| Latest Filing | | Type | | Category | Description | Documents |
|---|
| | | |
| 3/25/24 |  | | CERT | | Trading: | | Certifications by Securities Exchanges Approving Listings — Form CERT | 6 |
| 3/19/24 | | | 8-A12B | | Registration: | | Registration Statements for Certain Classes of Securities — Form 8-A | 15 |
| 3/19/24 | | | 6-K | | Update: | | Current, Quarterly and Annual Reports by Foreign Issuers — Form 6-K — Press Releases & Conference Calls — Financial Reports | 826 |
| 3/13/24 | | | 424B5 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events | 34 |
| 3/12/24 | | | FWP | | Registration: | | Prospectuses – Free Writing | 22 |
| 3/8/24 | | | IRANNOTICE | | Update: | | Notices of Iran/Syria Disclosures in Quarterly and Annual Reports | 12 |
| 3/8/24 | | | 20-F | | Update: | | Annual and Annual-Transition Reports by Foreign Non-Canadian Issuers — Form 20-F — Financial Reports | 26 |
| 2/8/24 | | | SC 13G | | Ownership: | | Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G | 218 |
| 2/8/24 | | | 13F-HR | | Ownership: | | Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management | 65 |
| 9/5/23 | | | 424B2 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities | 6 |
| 6/8/23 | | | 11-K | | Update: | | Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K | 38 |
| 8/22/22 | OLD | | EFFECT | | SEC: | | SEC Notices of Effectiveness OLD | 2 |
| 8/18/22 | OLD | | CORRESP | | Comment: | | Comment-Response and Other Letters to the SEC [ a.k.a. COVER ] OLD — All Correspondence with the SEC | 39 |
| 8/18/22 | OLD | | F-3 | | Registration: | | Registration Statements by Certain Foreign Issuers – Securities for Transactions — Form F-3 OLD | 8 |
| 8/4/22 | OLD | | F-N | | Registration: | | Appointments of U.S. Agents for Service of Process by Foreign Banks and Insurance Companies — Form F-N OLD | 6 |
| 3/12/21 | OLD | | S-8 POS | | Registration: | | Post-Effective Amendments of Form S-8 Registrations OLD | 2 |
| 8/27/20 | OLD | | DEL AM | | Registration: | | Registration Effectiveness-Delaying Amendment OLD | 1 |
| 9/18/18 | OLD | | F-3ASR | | Registration: | | Automatic Shelf Registration Statements by Well-Known Foreign Issuers — Form F-3 OLD | 4 |
| 4/5/17 | OLD | | CERTNYS | | Trading: | | Certifications by the NYSE Approving Listings — Form CERT OLD | 8 |
| 1/13/17 | OLD | | S-8 | | Registration: | | Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8 OLD | 13 |
| 7/26/16 | OLD | | 424B3 | | Registration: | | Prospectus – New Facts or Events OLD | 1 |
| 3/9/15 | OLD | | 4 | | Ownership: | | Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4 OLD | 49 |
| 9/12/13 | OLD | | CT ORDER | | SEC: | | SEC Confidential Treatment Orders OLD | 2 |
| 5/1/13 | OLD | | 3 | | Ownership: | | Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3 OLD | 6 |
| 9/10/12 | OLD | | SC 13D | | Ownership: | | Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D OLD | 16 |
| 10/27/09 | OLD | | POSASR | | Registration: | | Post-Effective Amendment of an Automatic Shelf Registration Statement — Form S-3/F-3ASR OLD | 1 |
| 8/29/07 | OLD | | F-6EF | | Registration: | | Registration Statements – Depositary Shares Evidenced by American Depositary Receipts (ADRs) (Immediately Effective) — Form F-6 OLD | 2 |
| 12/20/05 | OLD | | RW | | Registration: | | Registration Withdrawal Request OLD | 1 |
| 9/16/05 | OLD | | F-3MEF | | Registration: | | Registration Statement to Add Securities to a Prior Form F-3 Registration OLD | 1 |
| 6/26/03 | OLD | | NT 11-K | | Update: | | Notices of Late Filings of Form 11-K Annual Reports — Form 12b-25 OLD | 3 |
| 6/27/00 | OLD | | F-4 | | Registration: | | Registration Statements by Certain Foreign Issuers – Securities for Mergers — Form F-4 OLD | 3 |
| 6/13/00 | OLD | | 425 | | Registration: | | Prospectuses and Communications – Mergers OLD | 5 |
| | |
| | Form-Specific Documents: |
| 2/8/24 | | | INFO-TABLE | | Portfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management | 45 |
| | |
| | General Exhibits: |
| 3/19/24 | | | EX-4 | | Instruments, Including Indentures, Defining the Rights of Security Holders | 43 |
| 3/19/24 | | | EX-5 | | Opinions of Counsel re: Legality | 39 |
| 3/19/24 | | | EX-8 | | Opinions of Counsel re: Tax Matters | 59 |
| 3/19/24 | | | EX-1 | | Underwriting Agreements (and mislabeled “1st Exhibits”) | 51 |
| 3/13/24 | | | EX-FILING FEES | | Filing Fees | 4 |
| 3/8/24 | | | EX-13 | | Annual and Quarterly Reports to Security Holders | 44 |
| 3/8/24 | | | EX-97 | | Clawback Policy re: Recovery of Erroneously Awarded Compensation | 1 |
| 3/8/24 | | | EX-2 | | Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions | 10 |
| 6/8/23 | | | EX-23 | | Consents of Experts and Counsel | 77 |
| 8/4/22 | OLD | | EX-25 | | Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2 OLD | 16 |
| 5/1/13 | OLD | | EX-24 | | Powers of Attorney OLD | 6 |
| 2/27/12 | OLD | | EX-3 | | Articles of Incorporation/Organization or Bylaws OLD | 1 |
| 3/19/08 | OLD | | EX-10 | | Material Contracts OLD | 18 |
| | |
| | Additional Exhibits: |
| 3/15/24 | | | EX-99 & EX-99.* | | Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls — EX-99.* Form-Specific Exhibits... Form N-14: 1 Articles of Incorporation/Organization | 281 |
| | |
| | Financials: |
| 3/8/24 | | | EX-15 | | Letters re: Unaudited Interim Financial Info | 24 |
| 3/8/24 | | | EX-12 | | Statements re: Computations of Ratios | 45 |
| 3/8/24 | | | XML & R# | | IDEA Financial Reports Info — Financial Reports | 2,774 |
| 3/8/24 | | | EXCEL | | IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports | 12 |
| 3/8/24 | | | EX-101.* | | XBRL Data (XBRL Files) | 67 |
| 3/8/24 | | | JSON | | XBRL Instances as JavaScript Object Notation Data (JSON Files) | 5 |
| 3/8/24 | | | ZIP | | XBRL Zipped Folders (Folders of XBRL Files) | 12 |
| 3/8/18 | OLD | | EX-7 | | Correspondence from Accountants re: Non-Reliance on Previously Issued Audit Reports and Completed Interim Reviews OLD | 16 |
| 4/18/05 | OLD | | EX-16 | | Letters re: Changes in Accountants OLD | 2 |
| | |
| | Graphics: |
| 3/19/24 | | | GRAPHIC | | Photos, Images and Graphs | 2,353 |
