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Click to view... | Registrant | About | Filings | Files | Relationships | Names | Topics | Web | ||||||||||||||||||||||||||||||
List All Filings | or | ||
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Most-Recent Filing: | ‘13F-HR’ — Quarterly Holdings and Combination Report by a Money Manager — Form 13F — for 12/31/23 — | ||
New-Filing E-Mail: |
Latest Filing | Type | Category | Description | Documents | ||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|
2/6/24 | 13F-HR | Ownership: | Quarterly Holdings and Combination Reports by Money Managers — Form 13F — | 104 | ||||||||
12/8/20 | OLD | 40-APP | Registration: | Applications for Exemption Orders and Other Relief by Investment Companies OLD | 24 | |||||||
8/21/13 | OLD | APP ORDR | SEC: | Applications for SEC Exemption Orders – ‘40-APP’ SEC Orders OLD | 2 | |||||||
8/5/13 | OLD | APP NTC | SEC: | Applications for SEC Exemption Orders – ‘40-APP’ SEC Notices OLD | 2 | |||||||
8/8/08 | OLD | SC 13G | Ownership: | Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G OLD | 10 | |||||||
11/9/05 | OLD | 40-6C | Registration: | Applications for Exemptions and Other Relief by Investment Companies OLD | 2 | |||||||
5/9/02 | OLD | 13F-NT | Ownership: | Quarterly Holdings Notices by Money Managers — Form 13F OLD — | 12 | |||||||
Form-Specific Documents: | ||||||||||||
2/6/24 | INFO-TABLE | Portfolio Securities Holdings – Info Tables — Form 13F — | 46 | |||||||||
Graphics: | ||||||||||||
6/15/18 | OLD | GRAPHIC | Photos, Images and Graphs OLD | 16 |
As Of | | Quarter (Ended) | Holdings Form 13F | Assets (Millions) | Reporting Manager Manager with whom Investment Discretion is Shared | |||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
2/14/24 | 12/31/23 | 61 | of | 204 | $1,139,532 |
| Harris Associates LP | |||||||
1/30/24 | 12/31/23 | 177 | of | 657 | $1,136,957 |
| Dakota Wealth Management | |||||||
11/9/23 | 9/30/23 | 159 | of | 791 | $1,273 |
| Vaughan Nelson Investment Management, L.P. | |||||||
2/6/23 | 12/31/22 | 57 | of | 197 | $15 |
| Vertex Planning Partners, LLC | |||||||
2/14/22 | 12/31/21 | 12 | of | 3,329 | $1 |
| Advisory Services Network, LLC | |||||||
8/13/20 | 6/30/20 | NA | of | 253 | NA |
| Alphasimplex Group, LLC | |||||||
8/5/20 | 6/30/20 | NA | of | 114 | NA |
| Transcend Capital Advisors, LLC [ formerly Transcend Wealth Collective, LLC ] |
Year | # of Filings | |
---|---|---|
2024 | 1 | |
2023 | 4 | |
2022 | 4 | |
2021 | 4 | |
2020 | 7 | |
2019 | 11 | |
2018 | 11 | |
2017 | 4 | |
2016 | 4 | |
2015 | 4 | |
2014 | 4 | |
2013 | 10 | |
2012 | 10 | |
2011 | 7 | |
2010 | 6 | |
2009 | 4 | |
2008 | 19 | |
2007 | 5 | |
2006 | 5 | |
2005 | 5 | |
2004 | 4 | |
2003 | 6 | |
2002 | 6 | |
2001 | 4 | |
2000 | 5 | |
1999 | 2 |