Hot Topic Inc./CA 

CA

  SEC # 1017712

        

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672  SEC Filings   from  9/16/96  to  2/10/14  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘SC 13G/A’ — Amendment to Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G — Filed re:  Issuer / Subject Company — Filed by:  Dimensional Fund Advisors LP
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Forms , Documents & Exhibits  in  259 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
6/24/13	OLD		15-12G		Registration:		Certification of a Termination of Registration of a Class of Securities — Form 15  OLD	1
6/14/13	OLD		S-8 POS		Registration:		Post-Effective Amendments of Form S-8 Registrations  OLD	6
6/12/13	OLD		8-K		Update:		Current Reports — Form 8-K  OLD  — Press Releases & Conference Calls	126
					8-K Items:
3/8/13	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	10
1/27/06	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	1
6/12/13	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	1
5/8/13	OLD		"			•	Results of Operations and Financial Condition — Item 2.02  OLD	73
3/28/11	OLD		"			•	Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ↓‘EX-2’	2
11/3/10	OLD		"			•	Material Impairments — Item 2.06  OLD  — ↓‘EX-2’	1
6/12/13	OLD		Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD	1
6/12/13	OLD		"			•	Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ↓‘EX-4’	1
3/2/05	OLD		Accountants & Accounting:			•	Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD	1
6/12/13	OLD		Governance & Management:			•	Changes in Control of Registrant — Item 5.01  OLD	1
6/12/13	OLD		"			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers	27
6/12/13	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	1
5/31/13	OLD		"			•	Submission of Matters to a Vote of Security Holders — Item 5.07  OLD	4
3/28/11	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	1
5/24/13	OLD		Events:			•	Other Events — Item 8.01  OLD	9
6/12/13	OLD		Financials:			•	Financial Statements and Exhibits — Item 9.01  OLD	99
5/28/13	OLD		10-K		Update:		Annual Reports — Form 10-K  OLD  — Financial Reports	20
5/28/13	OLD		10-Q		Update:		Quarterly Reports — Form 10-Q  OLD  — Financial Reports	52
5/10/13	OLD		DEFM14A		Proxy:		Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD	1
5/6/13	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	12
5/6/13	OLD		PRER14A		Proxy:		Preliminary Revised Proxy Soliciting Materials — Schedule 14A  OLD	2
3/25/13	OLD		PREM14A		Proxy:		Preliminary Proxy Statement – Merger or Acquisition — Schedule 14A  OLD	1
3/13/13	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD	9
6/5/12	OLD		S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD	6
4/25/12	OLD		DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A  OLD	16
5/6/11	OLD		ARS		Update:		Annual Reports to Security Holders  OLD	5
4/26/02	OLD		PRE 14A		Proxy:		Preliminary Proxy Statement — Schedule 14A  OLD	1
9/16/96	OLD		8-A12G		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
					General Exhibits:
6/12/13	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			5
3/21/13	OLD		EX-23		Consents of Experts and Counsel  OLD			23
3/21/13	OLD		EX-10		Material Contracts  OLD			63
3/21/13	OLD		EX-21		Subsidiaries Lists  OLD			5
3/8/13	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			4
6/5/12	OLD		EX-5		Opinions of Counsel re: Legality  OLD			6
10/10/96	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			2
					Additional Exhibits:
5/8/13	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases & Conference Calls			133
					Financials:
5/28/13	OLD		EX-31		Certifications — §302 – SOA’02  OLD			90
5/28/13	OLD		EX-32		Certifications — §906 – SOA’02  OLD			45
5/28/13	OLD		XML  &  R#		IDEA Financial Reports Info  OLD  — Financial Reports			299
5/28/13	OLD		EXCEL		IDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports			8
5/28/13	OLD		EX-101.*		XBRL Data  (XBRL Files)  OLD			48
5/28/13	OLD		ZIP		XBRL Zipped Folders   (Folders of XBRL Files)  OLD			8
12/12/00	OLD		EX-27		Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports			17
4/28/97	OLD		EX-11		Statement re: the Computation of Earnings Per Share  OLD			1
					Graphics:
5/10/13	OLD		GRAPHIC		Photos, Images and Graphs  OLD			92

Forms , Documents & Exhibits  in  413 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
2/10/14	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	98
6/17/13	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	9
6/14/13	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	268
6/12/13	OLD		25-NSE		Trading:		Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD	1
6/7/12	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	22
					Letters:
5/10/13	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			15
					General Exhibits:
12/18/12	OLD		EX-24		Powers of Attorney  OLD			46
4/13/11	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			5
10/15/10	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			2
10/15/10	OLD		EX-4		Instrument Defining the Rights of Security Holders  OLD			1
10/15/10	OLD		EX-5		Opinion of Counsel re: Legality  OLD			1
10/15/10	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			4
10/15/10	OLD		EX-9		Voting Trust Agreement  OLD			1
					Additional Exhibits:
6/12/13	OLD		EX-99  &  EX-99.*		Miscellaneous Exhibits, such as Press Releases  OLD  — EX-99.*  Form-Specific Exhibits...  Form N-14:  2 Powers of Attorney			6
					Financials:
10/15/10	OLD		EX-7		Correspondence from an Accountant re: Non-Reliance on a Previously Issued Audit Report or Completed Interim Review  OLD			1
					Graphics:
10/15/10	OLD		GRAPHIC		Photos, Images and Graphs  OLD			4

        

Filings History

Year		# of Filings
2014		1
2013		65
2012		64
2011		58
2010		63
2009		42
2008		63
2007		59
2006		46
2005		49
2004		46
2003		42
2002		9
2001		8
2000		13
1999		14
1998		15
1997		12
1996		3