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Spectrum Brands, Inc. 
 WI
  SEC # 1028985


        
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964  SEC Filings
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  from  12/13/96  to  2/14/20  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘SC 13G/A’ — Amendment to Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G — Filed re:  Issuer / Subject Company — Filed by:  Arlington Value Capital, LLC 
 
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notifications of all
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Filings
involving  Spectrum Brands, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  487 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
12/31/19 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 8
12/20/19 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 3
8/13/19 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 15
6/18/19 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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19
5/16/19 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 11
12/23/15 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD  — Financial Reports
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6
2/19/14 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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26
12/20/13 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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251

8-K Items: 
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12/20/13 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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44
9/4/13 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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13
7/16/09 OLD"Bankruptcy or Receivership — Item 1.03  OLD  — ‘EX-2’
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2
12/21/12 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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11
10/22/12 OLD"Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports
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56
12/20/13 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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16
2/3/09 OLD"Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ‘EX-10’
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1
11/12/08 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ‘EX-2’
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1
11/14/06 OLD"Material Impairments — Item 2.06  OLD  — ‘EX-2’
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1
6/16/10 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 4
8/31/09 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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2
6/16/10 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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5
6/16/10 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 2
9/20/13 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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23
4/15/10 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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6
6/11/10 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 1
8/7/13 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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26
9/4/13 OLD
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  Events: 
Other Events — Item 8.01  OLD 84
12/20/13 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD  — Financial Reports
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184

8/8/13 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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55
7/12/10 OLD15-12BRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
6/29/10 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 3
6/29/10 OLD11-KUpdate:  Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K  OLD 15
6/8/10 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 24
5/28/10 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 2
5/12/10 OLDDEFM14AProxy:  Definitive Proxy Statements – Mergers & Acquisitions — Schedule 14A  OLD 2
3/17/10 OLDCERTNYSTrading:  Certification by the NYSE Approving a Listing — Form CERT  OLD 1
3/15/10 OLD8-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 2
11/2/09 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 14
10/15/09 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 7
4/30/09 OLDT-3Registration:  Applications for Qualifications of Trust Indentures — Form T-3  OLD 4
2/6/09 OLDNT 10-QUpdate:  Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25  OLD 1
6/2/08 OLDRWRegistration:  Registration Withdrawal Requests  OLD 5
3/24/08 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 10
6/29/07 OLDNT 11-KUpdate:  Notice of a Late Filing of a Form 11-K Annual Report — Form 12b-25  OLD 1
3/4/05 OLDPRE 14AProxy:  Preliminary Proxy Statement — Schedule 14A  OLD 1
2/24/05 OLDREGDEXRegistration:  Notice of an Exempt Offering of Securities — Form D  OLD 1
6/21/01 OLD424B5Registration:  Prospectus – Primary Offering or Shelf Securities – New Facts or Events  OLD 1
5/31/01 OLD424ARegistration:  Prospectuses – Info Substantively Changed or Added  OLD 2
5/29/98 OLD424B4Registration:  Prospectuses – Info Previously Omitted & New Facts or Events  OLD 2

General Exhibits: 
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5/16/19 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 159
5/16/19 OLDEX-23Consents of Experts and Counsel  OLD 106
5/16/19 OLDEX-25Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD 16
12/20/17 OLDEX-5Opinions of Counsel re: Legality  OLD 37
12/20/17 OLDEX-21Subsidiaries Lists  OLD 28
9/21/15 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 2
12/20/13 OLDEX-10Material Contracts  OLD 197
12/2/13 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 51
10/12/12 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 18
1/24/05 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 7

Additional Exhibits: 
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9/21/15 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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288

Financials: 
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2/19/14 OLDEX-31Certifications — §302 – SOA’02  OLD 92
2/19/14 OLDEX-32Certifications — §906 – SOA’02  OLD 90
2/19/14 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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694
2/19/14 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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15
2/19/14 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 71
2/19/14 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
12
12/2/13 OLDEX-12Statements re: Computations of Ratios  OLD 8
8/8/13 OLDEX-18Letters re: Changes in Accounting Principles and Practices  OLD 3
12/19/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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37
6/20/97 OLDEX-16Letter re: a Change in Accountant  OLD 1

Graphics: 
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8/13/19 OLDGRAPHICPhotos, Images and Graphs  OLD 578


Forms
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, Documents
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& Exhibits
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 in  501 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
2/14/20 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 88
2/2/11 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 302
6/23/10 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 19
6/17/10 OLD25-NSETrading:  Notices by Securities Exchanges of the Removals from Listing and Registration of Matured, Redeemed and Retired Securities — Form 25  OLD 2
6/8/10 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 24
4/15/10 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 40
11/15/00 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 10

Letters: 
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6/27/19 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC16
6/27/19 OLDTEXT-EXTRACTComment or Other Letter from the SEC – PDF’s Text  [ a.k.a. LETTER ]  OLD 1

General Exhibits: 
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6/23/10 OLDEX-24Powers of Attorney  OLD 29
6/15/10 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 3
6/15/10 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 4
6/15/10 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 4
5/3/10 OLDEX-10Material Contracts  OLD 10
3/16/10 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 6

Additional Exhibits: 
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6/18/10 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 37

Graphics: 
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5/17/10 OLDGRAPHICPhotos, Images and Graphs  OLD 32


        

Filings History

Year    # of Filings
In descending order
2020 1
2019 9
2017 6
2016 12
2015 3
2014 4
2013 23
2012 22
2011 20
2010 117
2009 84
2008 67
2007 82
2006 68
2005 125
2004 60
2003 60
2002 66
2001 37
2000 33
1999 13
1998 29
1997 22
1996 1

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