City National Rochdale Funds 

CA

  SEC # 1026977

        

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1,600  SEC Filings   from  11/14/96  to  4/5/24  (2 Weeks Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘N-MFP2’ — Monthly Portfolio Holdings Schedule by a Money-Market Fund — Form N-MFP — for 3/31/24 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  City National Rochdale Funds

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Forms , Documents & Exhibits  in  1,600 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/5/24			N-MFP2		Update:		Monthly Portfolio Holdings Schedules by Money-Market Funds — Form N-MFP	140
2/29/24			NPORT-P		Update:		Monthly Portfolio Investments Reports (Released Quarterly) by Investment Companies — Form N-PORT	146
2/29/24			NPORT-EX		Update:		Portfolio Holdings Schedules by Investment Companies — Form N-PORT	79
2/1/24			497K		Registration:		Prospectuses – Certain Open-End Investment Companies – Summary	368
1/31/24			497		Registration:		Definitive Materials — Financial Reports	237
1/29/24			485BPOS		Registration:		Post-Effective Amendments of Form N-1 and N-1A Registrations — Financial Reports	64
12/22/23			24F-2NT		Update:		Annual Notices of Securities Sold by Investment Companies — Form 24F-2	27
12/14/23			N-CEN		Update:		Annual Reports by Investment Companies — Form N-CEN	9
12/8/23			N-CSR		Update:		Annual Certified Shareholder Reports by Investment Companies — Form N-CSR	27
9/8/23			40-17G		Update:		Fidelity Bonds for Investment Companies	27
8/25/23			N-PX		Proxy:		Annual Proxy Voting Reports by Investment Companies — Form N-PX	21
6/8/23			N-CSRS		Update:		Semi-Annual Certified Shareholder Reports by Investment Companies — Form N-CSR	25
2/1/23	OLD		497J		Registration:		Certifications of No Change in Definitive Materials  OLD	15
1/25/23	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	40
11/29/22	OLD		485APOS		Registration:		Post-Effective Amendments of Form N-1 and N-1A Registrations  OLD	35
8/29/22	OLD		485BXT		Registration:		Post-Effective Amendments of Form N-1 and N-1A Registrations to Designate New Effective Dates  OLD	11
3/3/22	OLD		DEF 14C		Proxy:		Definitive Proxy Info Statements — Schedule 14C  OLD	18
6/25/21	OLD		DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A  OLD	5
2/1/21	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	5
3/1/19	OLD		N-Q		Update:		Quarterly Portfolio Holdings Schedules by Investment Companies — Form N-Q  OLD	38
5/30/18	OLD		NSAR-A		Update:		Semi-Annual Reports by Investment Companies — Form N-SAR  OLD	23
11/29/17	OLD		NSAR-B		Update:		Annual Reports by Investment Companies — Form N-SAR  OLD	24
10/7/16	OLD		N-MFP1		Update:		Monthly Portfolio Holdings Schedules by Money-Market Funds — Form N-MFP  OLD	23
9/2/16	OLD		N-CR		Update:		Current Report of a Material Event by a Money-Market Fund — Form N-CR  OLD  — Press Releases & Conference Calls	1
5/9/16	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	8
4/7/16	OLD		N-MFP		Update:		Monthly Portfolio Holdings Schedules by Money-Market Funds — Form N-MFP  OLD	202
5/28/14	OLD		PRE 14C		Proxy:		Preliminary Proxy Info Statements — Schedule 14C  OLD	12
3/21/14	OLD		N-14		Registration:		Registration Statements by Open-End Investment Companies and Business Development Companies (BDCs) – Securities for Mergers — Form N-14  OLD	19
10/31/13	OLD		DEL AM		Registration:		Registration Effectiveness-Delaying Amendments  OLD	6
12/27/11	OLD		425		Registration:		Prospectus or Communication – Merger  OLD	1
5/29/03	OLD		N-30D		Update:		Annual and Semi-Annual Reports Mailed to Shareholders by Investment Companies  OLD	13
2/26/99	OLD		DEFS14A		Proxy:		Definitive Proxy Statement – Special Meeting — Schedule 14A  OLD	1
1/16/97	OLD		N-18F1		Update:		Notice of Election by an Open-End Investment Company — Form N-18f-1  OLD	1
1/16/97	OLD		N-1A EL		Registration:		Registration Statements by Open-End Investment Companies — Form N-1A  OLD	2
11/14/96	OLD		N-8A		Registration:		Notice of Registration by an Investment Company — Form N-8A  OLD	1
					Letters:
10/9/18	OLD		COVER		Comment-Response and Cover Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC			33
					Form-Specific Documents:
2/29/24			NPORT-EX		Portfolio Holdings Schedules — Form N-PORT			79
					General Exhibits:
3/21/14	OLD		EX-14		Codes of Ethics  OLD			9
10/4/13	OLD		EX-17		Correspondence re: Departures of Directors  OLD			3
10/4/13	OLD		EX-10		Material Contracts  OLD			4
10/4/13	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			4
10/4/13	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			7
10/1/13	OLD		EX-13		Annual and Quarterly Reports to Security Holders  OLD			2
1/26/01	OLD		EX-23		Consents of Experts and Counsel  OLD			4
1/16/97	OLD		EX-6		Opinions of Counsel re: Discounts on Capital Shares  OLD			2
1/16/97	OLD		EX-5		Opinions of Counsel re: Legality  OLD			2
1/16/97	OLD		EX-8		Opinion of Counsel re: Tax Matters  OLD			1
1/16/97	OLD		EX-9		Voting Trust Agreements  OLD			3
					Additional Exhibits:
1/29/24			EX-99  &  EX-99.*		Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls — EX-99.*  Form-Specific Exhibits...  Form N-1A:  3 Codes of Ethics;  1 Distribution Plan — Rule 12b-1 – ICA’40;  5 Investment Advisor Contracts;  1 Multiple-Classes Plan — Rule 18f-3 – ICA’40;  1 Opinion of Counsel re: Legality;  6 Other Material Contracts — Form N-CSR:  124 Certifications — §302 – SOA’02;  64 Certifications — §906 – SOA’02;  24 Codes of Ethics — Form N-SAR:  16 Accountants’ Reports re: Internal Controls;  2 Certifications — §302 – SOA’02;  2 Letters re: Changes in Accountants;  2 Matters Submitted to Votes of Security Holders;  1 Other Disclosure;  11 Transactions Effected — Rule 10f-3 – ICA’40  (263 total)			762
					Investment Company Exhibits:
12/14/23			INTERNAL CONTROL RPT		Accountants’ Reports re: Internal Controls			9
					Financials:
1/29/24			XML  &  R#		IDEA Financial Reports Info — Financial Reports			257
1/29/24			EX-101.*		XBRL Data  (XBRL Files)			377
1/29/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			13
1/29/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			66
12/3/21	OLD		EXCEL		IDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports			35
1/9/14	OLD		EX-12		Statements re: Computations of Ratios  OLD			2
10/4/13	OLD		EX-16		Letters re: Changes in Accountants  OLD			4
10/4/13	OLD		EX-11		Statements re: Computations of Earnings Per Share  OLD			4
11/22/00	OLD		EX-27		Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports			55
					Graphics:
2/1/24			GRAPHIC		Photos, Images and Graphs			3,047

Funds / Series  and their  Classes / Contracts

No Forms  nor  Documents  Filed re:  Issuer / Subject Company

        

        

Filings History

Year		# of Filings
2024		15
2023		112
2022		78
2021		107
2020		119
2019		63
2018		63
2017		57
2016		106
2015		81
2014		101
2013		171
2012		87
2011		113
2010		61
2009		31
2008		35
2007		33
2006		24
2005		30
2004		11
2003		14
2002		9
2001		18
2000		14
1999		25
1998		12
1997		8
1996		2