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NXChain Inc. 
 CA
  SEC # 1039757


        
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237  SEC Filings
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  from  5/22/97  to  11/6/19  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘REVOKED’ — SEC Order Revoking a Registration — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  NXChain Inc. 

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Forms
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, Documents
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& Exhibits
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 in  166 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
11/6/19 OLDREVOKEDSEC:  SEC Order Revoking a Registration  OLD 1
9/12/19 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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41

8-K Items: 
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10/16/18 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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9
9/27/16 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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2
8/28/17 OLD"Results of Operations and Financial Condition — Item 2.02  OLD 5
11/7/17 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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1
11/7/17 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 1
9/27/16 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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4
12/6/18 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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5
12/4/17 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 2
9/27/16 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 3
2/17/17 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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5
1/5/16 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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4
9/29/04 OLD"Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD  — ‘EX-14’
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1
3/10/16 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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1
9/12/19 OLD
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  Events: 
Other Events — Item 8.01  OLD 8
10/16/18 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 17

8/29/17 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 5
4/13/17 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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26
1/17/17 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 6
8/29/16 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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8
12/8/15 OLDDEF 14CProxy:  Definitive Proxy Info Statements — Schedule 14C  OLD 2
11/25/15 OLDPRE 14CProxy:  Preliminary Proxy Info Statements — Schedule 14C  OLD 2
12/22/11 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 2
10/17/11 OLDNT 11-KUpdate:  Notice of a Late Filing of a Form 11-K Annual Report — Form 12b-25  OLD 1
6/27/08 OLD10KSBUpdate:  Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD 12
5/28/08 OLDPRER14CProxy:  Preliminary Revised Proxy Info Statement — Schedule 14C  OLD 1
5/28/08 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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6
4/14/08 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 32
5/15/06 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 7
5/5/06 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 4
9/15/05 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Material — Schedule 14A  OLD 1
10/4/04 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 2
11/7/01 OLD10KSB40Update:  Annual and Annual-Transition Reports by Small Businesses — Reg. S-B – Item 405 — Form 10-KSB  OLD 5
6/26/97 OLD424B1Registration:  Prospectus – Info Previously Omitted  OLD 1
6/24/97 OLDSB-2Registration:  Registration Statements by Small-Business Issuers (Optional Form) — Form SB-2  OLD 2
6/23/97 OLD8-A12GRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1

General Exhibits: 
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10/16/18 OLDEX-10Material Contracts  OLD 87
1/5/16 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 9
12/8/11 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1
6/27/08 OLDEX-23Consents of Experts and Counsel  OLD 7
10/4/04 OLDEX-5Opinions of Counsel re: Legality  OLD 3
9/29/04 OLDEX-14Codes of Ethics  OLD 2
5/22/97 OLDEX-4Instrument Defining the Rights of Security Holders  OLD 1
5/22/97 OLDEX-1Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD 1

Additional Exhibits: 
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3/10/16 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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32

Financials: 
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4/13/17 OLDEX-31Certifications — §302 – SOA’02  OLD 58
4/13/17 OLDEX-32Certifications — §906 – SOA’02  OLD 56
4/13/17 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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220
4/13/17 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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15
4/13/17 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 89
4/13/17 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
14
10/8/09 OLDEX-16Letters re: Changes in Accountants  OLD 2
1/16/01 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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17

Graphics: 
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10/16/18 OLDGRAPHICPhotos, Images and Graphs  OLD 12


Forms
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, Documents
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& Exhibits
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 in  71 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
4/27/16 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 12
4/22/16 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 27
11/23/15 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 10
12/9/11 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 15

Letters: 
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5/30/08 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC7

General Exhibits: 
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12/13/11 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 2

Additional Exhibits: 
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11/23/15 OLDEX-99Miscellaneous Exhibit  OLD 1


        

Filings History

Year    # of Filings
In descending order
2019 2
2018 2
2017 10
2016 13
2015 7
2013 4
2012 8
2011 19
2010 17
2009 5
2008 13
2007 5
2006 18
2005 20
2004 20
2003 18
2002 6
2001 9
2000 14
1999 10
1998 10
1997 7

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