MUFG Americas Holdings Corp. 

NY

  SEC # 1011659

        

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1,047  SEC Filings   from  5/15/96  to  10/13/23  (6 Months Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘13F-HR’ — Quarterly Holdings and Combination Report by a Money Manager — Form 13F — for 9/30/23 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  MUFG Americas Holdings Corp.

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Forms , Documents & Exhibits  in  643 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
10/13/23			13F-HR		Ownership:		Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management	150
10/19/21	OLD		15-12G		Registration:		Certifications of Terminations of Registration of Classes of Securities — Form 15  OLD	4
9/24/21	OLD		8-K		Update:		Current Reports — Form 8-K  OLD  — Press Releases & Conference Calls  — Financial Reports	184
					8-K Items:
9/24/21	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	17
7/1/16	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	4
10/20/17	OLD		"			•	Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports	54
12/9/19	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	17
11/4/08	OLD		Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD	1
7/6/17	OLD		"			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	4
1/28/09	OLD		Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers	17
9/13/18	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	4
4/6/05	OLD		"			•	Temporary Suspension of Trading Under Registrant’s Employee Benefit Plans — Item 5.04  OLD	1
9/21/21	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	30
9/20/21	OLD		Events:			•	Other Events — Item 8.01  OLD	18
9/24/21	OLD		Financials:			•	Financial Statements and Exhibits — Item 9.01  OLD  — Financial Reports	122
8/6/21	OLD		IRANNOTICE		Update:		Notices of Iran/Syria Disclosures in Quarterly and Annual Reports  OLD	36
8/6/21	OLD		10-Q		Update:		Quarterly Reports — Form 10-Q  OLD  — Financial Reports	82
3/2/21	OLD		10-K		Update:		Annual Reports — Form 10-K  OLD  — Financial Reports	26
4/18/18	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	5
4/12/18	OLD		POS AM		Registration:		Post-Effective Amendments of Registration Statements  OLD	2
4/6/18	OLD		RW		Registration:		Registration Withdrawal Request  OLD	1
3/22/18	OLD		F-3		Registration:		Registration Statements by Certain Foreign Issuers – Securities for Transactions — Form F-3  OLD	5
2/9/15	OLD		424B2		Registration:		Prospectuses – Primary Offerings and Shelf Securities  OLD	5
2/5/15	OLD		FWP		Registration:		Prospectuses – Free Writing  OLD	2
2/5/15	OLD		424B3		Registration:		Prospectuses – New Facts or Events  OLD	11
6/28/13	OLD		11-K		Update:		Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K  OLD	7
8/23/12	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	8
6/11/12	OLD		424B5		Registration:		Prospectus – Primary Offering or Shelf Securities – New Facts or Events  OLD	1
11/15/10	OLD		NO ACT		SEC:		SEC No-Action Letters re: Shareholder Proposals  OLD	2
2/11/10	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	13
5/15/09	OLD		NT 10-Q		Update:		Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25  OLD	1
2/11/09	OLD		8-A12G		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
11/4/08	OLD		S-8 POS		Registration:		Post-Effective Amendments of Form S-8 Registrations  OLD	12
11/4/08	OLD		SC 13E3		Ownership:		Tender-Offer Statements by Certain Issuers – Going-Private Transactions — Schedule 13E-3  OLD	6
10/14/08	OLD		DEFM14C		Proxy:		Definitive Proxy Info Statement – Merger or Acquisition — Schedule 14C  OLD	1
10/3/08	OLD		PREM14C		Proxy:		Preliminary Proxy Info Statement – Merger or Acquisition — Schedule 14C  OLD	1
9/29/08	OLD		SC 14D9		Ownership:		Tender-Offer Solicitation/Recommendation Statements — Schedule 14D-9  OLD	5
8/18/08	OLD		SC14D9C		Ownership:		Tender-Offer Communications by Issuers re: Third-Party Offers — Schedule 14D-9C  OLD	3
6/23/08	OLD		S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD	7
4/30/08	OLD		ARS		Update:		Annual Reports to Security Holders  OLD	5
4/18/08	OLD		DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A  OLD	12
7/23/04	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	17
1/14/04	OLD		424A		Registration:		Prospectus – Info Substantively Changed or Added  OLD	1
12/8/03	OLD		425		Registration:		Prospectuses and Communications – Mergers  OLD	9
11/14/03	OLD		S-4		Registration:		Registration Statements – Securities for Mergers — Form S-4  OLD	6
10/1/03	OLD		S-3DPOS		Registration:		Post-Effective Amendment of an ‘S-3D’ Registration — Form S-3  OLD	1
7/11/03	OLD		S-4MEF		Registration:		Registration Statements to Add Securities to Prior Form S-4 Registrations  OLD	2
6/7/99	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
3/26/99	OLD		10-K405		Update:		Annual Reports — Reg. S-K – Item 405 — Form 10-K  OLD	3
3/1/99	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	2
2/26/99	OLD		424B1		Registration:		Prospectuses – Info Previously Omitted  OLD	2
2/25/99	OLD		S-3MEF		Registration:		Registration Statement to Add Securities to a Prior Form S-3 Registration  OLD	1
					Form-Specific Documents:
10/13/23			INFO-TABLE		Portfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management			86
					General Exhibits:
9/24/21	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			6
3/2/21	OLD		EX-24		Powers of Attorney  OLD			61
2/26/20	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			37
12/14/18	OLD		EX-10		Material Contracts  OLD			66
9/13/18	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			13
3/3/17	OLD		EX-23		Consents of Experts and Counsel  OLD			98
2/17/15	OLD		EX-5		Opinions of Counsel re: Legality  OLD			28
2/17/15	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			6
1/29/15	OLD		EX-25		Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD			10
2/28/08	OLD		EX-21		Subsidiaries Lists  OLD			10
11/14/03	OLD		EX-8		Opinions of Counsel re: Tax Matters  OLD			7
8/14/96	OLD		EX-22		Published Reports re: Matters Submitted to Votes of Security Holders  OLD			4
					Additional Exhibits:
9/21/21	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases & Conference Calls			174
					Financials:
9/24/21	OLD		XML  &  R#		IDEA Financial Reports Info  OLD  — Financial Reports			3,819
9/24/21	OLD		EXCEL		IDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports			55
9/24/21	OLD		EX-101.*		XBRL Data  (XBRL Files)  OLD			270
9/24/21	OLD		JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)  OLD			10
9/24/21	OLD		ZIP		XBRL Zipped Folders   (Folders of XBRL Files)  OLD			48
8/6/21	OLD		EX-31		Certifications — §302 – SOA’02  OLD			146
8/6/21	OLD		EX-32		Certifications — §906 – SOA’02  OLD			146
3/1/18	OLD		EX-12		Statements re: Computations of Ratios  OLD			26
8/14/09	OLD		EX-18		Letter re: a Change in Accounting Principles or Practices  OLD			1
9/13/02	OLD		EX-16		Letters re: Changes in Accountants  OLD			2
11/13/00	OLD		EX-27		Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports			31
					Graphics:
9/24/21	OLD		GRAPHIC		Photos, Images and Graphs  OLD			1,047

History as a Money Manager:  Assets Under Management  ·  Related Money Managers

Forms , Documents & Exhibits  in  430 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
2/5/15	OLD		FWP		Registration:		Prospectuses – Free Writing  OLD	2
2/3/09	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	25
11/5/08	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	329
11/5/08	OLD		25-NSE		Trading:		Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD	1
11/4/08	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	2
11/4/08	OLD		SC 13E3		Ownership:		Tender-Offer Statements by Certain Issuers – Going-Private Transactions — Schedule 13E-3  OLD	9
9/29/08	OLD		SC 14D9		Ownership:		Tender-Offer Solicitation/Recommendation Statements — Schedule 14D-9  OLD	5
9/29/08	OLD		SC TO-T		Ownership:		Tender-Offer Statements by Third Parties — Schedule TO  OLD	6
9/19/08	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	2
8/18/08	OLD		SC14D9C		Ownership:		Tender-Offer Communications by Issuers re: Third-Party Offers — Schedule 14D-9C  OLD	3
8/18/08	OLD		SC TO-C		Ownership:		Tender-Offer Communications by Issuers and Third Parties — Schedule TO  OLD	2
7/28/08	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	28
12/28/05	OLD		5		Ownership:		Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5  OLD	1
12/8/03	OLD		425		Registration:		Prospectuses and Communications – Mergers  OLD	9
					Letters:
9/13/12	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			11
					General Exhibits:
7/28/08	OLD		EX-24		Powers of Attorney  OLD			22
					Additional Exhibits:
11/5/08	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			38
					Graphics:
2/5/15	OLD		GRAPHIC		Photos, Images and Graphs  OLD			79

        

Filings History

Year		# of Filings
2023		4
2022		14
2021		18
2020		17
2019		26
2018		27
2017		24
2016		25
2015		48
2014		20
2013		19
2012		24
2011		13
2010		23
2009		21
2008		167
2007		85
2006		75
2005		80
2004		104
2003		91
2002		31
2001		16
2000		14
1999		33
1998		13
1997		11
1996		4