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List All Filings | or | ||
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Most-Recent Filing: | ‘40-APP/A’ — Amendment to Application for an Exemption Order or Other Relief by an Investment Company — | ||
New-Filing E-Mail: |
Latest Filing | Type | Category | Description | Documents | |||||||
---|---|---|---|---|---|---|---|---|---|---|---|
3/8/24 | 40-APP | Registration: | Application for an Exemption Order or Other Relief by an Investment Company | 1 | |||||||
2/20/24 | 13F-HR | Ownership: | Quarterly Holdings and Combination Reports by Money Managers — Form 13F — | 105 | |||||||
2/13/24 | SC 13G | Ownership: | Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G | 9 | |||||||
5/1/20 | OLD | 3 | Ownership: | Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 OLD | 1 | ||||||
Form-Specific Documents: | |||||||||||
2/20/24 | INFO-TABLE | Portfolio Securities Holdings – Info Tables — Form 13F — | 44 |
As Of | | Quarter (Ended) | Holdings Form 13F | Assets (Millions) | Reporting Manager Manager with whom Investment Discretion is Shared | |||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
2/13/24 | 12/31/23 | 34 | of | 511 | $77,047 |
| Personal Cfo Solutions, LLC | |||||||
2/13/24 | 12/31/23 | 23 | of | 1,590 | $288,178 |
| Integrated Wealth Concepts LLC | |||||||
2/9/24 | 12/31/23 | 24 | of | 7,468 | $2,801 |
| Advisory Services Network, LLC | |||||||
2/7/24 | 12/31/23 | 10 | of | 65 | $3,434 |
| Summa Corp. | |||||||
1/30/24 | 12/31/23 | 22 | of | 657 | $350,531 |
| Dakota Wealth Management | |||||||
1/29/24 | 12/31/23 | 21 | of | 66 | $15,442 |
| New World Advisors LLC | |||||||
11/7/22 | 9/30/22 | 27 | of | 758 | $1 |
| Castle Wealth Management LLC | |||||||
11/16/21 | 9/30/21 | NA | of | 214 | NA |
| Keebeck Wealth Management, LLC | |||||||
8/14/20 | 6/30/20 | NA | of | 175 | NA |
| Argent Wealth Management LLC | |||||||
10/21/19 | 9/30/19 | NA | of | 1,003 | NA |
| Ballentine Partners, LLC | |||||||
5/14/18 | 3/31/18 | 19 | of | 1,087 | $6 |
| Premia Global Advisors, LLC |
Year | # of Filings | |
---|---|---|
2024 | 5 | |
2023 | 6 | |
2022 | 5 | |
2021 | 5 | |
2020 | 6 | |
2019 | 4 | |
2018 | 4 | |
2017 | 4 | |
2016 | 4 | |
2015 | 4 | |
2014 | 4 | |
2013 | 4 | |
2012 | 4 | |
2011 | 4 | |
2010 | 4 | |
2009 | 4 | |
2008 | 4 | |
2007 | 4 | |
2006 | 5 | |
2005 | 5 | |
2004 | 4 | |
2003 | 4 | |
2002 | 4 | |
2001 | 4 | |
2000 | 8 | |
1999 | 3 |