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Walker Financial Corp. 
 NY
  SEC # 104224


        
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139  SEC Filings
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  from  4/11/96  to  2/1/10  (None in the Past Year)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘15-12G’ — Certification of a Termination of Registration of a Class of Securities — Form 15 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Walker Financial Corp. 

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Forms
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, Documents
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& Exhibits
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 in  124 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
2/1/10 OLD15-12GRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
1/7/08 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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19

8-K Items: 
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1/7/08 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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8
12/18/07 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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1
10/15/07 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD 1
6/1/06 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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4
1/7/08 OLD
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  Securities & Trading: 
Unregistered Sales of Equity Securities — Item 3.02  OLD 7
2/12/07 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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2
6/29/07 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD  — ‘EX-7’
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1
5/30/06 OLD
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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1
11/13/07 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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3
12/6/06 OLD
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  Events: 
Other Events — Item 8.01  OLD 1
1/7/08 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 14

8/27/07 OLDDEF 14CProxy:  Definitive Proxy Info Statements — Schedule 14C  OLD 3
8/15/07 OLDPRE 14CProxy:  Preliminary Proxy Info Statements — Schedule 14C  OLD 2
6/20/07 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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10
5/23/07 OLD10KSBUpdate:  Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD 14
5/11/07 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 11
4/2/07 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 3
11/20/06 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 38
5/12/06 OLD424B3Registration:  Prospectus – New Facts or Events  OLD 1
5/8/06 OLDSB-2Registration:  Registration Statements by Small-Business Issuers (Optional Form) — Form SB-2  OLD 10
2/17/06 OLDRWRegistration:  Registration Withdrawal Request  OLD 1
4/20/04 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 2
12/18/03 OLDREGDEXRegistration:  Notice of an Exempt Offering of Securities — Form D  OLD 1
8/21/02 OLDARSUpdate:  Annual Report to Security Holders  OLD 1
8/19/02 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 7
8/2/02 OLDPRE 14AProxy:  Preliminary Proxy Statement — Schedule 14A  OLD 1
2/9/01 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 3

Letters: 
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6/20/07 OLDCOVERComment-Response and Cover Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC2

General Exhibits: 
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1/7/08 OLDEX-10Material Contracts  OLD 55
11/13/07 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 4
5/8/06 OLDEX-23Consents of Experts and Counsel  OLD 14
3/31/06 OLDEX-5Opinions of Counsel re: Legality  OLD 8
12/6/05 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 3
4/14/04 OLDEX-14Code of Ethics  OLD 1
4/14/04 OLDEX-21Subsidiaries Lists  OLD 7

Additional Exhibits: 
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12/6/06 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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7

Financials: 
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6/29/07 OLDEX-7Correspondence from an Accountant re: Non-Reliance on a Previously Issued Audit Report or Completed Interim Review  OLD 1
5/23/07 OLDEX-31Certifications — §302 – SOA’02  OLD 21
5/23/07 OLDEX-32Certifications — §906 – SOA’02  OLD 21
1/31/07 OLDEX-16Letter re: a Change in Accountant  OLD 1
10/12/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD 19

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6/20/07 OLDGRAPHICPhotos, Images and Graphs  OLD 22


Forms
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, Documents
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& Exhibits
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 in  18 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
12/15/05 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 6
3/29/02 OLD3Ownership:  Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3  OLD 1
3/29/02 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 2
2/9/01 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 3

Letters: 
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7/23/07 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC6


        

Filings History

Year    # of Filings
In descending order
2010 1
2008 1
2007 18
2006 17
2005 37
2004 12
2003 5
2002 16
2001 6
2000 5
1999 6
1998 6
1997 5
1996 4

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