| Latest Filing | | Type | | Category | Description | Documents |
|---|
| | | |
| 4/23/24 |  | | SBSE-A | | Registration: | | Applications for Registration by Security-Based Swap Dealers and Major Security-Based Swap Participants that are Registered or Registering with the CFTC as such — Form SBSE-A | 8 |
| 4/19/24 | | | 424B2 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities | 4,224 |
| 4/10/24 | | | FWP | | Registration: | | Prospectuses – Free Writing | 1,817 |
| 4/8/24 | | | 6-K | | Update: | | Current, Quarterly and Annual Reports by Foreign Issuers — Form 6-K — Press Releases & Conference Calls — Financial Reports | 717 |
| 4/1/24 | | | 424B3 | | Registration: | | Prospectuses – New Facts or Events | 228 |
| 3/28/24 | | | 424B5 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events | 128 |
| 1/25/24 | | | ABS-15G | | ABS: | | Asset-Backed Securities Securitizer Reports — Form ABS-15G | 12 |
| 11/30/23 | | | 40-F | | Update: | | Annual Reports by Canadian Issuers — Form 40-F — Financial Reports | 22 |
| 9/7/23 | | | EFFECT | | SEC: | | SEC Notices of Effectiveness | 18 |
| 9/5/23 | | | CORRESP | | Comment: | | Comment-Response and Other Letters to the SEC [ a.k.a. COVER ] — All Correspondence with the SEC | 28 |
| 9/5/23 | | | F-3 | | Registration: | | Registration Statements by Certain Foreign Issuers – Securities for Transactions — Form F-3 | 19 |
| 8/31/23 | | | F-N | | Registration: | | Appointments of U.S. Agents for Service of Process by Foreign Banks and Insurance Companies — Form F-N | 13 |
| 6/23/23 | | | 11-K | | Update: | | Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K | 24 |
| 8/22/22 | OLD | | 424B4 | | Registration: | | Prospectuses – Info Previously Omitted & New Facts or Events OLD | 3 |
| 11/1/21 | OLD | | SBSE-C | | Registration: | | Certification for Registration by a Security-Based Swap Dealer or Major Security-Based Swap Participant — Form SBSE-C OLD | 1 |
| 6/30/21 | OLD | | NT 11-K | | Update: | | Notice of a Late Filing of a Form 11-K Annual Report — Form 12b-25 OLD | 1 |
| 6/17/21 | OLD | | SUPPL | | Registration: | | Supplemental Materials by Foreign Issuers OLD | 37 |
| 1/25/21 | OLD | | S-8 POS | | Registration: | | Post-Effective Amendment of a Form S-8 Registration OLD | 1 |
| 7/1/19 | OLD | | F-X | | Registration: | | Appointments of U.S. Agents for Service of Process by Foreign Non-Financial Entities — Form F-X OLD | 6 |
| 6/28/19 | OLD | | F-10 | | Registration: | | Registration Statements by Certain Canadian Issuers — Form F-10 OLD | 3 |
| 6/29/17 | OLD | | 424B8 | | Registration: | | Prospectuses (Late Filings) OLD | 8 |
| 6/23/17 | OLD | | POS AM | | Registration: | | Post-Effective Amendments of Registration Statements OLD | 3 |
| 6/23/17 | OLD | | S-8 | | Registration: | | Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8 OLD | 2 |
| 6/8/17 | OLD | | 425 | | Registration: | | Prospectuses and Communications – Mergers OLD | 5 |
| 4/13/17 | OLD | | AW | | Registration: | | Amendment Withdrawal Request OLD | 1 |
| 4/10/17 | OLD | | F-4 | | Registration: | | Registration Statements by Certain Foreign Issuers – Securities for Mergers — Form F-4 OLD | 5 |
| 7/13/12 | OLD | | F-9 | | Registration: | | Registration Statements by Certain Canadian Issuers – Debt and Preferred Securities — Form F-9 OLD | 2 |
| 8/31/10 | OLD | | 305B2 | | Registration: | | Statements of Eligibility to Act as a Trustee by Corporations — Form T-1 OLD | 2 |
| 2/13/09 | OLD | | SC 13G | | Ownership: | | Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G OLD | 41 |
| 11/10/08 | OLD | | RW | | Registration: | | Registration Withdrawal Request OLD | 1 |
| 5/24/06 | OLD | | CERTAMX | | Trading: | | Certifications by the American Stock Exchange Approving Listings — Form CERT OLD | 24 |
| 5/19/06 | OLD | | 8-A12B | | Registration: | | Registration Statements for Certain Classes of Securities — Form 8-A OLD | 27 |
| 12/14/05 | OLD | | 25 | | Trading: | | Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25 OLD | 1 |
| 8/29/05 | OLD | | SC 13D | | Ownership: | | Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D OLD | 14 |
| 8/26/05 | OLD | | 4 | | Ownership: | | Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4 OLD | 27 |
| 2/3/04 | OLD | | 144 | | Ownership: | | Notices of Proposed Sales of Securities by Insiders — Form 144 OLD | 2 |
| 8/19/03 | OLD | | 3 | | Ownership: | | Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3 OLD | 5 |
| 3/12/02 | OLD | | 5 | | Ownership: | | Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5 OLD | 5 |
| | |
| | General Exhibits: |
| 4/19/24 | | | EX-FILING FEES | | Filing Fees | 1,017 |
| 4/8/24 | | | EX-5 | | Opinions of Counsel re: Legality | 86 |
| 2/29/24 | | | EX-2 | | Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions | 89 |
| 2/29/24 | | | EX-1 | | Underwriting Agreements (and mislabeled “1st Exhibits”) | 65 |
| 11/30/23 | | | EX-97 | | Clawback Policy re: Recovery of Erroneously Awarded Compensation | 1 |
| 9/5/23 | | | EX-23 | | Consents of Experts and Counsel | 55 |
| 7/28/23 | | | EX-8 | | Opinions of Counsel re: Tax Matters | 54 |
| 7/28/23 | | | EX-25 | | Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2 | 9 |
| 1/25/21 | OLD | | EX-4 | | Instruments, Including Indentures, Defining the Rights of Security Holders OLD | 12 |
| 1/25/21 | OLD | | EX-24 | | Powers of Attorney OLD | 4 |
| 8/29/05 | OLD | | EX-10 | | Material Contract OLD | 1 |
| 8/25/04 | OLD | | EX-3 | | Articles of Incorporation/Organization and Bylaws OLD | 6 |
| 5/14/04 | OLD | | EX-6 | | Opinions of Counsel re: Discounts on Capital Shares OLD | 2 |
| 5/14/04 | OLD | | EX-9 | | Voting Trust Agreement OLD | 1 |
| | |
| | Additional Exhibits: |
| 4/23/24 | | | EX-99 & EX-99.* | | Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls — EX-99.* Form-Specific Exhibits... Form Funding Portal: 19 Other Disclosures — Forms Funding Portal & MA*: 8 Opinions of Counsel re: Legality — Form SBSE-A: 6 Forms 7-R – Commodity Futures Trading Commission (CFTC) (33 total) | 904 |
| | |
| | Financials: |
| 2/29/24 | | | XML & R# | | IDEA Financial Reports Info — Financial Reports | 2,856 |
| 2/29/24 | | | EXCEL | | IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports | 22 |
| 2/29/24 | | | EX-101.* | | XBRL Data (XBRL Files) | 121 |
| 2/29/24 | | | JSON | | XBRL Instances as JavaScript Object Notation Data (JSON Files) | 11 |
| 2/29/24 | | | ZIP | | XBRL Zipped Folders (Folders of XBRL Files) | 22 |
| 12/5/19 | OLD | | EX-12 | | Statements re: Computations of Ratios OLD | 48 |
| 6/28/19 | OLD | | EX-7 | | Correspondence from Accountants re: Non-Reliance on Previously Issued Audit Reports and Completed Interim Reviews OLD | 8 |
| 10/25/16 | OLD | | EX-15 | | Letters re: Unaudited Interim Financial Info OLD | 3 |
| | |
| | Graphics: |
| 4/19/24 | | | GRAPHIC | | Photos, Images and Graphs | 38,611 |
