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Aerogen Inc. 
 CA
  SEC # 1039160


        
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216  SEC Filings
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  from  8/25/00  to  2/14/06  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘SC 13G/A’ — Amendment to Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G — Filed re:  Issuer / Subject Company — Filed by:  Roth Michael Anthony [ formerly Roth Michael ] 
 
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notifications of all
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Filings
involving  Aerogen Inc. 

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Forms
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, Documents
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& Exhibits
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 in  96 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
10/21/05 OLD15-12GRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
9/19/05 OLDDEFM14AProxy:  Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
9/6/05 OLDPREM14AProxy:  Preliminary Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
8/17/05 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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25

8-K Items: 
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8/17/05 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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4
5/18/05 OLD
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  Financial Info: 
Results of Operations and Financial Condition — Item 2.02  OLD 3
7/25/05 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 4
3/9/05 OLD
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  Accountants & Accounting: 
Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 1
7/7/05 OLD
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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4
5/5/05 OLD
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  Events: 
Other Events — Item 8.01  OLD 3
8/17/05 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 10

8/17/05 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Material — Schedule 14A  OLD 1
8/15/05 OLD425Registration:  Prospectus or Communication – Merger  OLD 1
7/27/05 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD 20
4/18/05 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD 5
4/1/05 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 2
12/6/04 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 3
8/10/04 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 8
5/24/04 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 4
5/24/04 OLDREGDEXRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 5
4/16/04 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 4
4/6/04 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 3
4/10/02 OLDARSUpdate:  Annual Report to Security Holders  OLD 1
3/27/02 OLD10-K405Update:  Annual Reports — Reg. S-K – Item 405 — Form 10-K  OLD 2
11/14/00 OLDPOS EXRegistration:  Post-Effective Amendment of a Registration Statement – Additional Exhibits  OLD 1
11/13/00 OLD424B1Registration:  Prospectus – Info Previously Omitted  OLD 1
11/9/00 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 5
11/8/00 OLD8-A12GRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
10/10/00 OLD424ARegistration:  Prospectus – Info Substantively Changed or Added  OLD 1

General Exhibits: 
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8/17/05 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 2
6/9/05 OLDEX-10Material Contracts  OLD 57
5/31/05 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 12
4/18/05 OLDEX-23Consents of Experts and Counsel  OLD 28
8/10/04 OLDEX-5Opinions of Counsel re: Legality  OLD 12
4/14/04 OLDEX-21Subsidiaries Lists  OLD 5
11/14/03 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 6
10/30/00 OLDEX-1Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD 1

Additional Exhibits: 
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8/17/05 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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31

Financials: 
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7/27/05 OLDEX-31Certifications — §302 – SOA’02  OLD 32
7/27/05 OLDEX-32Certifications — §906 – SOA’02  OLD 13
10/30/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD 3

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9/19/05 OLDGRAPHICPhotos, Images and Graphs  OLD 37


Forms
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, Documents
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& Exhibits
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 in  121 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
2/14/06 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 25
8/22/05 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 13
8/18/05 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 64
8/15/05 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 2
8/9/05 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 13
2/13/04 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 3

Letters: 
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4/11/05 OLDLETTERComment or Other Letter from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC1

General Exhibits: 
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4/28/05 OLDEX-24Power of Attorney  OLD 1
1/28/05 OLDEX-3Articles of Incorporation/Organization or Bylaws  OLD 1
1/28/05 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1
1/28/05 OLDEX-1Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD 1

Additional Exhibits: 
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8/18/05 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 7


        

Filings History

Year    # of Filings
In descending order
2006 1
2005 92
2004 69
2003 21
2002 11
2001 12
2000 10

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