redeemed and Retired Securities — Form 25 OLD | 2 |
| 3/26/02 | OLD | | ARS | | Update: | | Annual Report to Security Holders OLD | 1 |
| 12/23/97 | OLD | | 8-A12G | | Registration: | | Registration Statement for a Class of Securities — Form 8-A OLD | 1 |
| | |
| | Form-Specific Documents: |
| 2/13/24 | | | INFO-TABLE | | Portfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management | 44 |
| | |
| | General Exhibits: |
| 3/12/24 | | | EX-23 | | Consents of Experts and Counsel | 74 |
| 3/12/24 | | | EX-24 | | Powers of Attorney | 19 |
| 6/9/23 | | | EX-FILING FEES | | Filing Fees | 1 |
| 6/9/23 | | | EX-5 | | Opinions of Counsel re: Legality | 28 |
| 3/28/23 | OLD | | EX-10 | | Material Contracts OLD | 105 |
| 3/23/23 | OLD | | EX-3 | | Articles of Incorporation/Organization and Bylaws OLD | 18 |
| 1/12/21 | OLD | | EX-25 | | Statement of Eligibility to Act as a Trustee OLD | 1 |
| 12/22/20 | OLD | | EX-4 | | Instruments, Including Indentures, Defining the Rights of Security Holders OLD | 21 |
| 12/7/17 | OLD | | EX-1 | | Underwriting Agreements (and mislabeled “1st Exhibits”) OLD | 2 |
| 3/15/12 | OLD | | EX-13 | | Annual and Quarterly Reports to Security Holders OLD | 16 |
| 3/24/00 | OLD | | EX-21 | | Subsidiaries List OLD | 1 |
| 3/31/98 | OLD | | EX-2 | | Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession OLD | 1 |
| | |
| | Additional Exhibits: |
| 4/23/24 | | | EX-99 & EX-99.* | | Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls — EX-99.* Form-Specific Exhibits... Form N-14: 2 Articles of Incorporation/Organization | 216 |
| | |
| | Financials: |
| 4/23/24 | | | XML & R# | | IDEA Financial Reports Info — Financial Reports | 4,231 |
| 4/23/24 | | | EXCEL | | IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports | 108 |
| 4/23/24 | | | EX-101.* | | XBRL Data (XBRL Files) | 431 |
| 4/23/24 | | | JSON | | XBRL Instances as JavaScript Object Notation Data (JSON Files) | 66 |
| 4/23/24 | | | ZIP | | XBRL Zipped Folders (Folders of XBRL Files) | 102 |
| 3/12/24 | | | EX-31 | | Certifications — §302 – SOA’02 | 166 |
| 3/12/24 | | | EX-32 | | Certifications — §906 – SOA’02 | 83 |
| 12/19/16 | OLD | | EX-12 | | Statements re: Computations of Ratios OLD | 4 |
| 3/22/07 | OLD | | EX-16 | | Letters re: Changes in Accountants OLD | 3 |
| 3/23/01 | OLD | | EX-27 | | Financial Data Schedules {Pre-XBRL} OLD — Financial Reports | 15 |
| | |
| | Graphics: |
| 4/23/24 | | | GRAPHIC | | Photos, Images and Graphs | 1,996 |
