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Avax Technologies Inc. 
 MO
  SEC # 1015441


        
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325  SEC Filings
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  from  8/1/96  to  6/9/11  (None in the Past Year)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘RW’ — Registration Withdrawal Request — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Avax Technologies Inc. 

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Forms
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, Documents
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& Exhibits
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 in  212 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
6/9/11 OLDRWRegistration:  Registration Withdrawal Requests  OLD 4
5/4/11 OLD10-12GRegistration:  Registration Statements — Form 10  OLD 3
4/2/09 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 7
3/31/09 OLD15-12GRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
3/30/09 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 12
3/26/09 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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75

8-K Items: 
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10/30/08 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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6
10/30/08 OLD
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  Financial Info: 
Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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1
10/30/08 OLD
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  Securities & Trading: 
Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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3
3/18/05 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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4
11/24/08 OLD
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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7
8/15/06 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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1
5/15/07 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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1
3/26/09 OLD
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  Events: 
Other Events — Item 8.01  OLD 14
10/30/08 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 22

11/26/08 OLDREGDEXRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 4
11/19/08 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD 4
11/14/08 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 5
4/15/08 OLD10-KUpdate:  Annual Report — Form 10-K  OLD 1
4/1/08 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 4
2/8/08 OLDS-1Registration:  Registration Statement (General Form) — Form S-1  OLD 1
11/14/07 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 31
7/24/07 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 3
5/9/07 OLD10KSBUpdate:  Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD 12
6/28/06 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 8
6/27/06 OLDCORRESPComment:  Comment-Response or Other Letter to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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1
6/20/06 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 4
9/20/05 OLD424B4Registration:  Prospectuses – Info Previously Omitted & New Facts or Events  OLD 2
8/31/05 OLDSB-2Registration:  Registration Statements by Small-Business Issuers (Optional Form) — Form SB-2  OLD 16
6/14/04 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 3
8/1/00 OLDS-8Registration:  Registration Statement – Securities for an Employee Benefit Plan — Form S-8  OLD 1
5/10/00 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 2
9/4/98 OLD424ARegistration:  Prospectuses – Info Substantively Changed or Added  OLD 5
3/16/98 OLD10KSB40Update:  Annual or Annual-Transition Report by a Small Business — Reg. S-B – Item 405 — Form 10-KSB  OLD 1
5/23/97 OLD8-A12GRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 2

Letters: 
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6/28/06 OLDCOVERComment-Response and Cover Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC2

General Exhibits: 
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4/12/11 OLDEX-10Material Contracts  OLD 92
2/3/11 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 10
2/3/11 OLDEX-21Subsidiaries Lists  OLD 13
11/19/08 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 24
4/15/08 OLDEX-23Consents of Experts and Counsel  OLD 40
2/8/08 OLDEX-5Opinions of Counsel re: Legality  OLD 23
4/18/06 OLDEX-14Code of Ethics  OLD 1
5/23/97 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 2
8/1/96 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1
8/1/96 OLDEX-20Other Document or Statement Furnished to Security Holders  OLD 1

Additional Exhibits: 
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10/30/08 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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66

Financials: 
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2/3/11 OLDEX-16Letters re: Changes in Accountants  OLD 3
11/19/08 OLDEX-31Certifications — §302 – SOA’02  OLD 41
11/19/08 OLDEX-32Certifications — §906 – SOA’02  OLD 22
11/14/01 OLDEX-11Statements re: Computations of Earnings Per Share  OLD 24
11/14/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD 26

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6/9/11 OLDGRAPHICPhotos, Images and Graphs  OLD 55


Forms
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, Documents
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& Exhibits
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 in  116 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
11/19/08 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 66
6/5/08 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 14
5/23/07 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 2
4/10/07 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 13
2/28/02 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 18

Letters: 
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6/26/06 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC3


        

Filings History

Year    # of Filings
In descending order
2011 5
2009 17
2008 27
2007 39
2006 17
2005 12
2004 25
2003 10
2002 11
2001 21
2000 23
1999 32
1998 49
1997 32
1996 5

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