Aradigm Corp. 

CA

  SEC # 1013238

        

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898  SEC Filings   from  5/22/96  to  6/29/20  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘15-12B’ — Certification of a Termination of Registration of a Class of Securities — Form 15 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Aradigm Corp.

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Forms , Documents & Exhibits  in  492 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
6/29/20	OLD		15-12B		Registration:		Certification of a Termination of Registration of a Class of Securities — Form 15  OLD	1
6/29/20	OLD		S-8 POS		Registration:		Post-Effective Amendments of Form S-8 Registrations  OLD	18
6/15/20	OLD		8-K		Update:		Current Reports — Form 8-K  OLD  — Press Releases & Conference Calls	183
					8-K Items:
3/9/20	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	32
6/5/09	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	2
2/15/19	OLD		"			•	Bankruptcy or Receivership — Item 1.03  OLD	1
8/28/06	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD	2
11/15/18	OLD		"			•	Results of Operations and Financial Condition — Item 2.02  OLD	51
1/8/19	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	12
2/15/19	OLD		"			•	Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ↓‘EX-10’	1
1/14/19	OLD		Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD	12
4/27/16	OLD		"			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	8
7/6/18	OLD		"			•	Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ↓‘EX-4’	3
4/16/07	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	1
2/15/19	OLD		Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers	33
9/4/15	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	3
7/6/18	OLD		"			•	Submission of Matters to a Vote of Security Holders — Item 5.07  OLD	12
6/15/20	OLD		Events:			•	Other Events — Item 8.01  OLD	34
6/15/20	OLD		Financials:			•	Financial Statements and Exhibits — Item 9.01  OLD	128
10/22/19	OLD		RW		Registration:		Registration Withdrawal Requests  OLD	2
11/30/18	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD  — Financial Reports	20
11/15/18	OLD		10-Q		Update:		Quarterly Reports — Form 10-Q  OLD  — Financial Reports	69
5/15/18	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD	10
5/15/18	OLD		DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A  OLD	24
5/1/18	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	11
3/23/18	OLD		10-K		Update:		Annual Reports — Form 10-K  OLD  — Financial Reports	31
3/1/18	OLD		S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD	17
8/16/16	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	10
7/11/16	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	13
5/3/16	OLD		D		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	2
4/8/15	OLD		424B3		Registration:		Prospectuses – New Facts or Events  OLD	24
3/20/15	OLD		POS AM		Registration:		Post-Effective Amendments of Registration Statements  OLD  — Financial Reports	8
6/11/14	OLD		CERTNAS		Trading:		Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD	1
6/5/14	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
11/14/13	OLD		CT ORDER		SEC:		SEC Confidential Treatment Orders  OLD	3
6/24/13	OLD		DEFM14A		Proxy:		Definitive Proxy Statements – Mergers & Acquisitions — Schedule 14A  OLD	2
6/11/13	OLD		PREM14A		Proxy:		Preliminary Proxy Statements – Mergers & Acquisitions — Schedule 14A  OLD	2
2/25/09	OLD		424B5		Registration:		Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD	2
12/21/07	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	18
6/14/07	OLD		ARS		Update:		Annual Reports to Security Holders  OLD	3
1/25/07	OLD		424B4		Registration:		Prospectuses – Info Previously Omitted & New Facts or Events  OLD	3
1/25/07	OLD		S-1MEF		Registration:		Registration Statement to Add Securities to a Prior Form S-1 Registration  OLD	1
1/12/05	OLD		REGDEX		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	4
12/21/04	OLD		PRER14A		Proxy:		Preliminary Revised Proxy Soliciting Materials — Schedule 14A  OLD	2
1/4/02	OLD		DEFS14A		Proxy:		Definitive Proxy Statement – Special Meeting — Schedule 14A  OLD	1
12/27/01	OLD		PRES14A		Proxy:		Preliminary Proxy Statement – Special Meeting — Schedule 14A  OLD	1
7/30/01	OLD		424B2		Registration:		Prospectuses – Primary Offerings and Shelf Securities  OLD	5
4/19/99	OLD		DEFR14A		Proxy:		Definitive Revised Proxy Soliciting Materials — Schedule 14A  OLD	3
7/1/98	OLD		424B1		Registration:		Prospectus – Info Previously Omitted  OLD	1
5/22/96	OLD		424A		Registration:		Prospectus – Info Substantively Changed or Added  OLD	1
					Letters:
4/13/12	OLD		COVER		Comment-Response or Cover Letter to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC			1
					General Exhibits:
3/9/20	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			8
2/21/20	OLD		EX-10		Material Contracts  OLD			93
11/30/18	OLD		EX-23		Consents of Experts and Counsel  OLD			80
11/6/18	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			15
7/6/18	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			17
3/1/18	OLD		EX-5		Opinions of Counsel re: Legality  OLD			37
5/12/16	OLD		EX-25		Statement of Eligibility to Act as a Trustee  OLD			1
3/17/15	OLD		EX-21		Subsidiaries Lists  OLD			3
1/4/07	OLD		EX-24		Power of Attorney  OLD			1
					Additional Exhibits:
6/15/20	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases & Conference Calls			125
					Financials:
11/15/18	OLD		EX-31		Certifications — §302 – SOA’02  OLD			130
11/15/18	OLD		EX-32		Certifications — §906 – SOA’02  OLD			62
11/15/18	OLD		XML  &  R#		IDEA Financial Reports Info  OLD  — Financial Reports			1,520
11/15/18	OLD		EXCEL		IDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports			48
11/15/18	OLD		EX-101.*		XBRL Data  (XBRL Files)  OLD			219
11/15/18	OLD		ZIP		XBRL Zipped Folders   (Folders of XBRL Files)  OLD			37
4/16/07	OLD		EX-16		Letter re: a Change in Accountant  OLD			1
11/13/00	OLD		EX-27		Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports			24
11/12/97	OLD		EX-11		Statement re: the Computation of Earnings Per Share  OLD			1
					Graphics:
11/30/18	OLD		GRAPHIC		Photos, Images and Graphs  OLD			228

Forms , Documents & Exhibits  in  406 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
9/5/19	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	41
9/5/19	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	28
9/4/19	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	225
2/14/19	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	96
2/11/15	OLD		5		Ownership:		Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD	7
1/18/07	OLD		25-NSE		Trading:		Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD	1
					Letters:
8/23/16	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			8
					General Exhibits:
7/3/18	OLD		EX-24		Powers of Attorney  OLD			31
12/11/17	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			8
9/29/04	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			6
9/29/04	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			3
9/29/04	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			5
					Additional Exhibits:
9/4/19	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			25
					Financials:
4/4/17	OLD		EX-12		Statement re: the Computation of Ratios  OLD			1
					Graphics:
9/29/04	OLD		GRAPHIC		Photo, Image or Graph  OLD			1

        

Filings History

Year		# of Filings
2020		25
2019		17
2018		53
2017		38
2016		46
2015		35
2014		48
2013		42
2012		35
2011		32
2010		59
2009		39
2008		51
2007		52
2006		52
2005		38
2004		62
2003		64
2002		17
2001		21
2000		19
1999		15
1998		19
1997		12
1996		7